Social Security Administration, Bureau of Hearings and Appeals (Respondent) and American Federation of Government Employees, Local 3615 (Complainant)
[ v02 p238 ]
02:0238(27)CA
The decision of the Authority follows:
2 FLRA No. 27
SOCIAL SECURITY ADMINISTRATION,
BUREAU OF HEARINGS AND APPEALS /1/
Respondent
and
AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES,
LOCAL 3615
Complainant
Assistant Secretary
Case No. 22-08933(CA)
DECISION AND ORDER
ON JULY 19, 1979, ADMINISTRATIVE LAW JUDGE EDWIN S. BERNSTEIN ISSUED
HIS RECOMMENDED DECISION AND ORDER IN THE ABOVE-ENTITLED PROCEEDING,
FINDING THAT THE RESPONDENT HAD NOT ENGAGED IN THE UNFAIR LABOR PRACTICE
ALLEGED IN THE COMPLAINT AND RECOMMENDING THAT THE COMPLAINT BE
DISMISSED IN ITS ENTIRETY. THEREAFTER, THE COMPLAINANT FILED EXCEPTIONS
WITH RESPECT TO THE ADMINISTRATIVE LAW JUDGE'S RECOMMENDED DECISION AND
ORDER.
THE FUNCTIONS OF THE ASSISTANT SECRETARY OF LABOR FOR
LABOR-MANAGEMENT RELATIONS, UNDER EXECUTIVE ORDER 11491, AS AMENDED,
WERE TRANSFERRED TO THE AUTHORITY UNDER SECTION 304 OF REORGANIZATION
PLAN NO. 2 OF 1978 (43 F.R. 36040), WHICH TRANSFER OF FUNCTIONS IS
IMPLEMENTED BY SECTION 2400.2 OF THE AUTHORITY'S RULES AND REGULATIONS
(44 F.R. 44741, JULY 30, 1979). THE AUTHORITY CONTINUES TO BE
RESPONSIBLE FOR THE PERFORMANCE OF THESE FUNCTIONS AS PROVIDED IN
SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS
STATUTE (92 STAT. 1215).
THEREFORE, PURSUANT TO SECTION 2400.2 OF THE AUTHORITY'S RULES AND
REGULATIONS AND SECTION 7135(B) OF THE STATUTE, THE AUTHORITY HAS
REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE AT THE HEARING
AND FINDS THAT NO PREJUDICIAL ERROR WAS COMMITTED. THE RULINGS ARE
HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE LAW JUDGE'S
RECOMMENDED DECISION AND ORDER AND THE ENTIRE RECORD IN THIS CASE,
INCLUDING THE COMPLAINANT'S EXCEPTIONS, THE AUTHORITY HEREBY ADOPTS THE
ADMINISTRATIVE LAW JUDGE'S FINDINGS, CONCLUSIONS AND RECOMMENDATION.
/2/
THE AUTHORITY AGREES WITH THE ADMINISTRATIVE LAW JUDGE THAT THE
RESPONDENT'S CHANGE IN THE LOCATION OF THE FLEXTIME SIGN-IN/SIGN-OUT
SHEETS DID NOT HAVE ANY SUBSTANTIAL IMPACT ON PERSONNEL POLICIES,
PRACTICES OR GENERAL WORKING CONDITIONS. THE RESPONDENT'S CONDUCT WITH
REGARD THERETO WAS NOT VIOLATIVE OF THE ORDER EVEN THOUGH IT WOULD HAVE
BEEN BETTER PRACTICE AND MORE CONDUCIVE TO SOUND AND STABLE LABOR
RELATIONS HAD THE RESPONDENT ADVISED THE COMPLAINANT OF THE PROPOSED
CHANGE AND DISCUSSED ANY RELATED PROBLEMS, PRIOR TO MAKING ANY CHANGE.
ORDER
IT IS HEREBY ORDERED THAT THE COMPLAINT IN ASSISTANT SECRETARY CASE
NO. 22-8933(CA) BE, AND IT HEREBY IS, DISMISSED.
