American Federation of Government Employees, AFL-CIO, Local 15 (Union) and Department of Treasury, Internal Revenue Service, North Atlantic Region (Activity)
[ v02 p875 ]
02:0875(109)NG
The decision of the Authority follows:
2 FLRA No. 109
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO, LOCAL 15
(Union)
and
DEPARTMENT OF THE TREASURY, INTERNAL
REVENUE SERVICE, NORTH ATLANTIC REGION
(Activity)
Case No. O-NG-137
DECISION ON NEGOTIABILITY ISSUE
THIS CASE COMES BEFORE THE FEDERAL LABOR RELATIONS AUTHORITY (THE
AUTHORITY) PURSUANT TO SECTION 7105(A)(2)(E) OF THE FEDERAL SERVICE
LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. SECTION 7101 ET SEQ.).
ON OR ABOUT FEBRUARY 20, 1979, THE ACTIVITY NOTIFIED THE UNION THAT,
EFFECTIVE JUNE 30, 1979, THE INTERNAL REVENUE SERVICE (IRS OR THE
AGENCY) INTENDED TO IMPLEMENT MANUAL SUPPLEMENT 1(16) G-40, ENTITLED
"SERVICE-WIDE IMPLEMENTATION OF IRS INDENTIFICATION CARD/BADGE," WHICH
WOULD REQUIRE ALL EMPLOYEES TO WEAR AND VISIBLY DISPLAY IDENTIFICATION
CARD/BADGES ABOVE THE WAIST, EITHER BY CLIPPING THEM TO AN ITEM OF
CLOTHING OR FASTENING THEM TO A CHAIN WORN AROUND THE NECK. THE UNION'S
PROPOSAL SET FORTH BELOW WAS SUBMITTED IN RESPONSE TO SUCH NOTIFICATION.
UNION PROPOSAL
ALL IDENTIFICATION CARDS BE DONE AWAY WITH FOR THE APPEALS BRANCH
OFFICES IN BOSTON, BUFFALO, NEW HAVEN AND LONG ISLAND.
ALTERNATIVELY, CREDENTIALS BE ISSUED TO ALL "COVERED EMPLOYEES," WITH
INSTRUCTIONS TO CARRY THEM AND PRODUCE THEM, IF CHALLENGED.
ALTERNATIVELY, IDENTIFICATION CARDS BE ISSUED IN SUCH OFFICES, WITH
INSTRUCTIONS TO CARRY THEM AND PRODUCE THEM, IF CHALLENGED.
QUESTION HERE BEFORE THE AUTHORITY
THE QUESTION IS WHETHER THE UNION'S PROPOSAL IS WITHIN THE DUTY TO
BARGAIN UNDER SECTION 7106(B)(2) OF THE STATUTE OR IS OUTSIDE THE DUTY
TO BARGAIN UNDER SECTION 7106(A)(1), AS ALLEGED BY THE AGENCY. /1/
CONCLUSION: THE UNION'S PROPOSAL VIOLATES MANAGEMENT'S RIGHT TO
DETERMINE THE INTERNAL SECURITY PRACTICES OF THE AGENCY UNDER SECTION
7106(A)(1) OF THE STATUTE. ACCORDINGLY, PURSUANT TO SECTION 2424.10 OF
THE AUTHORITY'S RULES AND REGULATIONS (45 FED.REG. 3482 ET SEQ. (1980)),
THE AGENCY'S ALLEGATION THAT THE DISPUTED PROPOSAL IS NOT WITHIN THE
DUTY TO BARGAIN IS SUSTAINED.
REASONS: THE AGENCY CONTENDS THAT THE UNION'S PROPOSAL INFRINGES ON
MANAGEMENT'S RIGHT UNDER SECTION 7106(A)(1) OF THE STATUTE TO DETERMINE
THE INTERNAL SECURITY PRACTICES OF THE AGENCY. MORE SPECIFICALLY, THE
AGENCY ASSERTS THAT THE UNION'S PROPOSAL DOES NOT RELATE TO THE
PROCEDURES (AS DESCRIBED IN SECTION 7106(B)(2) OF THE STATUTE) FOR
IMPLEMENTING MANAGEMENT'S DECISION TO REQUIRE ALL EMPLOYEES TO WEAR
IDENTIFICATION CARD/BADGES, BUT INSTEAD GOES TO THE SUBSTANCE OF
MANAGEMENT'S DECISION ITSELF. IN THIS REGARD, THE AGENCY ARGUES THAT
THE UNION'S PROPOSAL, BY ITS EXPRESS TERMS, WOULD REQUIRE THAT ALL
IDENTIFICATION CARD/BADGES "BE DONE AWAY WITH" OR, ALTERNATIVELY, THAT
CREDENTIALS OR ID CARDS BE ISSUED TO THE EMPLOYEES WITH INSTRUCTIONS
THAT THE EMPLOYEES CARRY THEM AND PRESENT THEM ONLY IF CHALLENGED, AND
THAT SUCH PROPOSAL THEREFORE GOES TO THE HEART OF MANAGEMENT'S DECISION
TO REQUIRE ALL EMPLOYEES TO WEAR CLEARLY VISIBLE IDENTIFICATION
CARD/BADGES. IN ITS PETITION FOR REVIEW, THE UNION "AGREES THAT
(INTERNAL) SECURITY PRACTICES FALL WITHIN THE PURVIEW OF (M)ANAGEMENT,"
BUT CONTENDS THAT "THE METHODS THAT (M)ANAGEMENT USES TO IMPLEMENT ITS
SECURITY PROGRAM * * * ARE THE PROPER CONCERN OF THE (U)NION." THAT IS,
THE UNION ASSERTS THAT ITS PROPOSAL SETS FORTH "PROCEDURES" CONCERNING
HOW THE IDENTIFICATION CARDS OR CREDENTIALS WILL BE CARRIED AND, AS
SUCH, IS FULLY NEGOTIABLE.
