American Federation of Government Employees, AFL-CIO, Local 3354 (Union) and U.S. Department of Agriculture, Farmers Home Administration, St. Louis, MO (Activity)
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03:0321(50)NG
The decision of the Authority follows:
3 FLRA No. 50
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO, LOCAL 3354
(Union)
and
U.S. DEPARTMENT OF AGRICULTURE
FARMERS HOME ADMINISTRATION
ST. LOUIS, MISSOURI
(Activity)
Case No. 0-NG-37
DECISION ON NEGOTIABILITY ISSUE
THIS CASE COMES BEFORE THE FEDERAL LABOR RELATIONS AUTHORITY (THE
AUTHORITY) PURSUANT TO SECTION 7105(A)(2)(E) OF THE FEDERAL SERVICE
LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE) (5 U.S.C. 7101 ET
SEQ.).
UNION PROPOSAL
DURING NEGOTIATIONS BETWEEN THE PARTIES ON A GRIEVANCE PROCEDURE AS
REQUIRED BY SECTION 7121(A) OF THE STATUTE, /1/ THE ACTIVITY DEMANDED
THAT CERTAIN MATTERS BE SPECIFICALLY EXCLUDED FROM COVERAGE UNDER THE
GRIEVANCE PROCEDURE. /2/ IN RESPONSE, THE UNION "PROPOSED TO DELETE
THIS (EXCLUSIONARY) SENTENCE," THUS PROPOSING, IN SUBSTANCE, A GRIEVANCE
PROCEDURE FREE OF EXPRESS CONTRACTUAL LIMITATIONS.
QUESTION HERE BEFORE THE AUTHORITY
THE QUESTION IS WHETHER, AS ALLEGED BY THE AGENCY, THE UNION PROPOSAL
IS NOT WITHIN THE DUTY TO BARGAIN UNDER SECTION 7121 OF THE STATUTE
(NOTE 1, SUPRA) BECAUSE IT FAILS TO EXPRESSLY EXCLUDE FROM COVERAGE OF
THE GRIEVANCE PROCEDURE MATTERS INVOLVING THE SEPARATION OR TERMINATION
OF PROBATIONARY AND TEMPORARY EMPLOYEES, WHICH MATTERS ARE CLAIMED BY
THE AGENCY TO BE OUTSIDE THE APPLICATION OF THE NEGOTIATED GRIEVANCE
PROCEDURE BY OPERATION OF LAW AND REGULATIONS.
OPINION
CONCLUSION: THE UNION'S PROPOSAL IS WITHIN THE DUTY TO BARGAIN UNDER
SECTION 7121 OF THE STATUTE. ACCORDINGLY, PURSUANT TO SECTION 2424.10
OF THE AUTHORITY'S RULES AND REGULATIONS, 45 F.R. 3513, THE AGENCY'S
ALLEGATION THAT THE DISPUTED PROPOSAL IS NOT WITHIN THE DUTY TO BARGAIN
IS SET ASIDE. /3/
REASONS: THE AGENCY CLAIMS IN SUBSTANCE THAT THE UNION'S PROPOSAL
WOULD RESULT IN THE INCLUSION UNDER THE NEGOTIATED GRIEVANCE PROCEDURE
OF "MATTERS INVOLVING THE SEPARATION OR TERMINATION OF PROBATIONARY OR
TEMPORARY EMPLOYEES." IN THE GRIEVANCE PROCEDURES UNDER LAW AND
REGULATION. MORE SPECIFICALLY, THE AGENCY PROBATIONARY AND TEMPORARY
EMPLOYEES ARE NONNEGOTIABLE" UNDER THE STATUTE AND THE FEDERAL PERSONNEL
MANUAL. FOR THE REASONS STATED BELOW, THE AGENCY'S CONTENTION THAT THE
UNION'S PROPOSAL IS NOT WITHIN THE DUTY TO BARGAIN CANNOT BE SUSTAINED.
IN SO HOLDING, THE AUTHORITY FINDS IT UNNECESSARY TO REACH AND THEREFORE
MAKES NO RULING ON THE AGENCY'S CLAIM THAT THE MATTERS WHICH THE AGENCY
ASSERTS MUST EXPRESSLY BE EXCLUDED FROM THE GRIEVANCE PROCEDURE ARE, BY
LAW AND IMPLEMENTING REGULATIONS, NONGRIEVABLE AND NONARBITRABLE.
