American Federation of Government Employees, Local 2206, AFL-CIO and American Federation of Government Employees, AFL-CIO
[ v01 p696 ]
01:0696(77)AS
The decision of the Authority follows:
1 FLRA No. 77
JULY 5, 1979
MR. JAMES L. NEUSTADT
ASSISTANT GENERAL COUNSEL
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO
1325 MASSACHUSETTS AVENUE, N.W.
WASHINGTON, D.C. 20005
RE: AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, LOCAL 2206, AFL-CIO AND
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO, A/SLMR No. 1180,
Case No. 0-AS-8
DEAR MR. NEUSTADT:
THE AUTHORITY HAS CAREFULLY CONSIDERED YOUR PETITION FOR REVIEW AND
REQUEST FOR A STAY OF THE ASSISTANT SECRETARY'S DECISION, AND
COMPLAINANT'S OPPOSITION THERETO, IN THE ABOVE-ENTITLED CASE.
THIS CASE RESULTED FROM A COMPLAINT FILED BY DONALD G. JOLLY, MARY G.
WALDROP, AND ELLA S. PORTER (COMPLAINANTS) AGAINST THE AMERICAN
FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO AND AFGE LOCAL 2206 (THE
UNION). THE COMPLAINT ALLEGED, IN PERTINENT PART, THAT THE UNION
VIOLATED SECTION 204.2(A)(5) OF THE ASSISTANT SECRETARY'S STANDARDS OF
CONDUCT REGULATIONS /1/ IMPLEMENTING SECTION 18 OF THE ORDER BY
IMPROPERLY EXPELLING COMPLAINANTS FROM MEMBERSHIP IN THE UNION WITHOUT
PROVIDING THEM WITH WRITTEN SPECIFIC CHARGES, NOT GIVING THEM A
REASONABLE TIME TO PREPARE THEIR DEFENSE, AND NOT AFFORDING THEM A FULL
AND FAIR HEARING.
THE ADMINISTRATIVE LAW JUDGE (ALJ) CONCLUDED, IN RELEVANT PART, THAT
THE UNION VIOLATED SECTION 204.2(A)(5) OF THE ASSISTANT SECRETARY'S
REGULATIONS BY EXPELLING COMPLAINANTS AND RECOMMENDED, AMONG OTHER
THINGS, THAT THEY BE REINSTATED TO FULL MEMBERSHIP. THE ASSISTANT
SECRETARY, IN AGREEMENT WITH THE ALJ, FOUND THAT THE UNION IMPROPERLY
FAILED TO PROVIDE THE COMPLAINANTS WITH WRITTEN SPECIFIC CHARGES PRIOR
TO THE TRIALS, AND THAT THE COMPLAINANTS' FAILURE TO ATTEND THE TRIALS
DID NOT CONSTITUTE A WAIVER OF THEIR RIGHTS UNDER SECTION 204.2(A)(5) OF
THE REGULATIONS. IN SO CONCLUDING, THE ASSISTANT SECRETARY STATED:
(T)HE EVIDENCE AND TESTIMONY SHOWS THAT THE ONLY DOCUMENT GIVEN TO
(COMPLAINANTS) PRIOR TO
THEIR TRIALS WAS A COPY OF THE CHARGES FILED BY A MEMBER OF LOCAL
2206. THOSE CHARGES MERELY
QUOTED A NUMBER OF SUBSECTIONS OF THE AFGE CONSTITUTION AND CONTAINED
NO INDICATION OF THE
SPECIFIC ACTIONS WHICH ALLEGEDLY VIOLATED THOSE PROVISIONS.
THE (UNION) RESPONDENTS DO NOT CONTEST THE FACT THAT THE
(C)OMPLAINANTS WERE NOT GIVEN
WRITTEN SPECIFIC CHARGES PRIOR TO THE TRIALS. RATHER, THEY ARGUE
THAT THE (C)OMPLAINANTS
FAILED TO COOPERATE WITH THE INVESTIGATING COMMITTEE IN ITS ATTEMPTS
TO PROVIDE INFORMATION
REGARDING THE CHARGES, FAILED TO ATTEND THEIR TRIALS, AND FAILED TO
SUPPLY ADDITIONAL
INFORMATION OR ARGUMENTS FOR THE RECORD TO THE TRIAL COMMITTEE . . .
CONSEQUENTLY, THE
RESPONDENTS URGE, THE (C)OMPLAINANTS REPUDIATED AND OBSTRUCTED THE
CONSTITUTIONAL PROCEDURES
WHICH WOULD HAVE PROVIDED THEM ALL THE SPECIFICS THEY NEEDED AND
WOULD HAVE AFFORDED THEM
THEIR RIGHTS OF DUE PROCESS.
THIS ARGUMENT IS NOT CONVINCING. THE REGULATIONS ARE CLEAR AND
UNAMBIGUOUS ON THE
REQUIREMENTS OF WRITTEN SPECIFIC CHARGES. THE AFGE CONSTITUTION IS
SIMILARLY CLEAR AND
UNAMBIGUOUS. /3/ . . . (I)T IS CLEARLY THE OBLIGATION OF LABOR
ORGANIZATIONS TO PROVIDE
SPECIFIC INFORMATION SO AS TO APPRISE MEMBERS OF THE CHARGES AGAINST
THEM. THE RESPONDENTS
DID NOT FULFILL THIS OBLIGATION.
