National Treasury Employees Union, Chapter 6 (Union) and Internal Revenue Service, New Orleans District Office (Activity)
[ v01 p897 ]
01:0897(102)NG
The decision of the Authority follows:
1 FLRA No. 102
NATIONAL TREASURY EMPLOYEES UNION,
CHAPTER 6
(Union)
and
INTERNAL REVENUE SERVICE,
NEW ORLEANS DISTRICT OFFICE
(Activity)
Case No. 0-NG-9
DECISION ON NEGOTIABILITY ISSUE
PROVISION /1/
A. R.O.'S (REVENUE OFFICERS) MAY REQUEST DAILY OR CONTINUOUS
PERMISSION TO WORK IN/OUT OF
THEIR RESIDENCES.
B. BASED UPON A REVENUE OFFICER'S REQUEST AND THE REASONS PRESENTED,
THE EMPLOYER WILL
CONSIDER THE FOLLOWING CRITERIA IN EXERCISING THE AUTHORITY TO GRANT
OR DENY THE REQUEST:
1. THE REASONABLENESS OF THE REQUEST;
2. THE WORKABILITY OF THE REQUEST; AND
3. THE EFFECT OF THE REQUEST UPON THE EFFICIENCY OF THE SERVICE.
C. THE EMPLOYER AGREES THAT ALL DETERMINATIONS WILL BE MADE IN A
FAIR, OBJECTIVE AND
EQUITABLE MANNER.
D. UPON THE EMPLOYEE'S REQUEST, THE MANAGER WILL IDENTIFY AND
DISCUSS THE REASON(S) UPON
WHICH THE DENIAL IS BASED.
E. CONTINUOUS PERMISSION, ONCE GRANTED, MAY BE SUBJECT TO PERIODIC
REVIEW BY THE GROUP
MANAGER AND MAY BE WITHDRAWN UPON A NEW, CONTRARY DETERMINATION OF
THE CRITERIA CONTAINED IN
"B" ABOVE.
F. THE PARTIES AGREE THAT THIS IS A LOCAL SUPPLEMENTAL AGREEMENT,
AND IT SUPPLEMENTS
MDA-3.
QUESTION HERE BEFORE THE AUTHORITY
THE QUESTION IS WHETHER THE DISPUTED PROVISION OF THE PARTIES'
LOCALLY NEGOTIATED AGREEMENT VIOLATES SECTION 7106(A) OF THE FEDERAL
SERVICE LABOR-MANAGEMENT RELATIONS (FSLMR) STATUTE, AS ALLEGED GENERALLY
BY THE AGENCY. /2/
OPINION
CONCLUSION: THE PROVISION DOES NOT VIOLATE SECTION 7106 OF THE FSLMR
STATUTE. ACCORDINGLY, PURSUANT TO SECTION 2424.8 OF THE AUTHORITY'S
RULES AND REGULATIONS (44 FED.REG. 44740 ET SEQ. (1979)), THE AGENCY'S
ALLEGATION THAT THE DISPUTED PROVISION IS NOT WITHIN THE DUTY TO BARGAIN
BECAUSE IT VIOLATES THAT SECTION OF THE STATUTE IS SET ASIDE. /3/
REASONS: THE RECORD BEFORE THE AUTHORITY INDICATES THAT MANAGEMENT'S
PRACTICE IN THE BARGAINING UNIT INVOLVED IS TO GRANT EMPLOYEES' REQUESTS
TO WORK FROM THEIR HOMES UNDER CERTAIN CIRCUMSTANCES. /4/ THE UNION
ARGUES THAT THE PROVISION DISPUTED IN THE INSTANT CASE IS WITHIN THE
DUTY TO BARGAIN UNDER SECTION 7106(B)(2) OF THE STATUTE /5/ SINCE IT
CONSTITUTES MERELY THE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN
EXERCISING ITS RETAINED RIGHTS IN CONNECTION WITH THE PRACTICE OF
SOMETIMES ALLOWING AN EMPLOYEE TO WORK FROM HIS OR HER HOME. THE
AGENCY, AS INDICATED, CONTENDS THAT THE PROVISION VIOLATES MANAGEMENT'S
RIGHTS UNDER SECTION 7106(A) OF THE STATUTE. /6/
SECTION 7106 OF THE STATUTE SPECIFIED, IN SUBSECTION (A), VARIOUS
RIGHTS RESERVED TO AGENCY MANAGEMENT. /7/ SUBSECTION (B), HOWEVER,
PROVIDES THAT MANAGEMENT'S EXERCISE OF ANY RIGHTS CONTAINED IN
SUBSECTION (A) DOES NOT PRECLUDE NEGOTIATIONS ON THE PROCEDURES WHICH
MANAGEMENT OFFICIALS WILL OBSERVE IN EXERCISING THOSE RIGHTS. /8/ THE
LEGISLATIVE HISTORY OF THE STATUTE REFLECTS THE INTENT, IN REGARD TO THE
DUTY TO BARGAIN ON THE PROCEDURES MANAGEMENT WILL OBSERVE IN EXERCISING
