22:0607(68)AR - Customs Service and NTEU -- 1986 FLRAdec AR
[ v22 p607 ]
22:0607(68)AR
The decision of the Authority follows:
22 FLRA No. 68
UNITED STATES CUSTOMS SERVICE
Agency
and
NATIONAL TREASURY EMPLOYEES UNION
Union
Case No. 0-AR-1015
DECISION
I. STATEMENT OF THE CASE
This matter is before the Authority on exceptions to the award of
Arbitrator Howard V. Finston filed by the Agency under section 7122(a)
of the Federal Service Labor-Management Relations Statute and part 2425
of the Authority's Rules and Regulations. The Union filed an
opposition.
II. BACKGROUND AND ARBITRATOR'S AWARD
The grievant was suspended for 14 days on charges that he engaged in
conduct prejudicial to the Government, as the result of argumentative
conversation and subsequent physical confrontation with a member of the
public, and that he failed to perform assigned duties in a professional
manner, as the result of the use of excessive force by kicking that
individual after he had fallen to the ground. A grievance contesting
the suspension was filed and ultimately submitted to arbitration where
the Arbitrator stated the issue as whether the suspension was for just
cause. The Arbitrator determined that the evidence failed to establish
that the grievant physically abused the individual involved or acted in
a manner clearly inconsistent with agency policy or guidelines.
Instead, the Arbitrator determined that the situation reflected a
misjudgment by the grievant of the individual's obstinancy and a
temporary loss of composure. The Arbitrator also identified two
mitigating factors: (1) the grievant's record of no previous
disciplinary actions, and (2) the several month delay between the
alleged misconduct and the imposition of discipline by the Agency.
Accordingly, as his award, the Arbitrator found that the 14-day
suspension was not for just cause, reduced the discipline to an oral
admonishment, and ordered that the grievant be made whole.
III. FIRST EXCEPTION
A. Contentions
In its first exception the Agency contends that the award is contrary
to law because the Arbitrator applied an erroneous standard of review.
The Agency maintains that with respect to the serious adverse actions
enumerated in 5 U.S.C. Section 7512, /1/ the Merit Systems Protection
Board (MSPB) under section 7701 reviews a disciplinary action to
determine whether it is arbitrary, capricious, unreasonable, or clearly
excessive. The Agency maintains that the Authority should require
arbitrators to apply the same standard to suspensions of 14 days or less
under 5 U.S.C. chapter 75, subchapter I, and find the award deficient as
contrary to management's right to take disciplinary action because the
Arbitrator failed to apply such standard.
B. Analysis and Conclusions
The Authority has repeatedly held that the standards set forth in
section 7701, pertaining to the appellate review procedures of MSPB, do
not apply to the arbitration of suspensions of 14 days or less. The
Authority has explained that under section 7121(e)(2) of the Statute, an
arbitrator is governed by the standards set forth in section 7701(c).
However, as it pertains to disciplinary actions, section 7121(e)(2) only
applies to the more serious adverse actions enumerated in section 7512
and therefore neither that section nor the standards set forth in
section 7701(c) apply to suspensions of 14 days or less as in this case.
Headquarters, Fort Monroe, Fort Monroe, Virginia and National
Association of Government Employees, Local R4-11, 13 FLRA 405 (1983);
Naval Weapons Station, Yorktown, Virginia and National Association of
Government Employees, Local R4-96, 13 FLRA 133 (1983). Thus, contrary
to the Agency's exception, we find that the award is not contrary to law
because the Arbitrator failed to apply the standard of review which it
asserts is required by Section 7701.
Furthermore, consistent with the review of arbitration awards by
Federal courts in the private sector, the Authority has uniformly held
that unless a specific standard of proof or review is required, an
arbitrator may establish whatever standard the arbitrator considers
appropriate and the award will not be found deficient on that basis.
Social Security Administration and Local 1760, American Federation of
Government Employees, AFL-CIO, 17 FLRA 1063 (1985); Department of
Defense Dependents Schools, Europe and Overseas Education Association, 4
FLRA 412 (1980). Based on this precedent, we conclude that this
exception provides no basis for finding the award deficient.
IV. SECOND EXCEPTION
A. Contentions
In the second exception the Agency contends that the award is
inconsistent with the Agency's table of offenses and discipline. The
Agency maintains that the table provides for discipline for the first
offense of conduct prejudicial to the Government ranging from a 14-day
suspension to removal. The Agency argues that the award is therefore
deficient by mitigating the range of discipline for such misconduct
below that provided by the table.
B. Analysis and Conclusions
The Authority concludes that this exception does not provide any
basis for finding the award deficient. In arguing that the Arbitrator
improperly mitigated the range of discipline for conduct prejudicial to
the Government, the Agency does not take proper account of the
Arbitrator's specific finding in this case. In particular, the
Arbitrator found that the evidence failed to establish that the grievant
had engaged in any conduct prejudicial to the Government as was charged
by the Agency. Thus, apart from any other considerations, the Agency
fails to establish that the award is inconsistent with the table of
offenses and discipline.
V. THIRD EXCEPTION
A. Content