IN AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES LOCAL 3669, AFL-CIO
AND VETERANS ADMINISTRATION MEDICAL CENTER, MINNEAPOLIS, MINNESOTA, CASE
NO. O-NG-32, 3 FLRA NO. 48 (MAY 30, 1980), THE AUTHORITY REJECTED AN
AGENCY CONTENTION THAT THE PROPOSED GRIEVANCE PROCEDURE WAS NOT WITHIN
THE DUTY TO BARGAIN BECAUSE IT DID NOT SPECIFICALLY EXCLUDE CERTAIN
MATTERS SUCH AS THE "SEPARATION OF EMPLOYEES IN THEIR PROBATIONARY
PERIOD" WHICH WERE ALLEGED TO BE OUTSIDE THE SCOPE AND COVERAGE OF THE
PARTIES' NEGOTIATED AGREEMENT BY OPERATION OF LAW AND REGULATIONS. IN
SO CONCLUDING, THE AUTHORITY, RELYING UPON THE DEFINITION OF "GRIEVANCE"
IN SECTION 7103(A)(9) OF THE STATUTE AS WELL AS THE LANGUAGE AND
LEGISLATIVE HISTORY OF SECTION 7121 IN ITS ENTIRETY, /4/ STATED AS
FOLLOWS:
IN SUM, CONGRESS CLEARLY INTENDED THAT THE SCOPE AND COVERAGE OF A
NEGOTIATED GRIEVANCE
PROCEDURE SHALL EXTEND TO ALL MATTERS WHICH "UNDER THE PROVISIONS OF
LAW" COULD BE COVERED
UNLESS THE PARTIES AGREED THROUGH THE COLLECTIVE BARGAINING PROCESS
TO A PROCEDURE HAVING A
NARROWER COVERAGE. CONGRESS CLEARLY DID NOT, HOWEVER, MANDATE THAT,
TO FAIL WITHIN THE DUTY
TO BARGAIN, EACH PROPOSED GRIEVANCE PROCEDURE MUST ENUMERATE ALL OR
SOME OF THE MATTERS WHICH
"UNDER THE PROVISIONS OF LAW" COULD NOT BE SO COVERED. SUCH A
REQUIREMENT WOULD BE REDUNDANT
AND WITHOUT LEGAL SIGNIFICANCE SINCE, AS INDICATED, SECTION 7121, AS
EXPLAINED BY THE
COMMITTEE ON CONFERENCE, ALREADY PROVIDES THAT NEGOTIATED GRIEVANCE
PROCEDURES COVER, AT A
MAXIMUM, MATTERS WHICH UNDER THE PROVISIONS OF LAW COULD BE SUBMITTED
TO THE PROCEDURES.
THE AUTHORITY FURTHER INDICATED THAT:
IF THE AGENCY BELIEVES THAT, AS A MATTER OF LAW, CERTAIN MATTERS ARE
NONGRIEVABLE AND
NONARBITRABLE, GRIEVANCES WHICH MIGHT BE FILED WITH RESPECT TO THEM
MAY BE CHALLENGED BY THE
AGENCY AS NONGRIEVABLE OR NONARBITRABLE, IN THE CONTEXT OF SPECIFIC
FACTUAL CIRCUMSTANCES. IN
THIS REGARD, SECTION 7121(A) OF THE STATUTE REQUIRES THE PARTIES TO
"PROVIDE PROCEDURES FOR
THE SETTLEMENT OF GRIEVANCES, INCLUDING QUESTIONS OF ARBITRABILITY .
. . " FURTHERMORE, IF AN
ARBITRATOR WERE TO RENDER AN AWARD INVOLVING THE MATTERS WHICH "UNDER
THE PROVISIONS OF
LAW" MAY NOT BE COVERED BY NEGOTIATED GRIEVANCE PROCEDURES, THE
AGENCY WOULD HAVE AN
OPPORTUNITY TO CHALLENGE THE AWARD BY FILING EXCEPTIONS THERETO WITH
THE AUTHORITY PURSUANT TO
SECTION 7122 OF THE STATUTE (92 STAT. 1212) ON THE BASIS THAT THE
AWARD IS "CONTRARY TO ANY
LAW, RULE OR REGULATION."
ACCORDINGLY, WE HOLD THAT THE UNION'S PROPOSAL IN THE INSTANT CASE IS
A MATTER WITHIN THE AGENCY'S DUTY TO BARGAIN UNDER THE STATUTE, AND THE
AGENCY'S ALLEGATION THAT THE PROPOSAL IS NOT WITHIN THE DUTY TO BARGAIN
IS SET ASIDE.
ISSUED, WASHINGTON, D.C., MAY 30, 1980
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
/1/ SECTION 7121(A) OF THE STATUTE (92 STAT. 1211) PROVIDES:
SEC. 7121. GRIEVANCE PROCEDURES
(A)(1) EXCEPT AS PROVIDED IN PARAGRAPH (2) OF THIS SUBSECTION, ANY
COLLECTIVE BARGAINING
AGREEMENT SHALL PROVIDE PROCEDURES FOR THE SETTLEMENT OF GRIEVANCES,
INCLUDING QUESTIONS OF
ARBITRABILITY. EXCEPT AS PROVIDED IN SUBSECTIONS (D) AND (E) OF THIS
SECTION, THE PROCEDURES
SHALL BE THE EXCLUSIVE PROCEDURES FOR RESOLVING GRIEVANCES WHICH FALL
WITHIN ITS COVERAGE.
(2) ANY COLLECTIVE BARGAINING AGREEMENT MAY EXCLUDE ANY MATTER FROM
THE APPLICATION OF THE
GRIEVANCE PROCEDURES WHICH ARE PROVIDED FOR IN THE AGREEMENT.
/2/ THE EXPRESS EXCLUSIONS DEMANDED BY THE ACTIVITY WERE SET FORTH IN
THE FOLLOWING SENTENCE:
MATTERS SUBJECT TO STATUTORY APPEAL AND ANY MATTERS INVOLVING THE
SEPARATION OR TERMINATION
OF PROBATIONARY OR TEMPORARY EMPLOYEES, INCLUDING THE MERITS OF SUCH
ACTION TAKEN, ARE
SPECIFICALLY EXCLUDED FROM COVERAGE BY THIS GRIEVANCE PROCEDURE.
/3/ IN SO DECIDING IN THE SUBJECT CASE, THE AUTHORITY MAKES NO
JUDGMENT AS TO THE MERITS OF THE PROPOSAL.
/4/ S. REP. NO. 95-1272, 95TH CONG., 2D SESS. 157 (1978).