ANY RESERVED RIGHTS UNDER THE STATUTE, TO AUTHORIZE UNIONS TO NEGOTIATE
FULLY ON SUCH PROCEDURES, UNLESS SUCH NEGOTIATIONS WOULD PREVENT THE
AGENCY FROM ACTING AT ALL. /9/
TURNING TO THE DISPUTED PROVISION, IT PRINCIPALLY RELATES, AS A
WHOLE, TO AGENCY MANAGEMENT'S GRANTING OR DENYING THE REQUEST OF
INDIVIDUAL MEMBERS OF THE BARGAINING UNIT (REVENUE OFFICERS) TO WORK
"IN/OUT OF THEIR RESIDENCES." SECTION A WHICH IS NOT IN DISPUTE MERELY
REFLECTS THE EXISTENCE OF THE AGENCY'S PRACTICE TO CONSIDER SUCH
REQUESTS. (AS NOTED BEFORE, THE UNION TACITLY CONCEDES THAT THE
EXISTENCE AND CONTINUATION OF THIS PRACTICE IS A MATTER SOLELY RESERVED
TO MANAGEMENT'S DISCRETION.) SECTIONS B, C, AND E, DISPUTED HEREIN,
DELINEATE THE PROCEDURES WHICH MANAGEMENT WILL FOLLOW WHEN CONSIDERING
SUCH REQUESTS. IN THIS REGARD, SECTION B ESTABLISHES "REASONABLENESS,"
"WORKABILITY" AND "EFFECT OF THE REQUEST UPON THE EFFICIENCY OF THE
SERVICE" AS CRITERIA WHICH MANAGEMENT MUST CONSIDER IN EXERCISING ITS
AUTHORITY TO GRANT OR DENY A REQUEST. THESE CRITERIA (WHICH
DERIVATIVELY APPLY ALSO UNDER SECTION E) ARE VERY GENERAL AND ARE NOT
EXCLUSIVE: THE LANGUAGE OF THE PROVISION DOES NOT SPECIFY THEIR
EXCLUSIVITY AND, FURTHERMORE, THE UNION UNEQUIVOCALLY STATES IN THE
RECORD BEFORE THE AUTHORITY THAT THEY ARE NOT EXCLUSIVE BUT ARE TO BE
APPLIED BY THE RESPONSIBLE MANAGEMENT OFFICIAL "AMONG ANY OTHER CRITERIA
HE OR SHE WISHES TO CONSIDER." SECTION C MERELY ESTABLISHES A GENERAL
STANDARD FOR MANAGEMENT'S DETERMINATIONS WITH REGARD TO EMPLOYEE
REQUESTS: THAT THEY BE FAIR, OBJECTIVE AND EQUITABLE. SECTION E MAKES
THE NONEXCLUSIVE CRITERIA FOR GRANTING OR DENYING REQUESTS, MENTIONED
ABOVE, APPLICABLE ALSO TO EXERCISES OF MANAGEMENT DECISIONAL AUTHORITY
TO CONTINUE OR WITHDRAW PERMISSION, PREVIOUSLY GRANTED, FOR AN EMPLOYEE
TO WORK FROM HIS OR HER RESIDENCE.
IT IS PLAIN FROM THE LANGUAGE OF SECTIONS B, C, AND E OF THE
PROVISION AND FROM THE UNION'S CLEAR STATEMENT TO THE AUTHORITY
REGARDING THE NONEXCLUSIVITY OF THE CRITERIA ESTABLISHED IN SECTION B,
THAT THESE SECTIONS SOLELY ARE CONCERNED WITH THE PROCEDURES WHICH
MANAGEMENT WILL OBSERVE IN DETERMINING WHETHER TO GRANT, DENY OR, HAVING
ONCE GRANTED, TO CONTINUE OR WITHDRAW PERMISSION FOR A BARGAINING UNIT
MEMBER TO WORK FROM HIS OR HER HOME IN ACCORDANCE WITH EXISTING AGENCY
PRACTICE. FURTHERMORE, THERE IS NO SHOWING THAT THESE PROCEDURES WILL
PREVENT MANAGEMENT FROM ACTING AT ALL ON EMPLOYEES' REQUEST FOR SUCH
PERMISSION. ACCORDINGLY, THE PROCEDURES IN QUESTION ARE WITHIN THE DUTY
TO BARGAIN UNDER SECTION 7106(B)(2) OF THE STATUTE /10/ AND THE AGENCY'S
ALLEGATION TO THE CONTRARY MUST BE SET ASIDE.
FINALLY, SECTION F OF THE PROVISION STATES THAT "THE PARTIES AGREE
THAT THIS IS A LOCAL AGREEMENT SUPPLEMENTING 'MDA-3'" (APPARENTLY
ADVERTING TO AN AGREEMENT BETWEEN THE PARTIES AT A HIGHER LEVEL). THE
AGENCY PROVIDES NO SUPPORT OR EXPLANATION FOR ITS ALLEGATION THAT
SECTION F OF THE PROVISION VIOLATES SECTION 7106 OF THE STATUTE AND NO
VIOLATION IS OTHERWISE APPARENT FROM THE RECORD IN THIS CASE.
ACCORDINGLY THE ALLEGATION OF THE AGENCY THAT SECTION F OF THE PROVISION
IS NOT WITHIN THE 