ISSUED, WASHINGTON, D.C., DECEMBER 13, 1979
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
ALBERT B. CARROZZA, ESQ.
AFGE LOCAL 3615
P.O. BOX 147
ARLINGTON, VIRGINIA 22210
FOR THE COMPLAINANT
JULIAN BROWNSTEIN, ESQ.
OFFICE OF HEARINGS AND APPEALS
P.O. BOX 2518
WASHINGTON, D.C. 20013
FOR THE RESPONDENT
BEFORE: EDWIN S. BERNSTEIN
ADMINISTRATIVE LAW JUDGE
RECOMMENDED DECISION AND ORDER
ON MARCH 30, 1978, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES (THE
UNION) FILED A COMPLAINT AGAINST SOCIAL SECURITY ADMINISTRATION, OFFICE
OF HEARINGS AND APPEALS (THE ACTIVITY). THE COMPLAINT ALLEGED THAT THE
ACTIVITY VIOLATED SUBSECTIONS 19(A)(1) AND (6) OF EXECUTIVE ORDER 11491,
AS AMENDED (THE EXECUTIVE ORDER). THE COMPLAINT DESCRIBED THE ALLEGED
UNFAIR LABOR PRACTICE AS FOLLOWS:
ON FEBRUARY 3, 1978, AN AGENT FOR THE ACTIVITY, MS. JENKINS, CHANGED
THE ESTABLISHED
FLEXTIME POLICY FOR APPROXIMATELY 50 MEMBERS OF THE BARGAINING UNIT.
THE CHANGES WERE
IMPLEMENTED WITHOUT NOTICE TO THE UNION, AND THE UNION WAS NOT
AFFORDED AN OPPORTUNITY TO
MEET, CONFER, AND NEGOTIATE OVER THE CHANGES. THE CHANGES ADVERSELY
AFFECTED THE MEMBERS OF
THE BARGAINING UNIT BECAUSE THE ACTUAL FLEXTIME SHEETS WERE
MAINTAINED OUTSIDE THE SPECIFIED
AREA. THE CHANGES WERE SUBSTANTIAL AS THEY AFFECT THE STARTING AND
ENDING TIMES FOR ALL
AFFECTED EMPLOYEES IN THE CONGRESSIONAL AND PUBLIC INQUIRY SECTION,
BHA. THE AGENCY REFUSED
TO MEET WITH THE LOCAL CONCERNING THESE CHANGES AFTER THE UNION MAKE
A REQUEST FOR A MEETING
IN THE INFORMAL CHARGE.
PURSUANT TO A NOTICE OF HEARING DATED NOVEMBER 15, 1978, A HEARING
WAS HELD BEFORE ME IN WASHINGTON, D.C., ON FEBRUARY 5 AND 6, 1979. BOTH
PARTIES WERE REPRESENTED BY COUNSEL, EXAMINED AND CROSS-EXAMINED
WITNESSES, PRESENTED EVIDENCE, AND WERE GIVEN THE OPPORTUNITY TO FILE
POST-HEARING BRIEFS. UPON THE ENTIRE RECORD, I MAKE THE FOLLOWING
FINDINGS OF FACT, CONCLUSIONS OF LAW AND RECOMMENDED ORDER.
FINDINGS OF FACT
BY INSTRUCTION DATED JULY 15, 1976 AND EFFECTIVE JULY 19, 1976, THE
ACTIVITY INSTITUTED A "FLEXTIME" PROGRAM WHICH ENABLED ITS EMPLOYEES TO
START WORK AT ANY TIME BETWEEN 6:30 AND 9:30 A.M. AND LEAVE EIGHT AND
ONE-HALF HOURS LATER. THE INSTRUCTION, READ IN PART:
"III. TIMEKEEPING
A. SIGN-IN/SIGN-OUT SHEETS
THE USE OF SIGN-IN/SIGN-OUT (SI/SO) SHEETS TO RECORD THE THE WORKING
HOURS OF ALL EMPLOYEES
WHO WILL PARTICIPATE IN THE EXPANSION WILL BEGIN ON THE FLEXTIME
COMMENCEMENT DATE, IN
ACCORDANCE WITH THE BHA FLEXTIME PROPOSAL APPROVED BY SSA (SEE
ATTACHMENT). THE FOLLOWING
PROCEDURES REGARDING THE USE OF SI/SO SHEETS WILL BE OBSERVED.
