American Federation of Government Employees, National Council of EEOC Locals, No. 216, AFL-CIO (Union) and Equal Employment Opportunity, Washington, DC (Agency)
[ v03 p504 ]
03:0504(80)NG
The decision of the Authority follows:
3 FLRA No. 80
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, NATIONAL COUNCIL OF
EEOC LOCALS NO. 216, AFL-CIO
(Union)
and
EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION, WASHINGTON, D.C.
(Agency)
Case No. 0-NG-197
DECISION ON NEGOTIABILITY ISSUE
THIS CASE COMES BEFORE THE FEDERAL LABOR RELATIONS AUTHORITY (THE
AUTHORITY) PURSUANT TO SECTION 7105(A)(2)(E) OF THE FEDERAL SERVICE
LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7101 ET SEQ.).
UNION PROPOSAL
ARTICLE 5
SECTION D.
AT LEAST ANNUALLY, EMPLOYEES SHALL HAVE THE OPPORTUNITY TO ASSESS IN
WRITING THE
PERFORMANCE OF SUPERVISORS. ASSESSMENT FORMS SHALL BE DEVELOPED
JOINTLY BY THE EMPLOYER AND
THE UNION.
SECTION H.
NO EMPLOYEE SHALL BE DISCIPLINED BY A SUPERVISOR WHO HAS NOT RECEIVED
TRAINING AS REQUIRED
BY THE FPM AND OPM REGULATIONS.
QUESTION HERE BEFORE THE AUTHORITY
THE QUESTION IS WHETHER THE UNION'S PROPOSAL IS OUTSIDE THE DUTY TO
BARGAIN UNDER SECTION 7117 OF THE STATUTE, /1/ AS ALLEGED BY THE AGENCY.
OPINION
CONCLUSION: THE PROPOSAL IS OUTSIDE THE SCOPE OF BARGAINING UNDER
SECTION 7117 OF THE STATUTE. ACCORDINGLY, PURSUANT TO SECTION 2424.10
OF THE AUTHORITY'S RULES AND REGULATIONS, 45 FED.REQ. 3513(1980), THE
AGENCY'S ALLEGATION THAT THE DISPUTED PROPOSAL IS NOT WITHIN THE DUTY TO
BARGAIN IS SUSTAINED.
REASONS: THE AGENCY CONTENDS, AMONG OTHER THINGS, THAT BOTH SECTIONS
OF THE PROPOSAL ARE OUTSIDE THE DUTY TO BARGAIN BECAUSE THE ASSESSMENT
OF SUPERVISORY PERFORMANCE AND THE TRAINING OF SUPERVISORS AS A
PRECONDITION TO THE EXERCISE OF MANAGEMENT'S RIGHT TO DISCIPLINE DO NOT
INVOLVE THE CONDITIONS OF EMPLOYMENT OF BARGAINING UNIT EMPLOYEES. WE
AGREE WITH THE AGENCY'S CONTENTION.
IN A RECENT DECISION, NATIONAL COUNCIL OF FIELD LABOR LOCALS,
AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO AND U.S. DEPARTMENT
OF LABOR, WASHINGTON, D.C., CASE NO. O-NG-79, 3 FLRA NO. 44 (MAY 29,
1980), THE AUTHORITY FOUND NONNEGOTIABLE A PROPOSAL WHICH PERTAINED TO
THE FILLING OF SUPERVISORY AND MANAGEMENT POSITIONS WITH BARGAINING UNIT
EMPLOYEES. IN ITS DECISION, THE AUTHORITY STATED THAT:
AN EXCLUSIVE REPRESENTATIVE'S OBLIGATION AND CORRELATIVE RIGHTS . . .
