General Services Administration, National Personnel Records Center, A/SLMR No. 1174
[ v01 p832 ]
01:0832(96)CA
The decision of the Authority follows:
1 FLRA No. 96
AUGUST 10, 1979
MS. JANICE K. MENDENHALL
CONTROLLER-- DIRECTOR OF
ADMINISTRATION
GENERAL SERVICES ADMINISTRATION
WASHINGTON, D.C. 20405
RE: GENERAL SERVICES ADMINISTRATION, NATIONAL
PERSONNEL RECORDS CENTER, A/SLMR No. 1174,
Case No. 0-AS-6
DEAR MS. MENDENHALL:
THE AUTHORITY HAS CAREFULLY CONSIDERED YOUR PETITION FOR REVIEW AND
REQUEST FOR A STAY OF THE ASSISTANT SECRETARY'S DECISION, AND THE
UNION'S OPPOSITION THERETO, IN THE ABOVE-ENTITLED CASE.
IN THIS CASE, THE AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES,
AFL-CIO, LOCAL 2928 (THE UNION) FILED AN UNFAIR LABOR PRACTICE COMPLAINT
AGAINST THE GENERAL SERVICES ADMINISTRATION, NATIONAL PERSONNEL RECORDS
CENTER (THE ACTIVITY). THE COMPLAINT, AS AMENDED, ALLEGED THAT THE
ACTIVITY VIOLATED SECTION 19(A)(1) AND (2) OF THE ORDER BY PROHIBITING
AN EMPLOYEE FROM ACTING SIMULTANEOUSLY AS AN EQUAL EMPLOYMENT
OPPORTUNITY (EEO) COUNSELOR AND AS A UNION OFFICER.
THE ASSISTANT SECRETARY ADOPTED THE FINDINGS, CONCLUSIONS AND
RECOMMENDATIONS OF THE ADMINISTRATIVE LAW JUDGE (ALJ), WHO CONCLUDED
THAT THE ACTIVITY VIOLATED SECTION 19(A)(1) OF THE ORDER BY PROHIBITING
THE EMPLOYEE FROM ACTING SIMULTANEOUSLY AS A PART-TIME EEO COUNSELOR AND
AS A UNION OFFICER. /1/ IN REACHING THIS DETERMINATION, THE ALJ
REJECTED THE ACTIVITY'S ARGUMENT THAT THE HOLDING OF ANY UNION OFFICE,
REGARDLESS OF ITS DUTIES, WOULD IN ITSELF "RESULT IN A CONFLICT OR
APPARENT CONFLICT OF INTEREST OR OTHERWISE BE INCOMPATIBLE WITH . . .
THE OFFICIAL DUTIES OF" AN EEO COUNSELOR WITHIN THE MEANING OF SECTION
1(B) OF THE ORDER. IN THIS REGARD, HE STATED:
IN MY VIEW THE DUTIES OF THE PARTICULAR (U)NION OFFICE IN QUESTION
MUST BE EXAMINED TO
DETERMINE WHETHER ANY CONFLICT WOULD ARISE UNDER (S)ECTION 1(B) OF
THE ORDER IF THE OFFICER
SIMULTANEOUSLY SERVED AS EEO COUNSELOR. IN (THE INSTANT) CASE, (THE
EMPLOYEE'S) DUTIES AS
ASSISTANT SECRETARY-TREASURER-RECORDED INVOLVED ONLY THE INTERNAL
MANAGEMENT OF THE (U)NION--
PRIMARILY KEEPING THE MINUTES AND MEMBERSHIP ROLLS. I AM AWARE OF
(THE ACTIVITY'S) CONTENTION
THAT ALL OFFICERS IN THIS (U)NION HAD THE AUTHORITY TO HANDLE
GRIEVANCES ON BEHALF OF
EMPLOYEES. THE EXISTING PRESIDENT OF THE (U)NION TESTIFIED THAT, IN
HIS OPINION, IF AN
EMPLOYEE DEMANDED TO BE REPRESENTED BY A PARTICULAR (U)NION OFFICER
IN A GRIEVANCE PROCEEDING,
THE OFFICER WOULD BE REQUIRED TO REPRESENT THAT EMPLOYEE. EVEN IF I
WERE CONVINCED THAT THIS
WAS TRUE, I WOULD BE GUIDED BY THE ACTUAL POLICY AND PRACTICE OF THE
(U)NION RATHER THAN ANY
AUTHORITY TECHNICALLY VESTED IN THE OFFICERS. THE ESTABLISHED
PRACTICE WAS THAT ALL
GRIEVANCES WERE HANDLED BY THE STEWARDS OR THE CHIEF SHOP STEWARD,
AND ONLY ON RARE OCCASIONS
WOULD THE (U)NION PRESIDENT BECOME INVOLVED. THE OTHER OFFICERS DID
NOT PARTICIPATE. IN
ADDITION, (THE EMPLOYEE) CLEARLY HAD NO INTENTION OF EVER HANDLING A
GRIEVANCE. I DO NOT
THINK THAT (THE EMPLOYEE) WOULD EVER HAVE PERFORMED ANY SORT OF
REPRESENTATIONAL DUTIES IN HER
(U)NION JOB. AT BEST, THE CHANCES OF HER DOING SO WOULD HAVE BEEN
REMOTE. THUS (THE
ACTIVITY) HAS IMPROPERLY PORTRAYED (THE EMPLOYEE'S) POSITION WITH THE
(U)NION AS BEING AN
ADVERSARY OF MANAGEMENT AND AN ADVOCATE FOR EMPLOYEES.