. . . .
CONSEQUENTLY, I AGREE WITH THE CONCLUSION OF THE (ALJ) THAT LOCAL
2206 VIOLATED (S)ECTION
204.2(A)(5) OF THE REGULATIONS BY NOT PROVIDING THE (C)OMPLAINANTS
WITH WRITTEN SPECIFIC
CHARGES PRIOR TO THE TRIALS. WITHOUT SPECIFIC INFORMATION AS TO THE
CHARGES AGAINST THEM,
THEY WERE UNABLE TO PREPARE THEIR DEFENSE AND WERE NOT AFFORDED A
FULL AND FAIR HEARING.
FURTHER, THE ASSISTANT SECRETARY REJECTED THE UNION'S ARGUMENT THAT
COMPLAINANT JOLLY COULD NOT BE REINSTATED TO MEMBERSHIP BECAUSE HE HAD
BEEN TERMINATED FROM FEDERAL EMPLOYMENT AND THUS NO LONGER MET THE
MEMBERSHIP REQUIREMENTS SET FORTH IN AFGE'S CONSTITUTION, STATING:
(J)OLLY WAS TERMINATED . . . OVER ONE YEAR BEFORE HIS EXPULSION ON
DIFFERENT GROUNDS
. . . DURING THIS PERIOD, THE RESPONDENTS ACCEPTED HIS DUES,
CONSIDERED HIM TO BE A MEMBER,
AND TOOK NO ACTION TO HAVE HIM REMOVED FROM MEMBERSHIP BECAUSE OF HIS
EMPLOYMENT STATUS. NO
EXPLANATION IS MADE AS TO WHY (THEY) DID NOT TAKE ANY ACTION DURING
OR AFTER THIS PERIOD OR
WHAT FACTORS IN JOLLY'S EMPLOYMENT SITUATION MAY HAVE CHANGED SINCE
HIS EXPULSION THAT RELATE
TO HIS ELIGIBILITY FOR MEMBERSHIP.
UNDER THESE CIRCUMSTANCES, THE RESPONDENTS HAVE NOT PRESENTED
CONVINCING EVIDENCE TO SHOW
THAT JOLLY IS NOT AT THE PRESENT TIME ELIGIBLE FOR MEMBERSHIP. THEY
HAD CHOSEN NOT TO
INTERPRET AND APPLY THE CONSTITUTIONAL REQUIREMENTS TO JOLLY
DIRECTLY, AND WE CANNOT DO SO IN
THE CONTEXT OF REVIEWING HIS EXPULSION ON DIFFERENT GROUNDS.
THE FACTS INDICATE THAT JOLLY WAS CONSIDERED TO BE A MEMBER UNTIL THE
TIME OF HIS
EXPULSION, AND WE HAVE CONCLUDED THAT HIS EXPULSION WAS IN VIOLATION
OF (S)ECTION 204.2(A)(5)
OF THE REGULATIONS. IT IS ALSO OUR CONCLUSION THAT THE PROVISIONS OF
(S)ECTION 18 OF THE
EXECUTIVE ORDER AND PART 204 OF THE REGULATIONS ARE NOT CONFINED TO
FEDERAL EMPLOYEES, BUT ARE
APPLICABLE TO ALL MEMBERS OF LABOR ORGANIZATIONS WHICH ARE SUBJECT TO
THE EXECUTIVE
ORDER. THE AUTHORITY TO ORDER REINSTATEMENT OF AN IMPROPERLY
EXPELLED MEMBER IS THEREFORE
WELL WITHIN THE PURVIEW OF THE EXECUTIVE ORDER.
THE ASSISTANT SECRETARY ACCORDINGLY ORDERED THE UNION TO CEASE AND
DESIST FROM THE CONDUCT FOUND VIOLATIVE AND TO TAKE CERTAIN AFFIRMATIVE
REMEDIAL ACTIONS, INCLUDING REINSTATING COMPLAINANTS TO FULL MEMBERSHIP,
AND CONSIDERING THEM AS FULL MEMBERS THROUGHOUT THE PERIOD OF THEIR
EXPULSIONS WITH ALL RIGHTS AND PRIVILEGES FLOWING THEREFROM.
IN THE UNION'S PETITION FOR REVIEW, IT IS ALLEGED THAT THE ASSISTANT
SECRETARY'S DECISION WAS ARBITRARY AND CAPRICIOUS IN THAT "NO WEIGHT WAS
GIVEN TO THE CLEAR RECORD EVIDENCE SHOWING THE COMPLAINANTS'
DELIBERATELY EVASIVE ACTIONS, ESPECIALLY THOSE BEFORE (LOCAL 2206'S)
INVESTIGAT(ING) COMMITTEE, WHICH PRECLUDED NOTICE OF THE SPEC