1. THE SUPERVISOR OR ACTING SUPERVISOR WHO IS ON DUTY AT THE START
OF THE MORNING FLEXIBLE
BAND (6:30 A.M.) WILL BE RESPONSIBLE FOR THE MORNING MAINTENANCE OF
THE DAILY SI/SO
SHEETS. THE SHEETS WILL BE ON A CLIPBOARD EITHER ON THE SUPERVISOR'S
DESK. ATTACHED TO THE
CLIPBOARD WILL BE THE NAME AND ROOM NUMBER OF THE DUTY SUPERVISOR
RESPONSIBLE FOR THE
MAINTENANCE OF THE SHEETS DURING THE AFTERNOON FLEXIBLE BAND (3:00 TO
6:00 P.M.)."
THE ACTIVITY'S CONGRESSIONAL AND PUBLIC INQUIRY SECTION (CPIS)
CONSISTS OF FOUR UNITS - A, B, C AND THE TELEPHONE OFFICE BUILDING IN
ARLINGTON, VIRGINIA. THE CENTER PORTION OF THE FLOOR CONTAINS
ELEVATORS, STAIRS AND WASHROOMS. UNITS A AND B OCCUPY ONE END WHILE
UNIT C AND THE TELEPHONE UNIT ARE AT THE OTHER END.
AT FIRST THE SIGN-IN/SIGN-OUT SHEETS FOR EACH UNIT WERE PLACED NEAR
THAT UNIT'S SUPERVISOR'S DESK. AS TIME PASSED, THE ACTIVITY NOTED THAT
OFTEN EMPLOYEES ARRIVED BEFORE AND LEFT AFTER THEIR SUPERVISORS AND
THEREFORE SUPERVISORS COULD NOT VERIFY THE TIMES OF ACTUAL ARRIVAL AND
DEPARTURE OF EMPLOYEES.
TO ALLEVIATE THIS CONDITION, BY NOTICE DATED MAY 2, 1978, EFFECTIVE
THAT DAY, THE ACTIVITY PLACED THE SHEETS FOR ALL FOUR UNITS IN THE
VICINITY OF THE DESK OF MS. ERMA BROUSE, THE TELEPHONE UNIT'S SUPERVISOR
FROM 6:30 A.M. UNTIL THE UNIT'S SUPERVISOR ARRIVED AT WORK. MISS BROUSE
USUALLY ARRIVED AT WORK AT 6:30 A.M. EACH DAY. WHEN A UNIT SUPERVISOR
LEFT WORK, HE WOULD LEAVE THE SHEET FOR HIS UNIT IN THE SECTION CHIEF'S
OFFICE.
THE UNION COMPLAINED THAT IN MOVING THE SHEETS THE ACTIVITY
INSTITUTED A SUBSTANTIAL CHANGE IN POLICY AND VIOLATED THE EXECUTIVE
ORDER BY FAILING TO MEET AND CONFER WITH THE UNION AND NEGOTIATE OVER
THE CHANGE.
THE UNION AND ITS WITNESSES TESTIFIED THAT MOVING THE SHEETS CAUSED
EMPLOYEES TO WALK ADDITIONAL DISTANCES AND ALSO MADE THEM FEEL THAT THEY
WERE NO TRUSTED.