SINCE (THE EMPLOYEE'S) POSITION INVOLVING THE INTERNAL MANAGEMENT OF
THE (U)NION DID NOT
RESULT IN ANY CONFLICT, OR APPARENT CONFLICT OF INTEREST OR
INCOMPATIBILITY WITHIN THE MEANING
OF (S)ECTION 1(B), IT FOLLOWS THAT SHE SHOULD NOT HAVE BEEN
PROHIBITED FROM HOLDING HER
(U)NION OFFICE WHILE ACTING AS AN EEO COUNSELOR. I MUST CONCLUDE AND
HOLD THAT (THE
ACTIVITY'S) ACTION INTERFERED WITH HER (S)ECTION 1(A) RIGHT TO
PARTICIPATE IN THE MANAGEMENT
OF THE (U)NION AND CONSTITUTED A VIOLATION OF (S)ECTION 19()(1) OF
THE ORDER . . . /2/
ACCORDINGLY, THE ASSISTANT SECRETARY ORDERED THE ACTIVITY TO CEASE
AND DESIST FROM PROHIBITING THE EMPLOYEE FROM SIMULTANEOUSLY HOLDING THE
POSITIONS OF EEO COUNSELOR AND ASSISTANT SECRETARY-TREASURER-RECORDER
FOR THE UNION, AND TO TAKE CERTAIN AFFIRMATIVE ACTIONS.
IN THE ACTIVITY'S PETITION FOR REVIEW, IT IS ALLEGED THAT THE
ASSISTANT SECRETARY'S DECISION IS ARBITRARY AND CAPRICIOUS IN THAT IT
"WAS BASED ON ERRONEOUS CONCLUSIONS (OF THE ALJ WHICH WERE) NOT
REASONABLY SUPPORTED BY THE EVIDENCE" IN THE RECORD. IN PARTICULAR, IT
IS ALLEGED THAT THE ALJ'S CONCLUSION THAT THE EMPLOYEE WAS NOT A "TRUE
ADVERSARY OF MANAGEMENT BECAUSE SHE PERFORMED ONLY INTERNAL UNION
BUSINESS," AND HIS CONCLUSION THAT THE EMPLOYEE "WAS NOT AN ADVERSARY OF
MANAGEMENT BECAUSE SHE HAD NO INTENTION OF REPRESENTING EMPLOYEES," WERE
UNSUPPORTED BY THE EVIDENCE IN THE RECORD. IT IS FURTHER ALLEGED THAT
THE ASSISTANT SECRETARY'S DECISION "PRESENTS A MAJOR POLICY ISSUE AS TO
THE MEANING AND APPLICATION OF SECTION 1(B) OF THE ORDER," IN THAT IT
RAISES THE QUESTION AS TO "WHETHER AND UNDER WHAT CIRCUMSTANCES ANY
(U)NION OFFICER IS IN AN ADVERSARY RELATIONSHIP TO (M)ANAGEMENT."
IN THE AUTHORITY'S OPINION, THE AGENCY'S PETITION FOR REVIEW OF THE
ASSISTANT SECRETARY'S DECISION DOES NOT MEET THE REQUIREMENTS OF SECTION
2400.2 OF THE AUTHORITY'S TRANSITION RULES WHICH INCORPORATES BY
REFERENCE SECTION 2411.12 OF THE COUNCIL'S RULES. THAT IS, THE DECISION
OF THE ASSISTANT SECRETARY DOES NOT APPEAR ARBITRARY AND CAPRICIOUS OR
RAISE ANY MAJOR POLICY ISSUES.