EXTEND ONLY TO
EMPLOYEES IN THE UNIT, UNDER SECTION 7114(A)(1). FURTHERMORE, THE
DEFINITION OF "COLLECTIVE
BARGAINING" FOUND IN SECTION 7103(A)(12) . . . RESTRICTS THE SCOPE OF
THE OBLIGATION TO
BARGAIN IN GOOD FAITH TO MATTERS AFFECTING THE CONDITIONS OF
EMPLOYMENT OF EMPLOYEES IN AN
APPROPRIATE UNIT. CONSEQUENTLY, THE AGENCY HAS NO OBLIGATION TO
BARGAIN OVER MATTERS RELATING
TO THE NON-BARGAINING UNIT POSITIONS REFERRED TO IN THE PROPOSAL.
THUS, AS THE PROPOSAL GOES
BEYOND THE REPRESENTATION RIGHTS OF THE EXCLUSIVE REPRESENTATIVE AND
DOES NOT DIRECTLY RELATE
TO CONDITIONS OF EMPLOYMENT OF UNIT EMPLOYEES, IT IS OUTSIDE THE DUTY
TO BARGAIN UNDER THE
STATUTE.
THE PROPOSAL IN THE INSTANT CASE SIMILARLY DOES NOT DIRECTLY RELATE
TO CONDITIONS OF EMPLOYMENT OF UNIT EMPLOYEES. RATHER, IT RELATES TO
THE ASSESSMENT AND TRAINING OF SUPERVISORS. CONSEQUENTLY, FOR THE
REASONS STATED IN MORE DETAIL IN THE DEPARTMENT OF LABOR CASE CITED
ABOVE, THE UNION'S PROPOSAL IS OUTSIDE THE DUTY TO BARGAIN UNDER THE
STATUTE. ACCORDINGLY, THE AGENCY'S ALLEGATION THAT THE DISPUTED
PROPOSAL IS NOT WITHIN THE DUTY TO BARGAIN MUST BE SUSTAINED.
ISSUED, WASHINGTON, D.C., JUNE 27, 1980
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
/1/ SECTION 7117(A)(1) OF THE STATUE PROVIDES:
SECTION 7117. DUTY TO BARGAIN IN GOOD FAITH; COMPELLING NEED; DUTY
TO CONSULT
(A)(1) SUBJECT TO PARAGRAPH (2) OF THIS SUBSECTION, THE DUTY TO
BARGAIN IN GOOD FAITH
SHALL, TO THE EXTENT NOT INCONSISTENT WITH ANY FEDERAL LAW OR ANY
GOVERNMENT-WIDE RULE OR
REGULATION, EXTEND TO MATTERS WHICH ARE THE SUBJECT OF ANY RULE OR
REGULATION ONLY IF THE RULE
OR REGULATION IS NOT A GOVERNMENT-WIDE RULE OR REGULATION.
THE TERM "MATTERS" AS USED IN SECTION 7117(A)(1) IS EXPLAINED BY
REFERENCE TO THE DEFINITION OF "COLLECTIVE BARGAINING" IN SECTION
7103(A)(12)AND "CONDITIONS OF EMPLOYMENT" IN SECTION 7103(A)(14) OF THE
STATUTE:
SECTION 7103. DEFINITIONS; APPLICATION
(A) FOR THE PURPOSE OF THIS CHAPTER--
. . . .
(12) "COLLECTIVE BARGAINING" MEANS THE PERFORMANCE OF THE MUTUAL
OBLIGATION OF THE
REPRESENTATIVE OF AN AGENCY AND THE EXCLUSIVE REPRESENTATIVE OF
EMPLOYEES IN AN APPROPRIATE
UNIT IN THE AGENCY TO MEET AT REASONABLE TIMES AND TO CONSULT AND
BARGAIN IN A GOOD-FAITH
EFFORT TO REACH AGREEMENT WITH RESPECT TO THE CONDITIONS OF
EMPLOYMENT AFFECTING SUCH
EMPLOYEES . . . .
. . . .
(14) "CONDITIONS OF EMPLOYMENT" MEANS PERSONNEL POLICIES, PRACTICES
AND MATTERS, WHETHER
ESTABLISHED BY RULE, REGULATION, OR OTHERWISE, AFFECTING WORKING
CONDITIONS . . . .