BETWEEN 6:30 AND 9:30 A.M. THE SHEETS FOR UNITS A, B, AND C WERE
PLACED ON MS. BROUSE'S DOOR, WHICH WAS LEFT OPEN, WHILE THE SHEET FOR
THE TELEPHONE UNIT REMAINED ON MS. BROUSE'S DESK. THE UNIT C PEOPLE
THUS WALKED ABOUT 40 ADDITIONAL FEET AS A RESULT OF THE CHANGE AND THE
UNIT A AND B PEOPLE WALKED ABOUT 140 ADDITIONAL FEET. MOST WITNESSES
INDICATED THAT THEY COULD WALK THAT 140 FEET IN 30 TO 45 SECONDS. THE
MOVEMENT OF THE SHEETS TO THE SECTION CHIEF'S OFFICE AT THE END OF THE
DAY RESULTED IN AN ADDITIONAL WALKING DISTANCE FOR UNIT A AND B
EMPLOYEES OF LESS THAN 50 FEET AND FOR UNIT C AND THE TELEPHONE UNIT
EMPLOYEES OF ABOUT 140 FEET.
CONCLUSIONS OF LAW
ALTHOUGH IT IS WELL ESTABLISHED THAT MANAGEMENT VIOLATES ITS
OBLIGATION TO MEET AND CONFER UNDER SECTION 11(A) OF THE EXECUTIVE ORDER
WHEN IT UNILATERALLY CHANGES TERMS AND CONDITIONS INCLUDED WITHIN THE
AMBIT OF THAT SECTION, AS STATED BY THE ASSISTANT SECRETARY, IT IS
EQUALLY CLEAR THAT SECTION 11(A):
". . . IS NOT INTENDED TO EMBRACE EVERY ISSUE WHICH IS OF INTEREST TO
AGENCIES AND
EXCLUSIVE REPRESENTATIVES AND WHICH INDIRECTLY MAY AFFECT EMPLOYEES.
RATHER, SECTION 11(A)
ENCOMPASSES THOSE MATTERS WHICH MATERIALLY AFFECT, AND HAVE A
SUBSTANTIAL IMPACT ON PERSONNEL
POLICIES, PRACTICES, AND GENERAL WORKING CONDITIONS."
DEPARTMENT OF DEFENSE, AIR NATIONAL GUARD, TEXAS AIR NATIONAL GUARD,
TEXAS AIR NATIONAL GUARD, CAMP MABRY, AUSTIN, TEXAS, A/SLMR 738(1976).
ACCORD, DEPARTMENT OF THE NAVY, NORFOLK NAVAL SHIPYARD, A/SLMR
805(1977); SOCIAL SECURITY ADMINISTRATION, BUREAU OF HEARINGS AND
APPEALS, A/SLMR 979(1978).
APPLYING THE ABOVE PRINCIPLE, I FIND THAT THE ACTIVITY'S CHANGE IN
THE LOCATION OF THE SIGN-IN/SIGN-OUT SHEETS IN THIS CASE DID NOT
CONSTITUTE A CHANGE THAT HAD ANY SUBSTANTIAL IMPACT ON ANY PERSONNEL
POLICIES, PRACTICES OR GENERAL WORKING CONDITIONS. THEREFORE, SINCE THE
UNION HAS FAILED TO PROVE A VIOLATION OF THE EXECUTIVE ORDER, THE
COMPLAINT SHOULD BE DISMISSED.
RECOMMENDATION
THE COMPLAINT SHOULD BE DISMISSED.
EDWIN S. BERNSTEIN
ADMINISTRATIVE LAW JUDGE
DATED: JUL 19 1979
WASHINGTON, D.C.
/1/ THE NAME OF THE RESPONDENT WAS AMENDED AT THE HEARING.
/2/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT
OF 1978 (92 STAT. 1224), THE PRESENT CASE IS DECIDED SOLELY ON THE BASIS
OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE
LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED.
THE DECISION AND ORDER DOES NOT PREJUDGE IN ANY MANNER EITHER THE
MEANING OR APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE
RESULT WHICH WOULD HAVE BEEN REACHED BY THE AUTHORITY IF THE CASE HAD
ARISEN UNDER THE STATUTE RATHER THAN THE EXECUTIVE ORDER.