46:1347(131)AR - - AFGE Local 3407 and DOD, Defense Mapping Agency - - 1993 FLRAdec AR - - v46 p1347
[ v46 p1347 ]
The decision of the Authority follows:
46 FLRA No. 131
FEDERAL LABOR RELATIONS AUTHORITY
AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES
U.S. DEPARTMENT OF DEFENSE
DEFENSE MAPPING AGENCY
February 10, 1993
Before Chairman McKee and Members Talkin and Armendariz.
I. Statement of the Case
This matter is before the Authority on exceptions to an award of Arbitrator Ira F. Jaffe filed by the Union under section 7122(a) of the Federal Service Labor-Management Relations Statute (the Statute) and part 2425 of the Authority's Rules and Regulations. The Agency filed an opposition to the Union's exceptions.
The grievant filed a grievance challenging the Agency's failure to promote her to a GS-12 Cartographer position under the Mapping, Charting and Geodesy Certification Program (MC&G CP). The Arbitrator found that the Agency properly determined that the grievant's qualifications did not warrant her promotion, and therefore, denied the grievance.
For the reasons stated below, we conclude that the Union's exceptions fail to demonstrate that the award is deficient. Accordingly, we will deny the exceptions.
II. Background and Arbitrator's Award
In 1990 the Agency established the MC&G CP for the professional certification of employees engaged in MC&G production functions. Policies and guidance concerning the program are set forth in Defense Mapping Agency Manual (DMAM) 1400.40, an Agency regulation. Under the regulation, candidates for certification are evaluated under various factors, including performance, and must demonstrate that their three most recent performance appraisal ratings "meet or exceed the following: one Outstanding rating at or above the GS-11 level, and 2 Highly Successful ratings at any grade level." Agency Exh. D3 at 5-1.
In June 1990, the Agency announced, in conjunction with the MC&G CP, vacant GS-12 cartographer positions. The grievant, a GS-11 cartographer, applied for one of the vacancies. Prior to the Agency's final selections for the vacant positions, the Office of Personnel Management (OPM) reviewed the MC&G CP and suggested certain changes to the program.(1)
As a result of OPM's suggestion, the Agency modified the MC&G CP candidate evaluation process as follows:
a. A crediting plan will be developed based on three criteria: ability to use DMA systems and production functions to produce MC&G products; communication ability; and proficiency in performing MC&G duties. . . .
b. The candidates who applied will be reevaluated against the new crediting plan . . . .
Union's Exh. 5, Letter dated November , 1990. The crediting plan developed by the Agency contained the same selection criteria as DMAM 1400.40 and used a 100-point scale which allocated 50 points for work experience and communication skills, and 50 points for performance. Consistent with DMAM 1400.40, performance points were based on a candidate's three most recent performance appraisals.
Using the crediting plan, previous applicants for the GS-12 cartographer positions, including the grievant, were reevaluated. At that time, the grievant's three most recent performance appraisals were "outstanding," "outstanding," and "highly successful." However, the two "outstanding" appraisals related to her performance in a "non-production" position. Award at 11. Based on the Agency's interpretation of DMAM 1400.40 and the crediting plan as entitling a candidate to full performance credit for appraisals only insofar as the they were based on performance in "production" positions, the grievant received only 10 performance points. Id. at 12. As a result, the grievant was not placed on the Best Qualified (BQ) list and was not promoted.
A grievance was filed over the Agency's failure to promote the grievant and, when the grievance was not resolved, it was submitted to arbitration. The Arbitrator framed the issue before him as whether the "Agency's refusal to certify the [g]rievant for the MC&G CP Cartographer position . . . was contrary to the terms of the MC&G CP, an internal Agency regulation." Award at 18.
Before the Arbitrator, the Union argued, as relevant here, that the Agency's failure to promote the grievant was improper because the crediting plan on which the Agency relied "did not meet the requirement imposed by OPM that an applicant not be disqualified simply by being unable to attain the maximum points on any element." Id. at 13. In addition, the Union asserted that the Agency violated DMAM 1400.40 by failing to fully credit the grievant's two "outstanding" ratings because they were not earned in a production position.
The Arbitrator found that the Agency's failure to fully credit the grievant's two "outstanding" performance appraisals did not violate DMAM 1400.40 or the parties' agreement because, according to the Arbitrator, the record before him demonstrated that the MC&G CP was designed to select individuals for senior production assignments. The Arbitrator also found that "the undisputed facts reveal that the [g]rievant failed to be rated at the Outstanding level while in a production area work assignment." Id. at 19. The Arbitrator concluded that "[n]othing in the Agreement precluded the Agency from utilizing DMAM 1400.40 and the crediting plan developed in accordance with [it]" and that the MC&G did not violate "any applicable federal law, rule, or [G]overnment wide regulation." Id. at 18. Accordingly, the Arbitrator denied the grievance.
III. Positions of the Parties
The Union contends that the Arbitrator exceeded his authority and "disregard[ed] the collective bargaining agreement between the parties and the law in ruling that the actions of the Agency were proper . . . ." Exceptions at 3. The Union argues that, by allowing the Agency to certify ineligible candidates for promotion while improperly failing to certify the grievant, the award conflicts with a "[G]overnment wide rule" requiring agencies to make selections from properly ranked and certified candidates. Id. at 6. The Union also argues that, by refusing to fully credit the grievant's two outstanding performance appraisals, the Agency violated DMAM 1400.40 and failed to comply with OPM directives. Finally, the Union claims that the award fails to draw its essence from the parties' agreement because, according to the Union, the Agency failed to submit the crediting plan to the Union as required by Article XII of the agreement.(2)
The Agency contends that the Union fails to demonstrate that the award is deficient. According to the Agency, the exceptions constitute mere disagreement with the Arbitrator's evaluation of the evidence.
IV. Analysis and Conclusions
A. Arbitrator Did Not Exceed His Authority.
An arbitrator exceeds his or her authority when, among other things, the arbitrator resolves an issue not submitted to arbitration, or awards relief to persons who are not parties to the grievance. U.S. Department of the Air Force, Tinker Air Force Base, Oklahoma and American Federation of Government Employees, Local 916, 45 FLRA 1139, 1141 (1992). Although the Union asserts that the Arbitrator exceeded his authority, the Union does not contend that the Arbitrator resolved an issue not properly before him, or granted relief to anyone who was not a party to the grievance. Moreover, no basis on which to conclude that the Arbitrator exceeded his authority is asserted or apparent to us. Accordingly, we will deny this