BASED UPON THE POSITIONS OF THE PARTIES AS SET FORTH ABOVE, THERE IS
NO DISPUTE THAT MANAGEMENT HAS THE RIGHT TO DETERMINE THE INTERNAL
SECURITY PRACTICES OF THE AGENCY. IN THE INSTANT CASE, THE REGULATION
ENTITLED "SERVICE-WIDE IMPLEMENTATION OF IRS IDENTIFICATION CARD/BADGE"
CLEARLY CONCERNS THE INTERNAL SECURITY PRACTICES OF THE AGENCY. THAT
IS, THE REGULATION DIRECTLY RELATES TO AND IS PART OF THE AGENCY'S PLAN
TO PREVENT DISRUPTION, DISCLOSURE OR PROPERTY DESTRUCTION AT ITS
FACILITIES, AND MORE SPECIFICALLY TO PROTECT THE PRIVACY OF TAXPAYERS BY
GUARDING AGAINST THE UNAUTHORIZED DISCLOSURE OF TAXPAYERS BY GUARDING
AGAINST THE UNAUTHORIZED DISCLOSURE OF TAX INFORMATION. MOREOVER, FOR
THE REASONS SET FORTH BELOW, THE UNION'S RIGHT UNDER SECTION 7106(B)(2)
OF THE STATUTE TO NEGOTIATE PROCEDURES WHICH MANAGEMENT WILL OBSERVE IN
EXERCISING ITS RIGHT UNDER SECTION 7106(A)(1) TO DETERMINE THE AGENCY'S
INTERNAL SECURITY PRACTICES DOES NOT ENCOMPASS THE SPECIFIC PROPOSAL IN
THE INSTANT CASE.
THE FIRST SENTENCE OF THE DISPUTED PROPOSAL WOULD EXPRESSLY REQUIRE
THAT "(A)LL IDENTIFICATION CARDS BE DONE AWAY WITH," AND THEREFORE WOULD
CLEARLY CONFLICT WITH MANAGEMENT'S DECISION TO ESTABLISH AN INTERNAL
SECURITY PRACTICE REQUIRING ALL EMPLOYEES TO WEAR AND VISIBLY DISPLAY
IDENTIFICATION CARD/BADGES. A PROPOSAL WHICH HAS THE EFFECT OF NEGATING
OR REVERSING MANAGEMENT'S DECISION ITSELF DOES NOT INVOLVE MERELY A
PROCEDURE WHICH MANAGEMENT WILL OBSERVE IN EXERCISING THE RESERVED RIGHT
IN QUESTION BUT CONSTITUTES AN IMPROPER ATTEMPT TO NEGOTIATE WITH
RESPECT TO THE DECISION ITSELF.
SIMILARLY, THE UNION'S ALTERNATIVE PROPOSAL THAT CREDENTIALS OR
IDENTIFICATION CARDS BE ISSUED TO EMPLOYEES WITH INSTRUCTIONS "TO CARRY
THEM AND PRODUCE THEM, IF CHALLENGED, "WOULD EFFECTIVELY NEGATE
MANAGEMENT'S DECISION TO ESTABLISH AN INTERNAL SECURITY PRACTICE
REQUIRING ALL EMPLOYEES TO WEAR AND VISIBLY DISPLAY IDENTIFICATION
CARD/BADGES AT ALL TIMES. THAT IS, SUCH PROPOSAL WOULD CONFLICT WITH
MANAGEMENT'S DETERMINATION THAT THE VISIBLE DISPLAY OF IDENTIFICATION
CARD/BADGES IS AN ESSENTIAL COMPONENT OF THE AGENCY'S INTERNAL SECURITY
PRACTICES AND THEREFORE WOULD INTERFERE WITH THE RESERVED MANAGEMENT
RIGHT UNDER SECTION 7106 (A)(1) OF THE STATUTE "TO DETERMINE THE * * *
INTERNAL SECURITY PRACTICES OF THE AGENCY." ACCORDINGLY, THE AGENCY'S
ALLEGATION THAT THE DISPUTED PROPOSAL IS NOT WITHIN THE DUTY TO BARGAIN
MUST BE SUSTAINED.
ISSUED, WASHINGTON, D.C., MARCH 14, 1980
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
/1/ SECTION 7106 OF THE STATUTE PROVIDES, IN PERTINENT PART, AS
FOLLOWS:
SECTION 7106. MANAGEMENT RIGHTS
(A) SUBJECT TO SUBSECTION (B) OF THIS SECTION, NOTHING IN THIS
CHAPTER SHALL AFFECT THE AUTHORITY OF ANY MANAGEMENT OFFICIAL OF ANY
AGENCY--
(1) TO DETERMINE THE MISSION, BUDGET, ORGANIZATION, NUMBER OF
EMPLOYEES, AND INTERNAL
SECURITY PRACTICES OF THE AGENCY(.)
* * * *
(B) NOTHING IN THIS SECTION SHALL PRECLUDE ANY AGENCY AND ANY LABOR
ORGANIZATION FROM NEGOTIATING--
* * * *
(2) PROCEDURES WHICH MANAGEMENT OFFICIALS OF THE AGENCY WILL OBSERVE
IN EXERCISING ANY
AUTHORITY UNDER THIS SECTION(.)