WITH RESPECT TO THE ALLEGATION THAT THE ASSISTANT SECRETARY'S
DECISION IS ARBITRARY AND CAPRICIOUS, IT DOES NOT APPEAR THAT THE
ASSISTANT SECRETARY ACTED WITHOUT REASONABLE JUSTIFICATION IN REACHING
HIS DECISION IN THE CIRCUMSTANCES OF THIS CASE. IN THIS REGARD, THE
APPEAL FAILS TO SET FORTH ANY MATERIAL EVIDENCE THAT THE ASSISTANT
SECRETARY DID NOT CONSIDER IN REACHING HIS DECISION, BUT INSTEAD
CONSTITUTES ESSENTIALLY DISAGREEMENT WITH THE ASSISTANT SECRETARY'S
CONCLUSION, BASED UPON THE ALJ'S FACTUAL DETERMINATIONS, AND THEREFORE
PROVIDES NO BASIS FOR REVIEW.
AS TO THE ALLEGATION THAT THE ASSISTANT SECRETARY'S DECISION PRESENTS
A MAJOR POLICY ISSUE CONCERNING THE CIRCUMSTANCES UNDER WHICH A UNION
OFFICER IS AN ADVERSARY OF MANAGEMENT, IN THE AUTHORITY'S VIEW NO BASIS
FOR REVIEW IS THEREBY PRESENTED. IN THIS REGARD, THE AUTHORITY NOTES
PARTICULARLY THAT THE ASSISTANT SECRETARY ADOPTED THE ALJ'S FACTUAL
DETERMINATION THAT THE EMPLOYEE'S UNION OFFICE IN THE INSTANT CASE
INVOLVED ONLY THE INTERNAL MANAGEMENT OF THE UNION AND DID NOT INVOLVE
THE HANDLING OF GRIEVANCES OR OTHER REPRESENTATIONAL DUTIES, AND
THEREFORE, UNDER THESE CIRCUMSTANCES, DID NOT RESULT IN ANY CONFLICT OR
APPARENT CONFLICT OF INTEREST WITHIN THE MEANING OF SECTION 1(B) OF THE
ORDER. ACCORDINGLY, THE ALLEGATION THAT THE EMPLOYEE, AS A UNION
OFFICER, WAS AN ADVERSARY OF MANAGEMENT HEREIN CONSTITUTES ESSENTIALLY A
MERE DISAGREEMENT WITH THE ASSISTANT SECRETARY'S CONCLUSION, BASED UPON
THE ALJ'S FACTUAL DETERMINATIONS, THAT THE ACTIVITY VIOLATED SECTION
19(A)(1) OF THE ORDER BY PROHIBITING THE EMPLOYEE HEREIN FROM ACTING
SIMULTANEOUSLY AS A PART-TIME EEO COUNSELOR AND AS A UNION OFFICER, AND
THUS PROVIDES NO BASIS FOR AUTHORITY REVIEW.
SINCE THE ASSISTANT SECRETARY'S DECISION DOES NOT APPEAR ARBITRARY
AND CAPRICIOUS OR PRESENT A MAJOR POLICY ISSUE, THE APPEAL FAILS TO MEET
THE REQUIREMENTS FOR REVIEW AS PROVIDED IN SECTION 2400.2 OF THE
AUTHORITY'S TRANSITION RULES WHICH INCORPORATES BY REFERENCE SECTION
2411.12 OF THE COUNCIL'S RULES. ACCORDINGLY, THE PETITION FOR REVIEW IS
HEREBY DENIED, AND THE REQUEST FOR A STAY IS ALSO DENIED. /3/
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
CC: B. BRUNO
AFGE
REGION 7
FLRA
/1/ THE ASSISTANT SECRETARY, ALSO IN AGREEMENT WITH THE ALJ,
DISMISSED THE SECTION 19(A)(2) ALLEGATION OF THE COMPLAINT. THIS
DETERMINATION HAS NOT BEEN APPEALED TO THE AUTHORITY AND THEREFORE IS
NOT AT ISSUE HEREIN.
/2/ THE ALJ FURTHER STATED THAT HE "NEED NOT DECIDE WHETHER A (U)NION
OFFICER WHO COULD PROPERLY BE CONSIDERED A TRUE ADVERSARY OF MANAGEMENT
WOULD BE PRECLUDED BY (SECTION) 1(B) FROM SIMULTANEOUSLY SERVING AS AN
EEO COUNSELOR."
/3/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT
OF 1978 (92 STAT. 1224), THE INSTANT CASE WAS DECIDED SOLELY ON THE
BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE
LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED.
THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR
APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH
WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE
STATUTE RATHER THAN THE ORDER.