North Carolina Air National Guard, Charlotte, North Carolina (Respondent) and American Federation of Government Employees, Local 3001, AFL-CIO (Charging Party)
[ v04 p348 ]
04:0348(44)CA
The decision of the Authority follows:
4 FLRA No. 44
NORTH CAROLINA AIR NATIONAL GUARD
CHARLOTTE, NORTH CAROLINA
Respondent
and
LOCAL 3001, AMERICAN FEDERATION OF
GOVERNMENT EMPLOYEES, AFL-CIO
Charging Party
Case No. 4-CA-37
DECISION AND ORDER
THE ADMINISTRATIVE LAW JUDGE IN THE ABOVE-ENTITLED PROCEEDING ISSUED
HIS DECISION FINDING THAT THE RESPONDENT HAD NOT ENGAGED IN THE UNFAIR
LABOR PRACTICE UNDER EXECUTIVE ORDER 11491, AS AMENDED, ALLEGED IN THE
COMPLAINT AND RECOMMENDING THAT THE COMPLAINT BE DISMISSED IN ITS
ENTIRETY. THEREAFTER, THE GENERAL COUNSEL FILED EXCEPTIONS TO THE
ADMINISTRATIVE LAW JUDGE'S DECISION.
THE FUNCTIONS OF THE ASSISTANT SECRETARY OF LABOR FOR
LABOR-MANAGEMENT RELATIONS, UNDER EXECUTIVE ORDER 11491, AS AMENDED,
WERE TRANSFERRED TO THE AUTHORITY UNDER SECTION 304 OF REORGANIZATION
PLAN NO. 2 OF 1978 (43 F.R. 36040), WHICH TRANSFER OF FUNCTIONS IS
IMPLEMENTED BY SECTION 2423.1 OF THE AUTHORITY'S RULES AND REGULATIONS
(5 CFR 2423.1). THE AUTHORITY CONTINUES TO BE RESPONSIBLE FOR THE
PERFORMANCE OF THESE FUNCTIONS AS PROVIDED IN SECTION 7135(B) OF THE
FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1215).
THEREFORE, PURSUANT TO SECTION 2423.29 OF THE AUTHORITY'S RULES AND
REGULATIONS (5 CFR 2423.29) AND SECTION 7135(B) OF THE STATUTE, THE
AUTHORITY HAS REVIEWED THE RULINGS OF THE ADMINISTRATIVE LAW JUDGE MADE
AT THE HEARING AND FINDS NO PREJUDICIAL ERROR WAS COMMITTED. THE
RULINGS ARE HEREBY AFFIRMED. UPON CONSIDERATION OF THE ADMINISTRATIVE
LAW JUDGE'S DECISION AND THE ENTIRE RECORD IN THE SUBJECT CASE,
INCLUDING THE GENERAL COUNSEL'S EXCEPTIONS, THE AUTHORITY HEREBY ADOPTS
THE FINDINGS, CONCLUSIONS AND RECOMMENDATIONS OF THE ADMINISTRATIVE LAW
JUDGE THAT THE RESPONDENT DID NOT VIOLATE SECTION 19(A)(1) AND (5) OF
THE ORDER BY TERMINATING UNION DUES ALLOTMENT AUTHORIZATIONS OF TWO
SMALL SHOP CHIEFS WHO WERE FOUND TO BE SUPERVISORS UNDER THE ORDER.
IN ADOPTING THE ADMINISTRATIVE LAW JUDGE'S FINDINGS THAT THE TWO
SMALL SHOP CHIEFS IN QUESTION EXERCISE SUPERVISORY AUTHORITY WITH REGARD
TO CERTAIN MILITARY PERSONNEL AND THEREFORE ARE SUPERVISORS WITHIN THE
MEANING OF SECTION 2(C) OF THE ORDER, THE AUTHORITY SHOULD NOT BE
CONSTRUED AS HAVING DECIDED THAT THE SAME RESULT WOULD OBTAIN IN A CASE
ARISING UNDER AND GOVERNED BY THE FEDERAL SERVICE LABOR-MANAGEMENT
RELATIONS STATUTE (THE STATUTE). IN THIS REGARD, THE AUTHORITY NOTES
THAT SECTION 7103(A)(10) OF THE STATUTE PROVIDES THAT "SUPERVISOR" MEANS
AN INDIVIDUAL HAVING AUTHORITY OVER "EMPLOYEES," WHO ARE DEFINED IN
SECTION 7103(A)(2), IN PERTINENT PART, AS "INDIVIDUAL(S) EMPLOYED IN AN
AGENCY . . . BUT DOES NOT INCLUDE . . . MEMBER(S) OF THE UNIFORMED
SERVICES."
ORDER /1/
IT IS HEREBY ORDERED THAT THE COMPLAINT IN AUTHORITY CASE NO.
4-CA-37 BE, AND IT HEREBY IS, DISMISSED.
ISSUED, WASHINGTON, D.C., SEPTEMBER 29, 1980
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
-------------------- ALJ$ DECISION FOLLOWS --------------------
EDWIN M. SPEAS, JR., ESQ.
FOR THE RESPONDENT
LINDA J. NORWOOD, ESQ.
WILLIAM N. CATES, ESQ.
FOR THE GENERAL COUNSEL
BEFORE: WILLIAM NAIMARK
ADMINISTRATIVE LAW JUDGE
CASE NO. 4-CA-37
DECISION
STATEMENT OF THE CASE
THIS PROCEEDING AROSE UNDER EXECUTIVE ORDER 11491, AS AMENDED, HEREIN
CALLED THE ORDER. BASED UPON A SECOND AMENDED CHARGE FILED BY LOCAL
3001, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO (HEREIN
CALLED THE UNION) AGAINST NORTH CAROLINA AIR NATIONAL GUARD, CHARLOTTE,
NORTH CAROLINA (HEREIN CALLED RESPONDENT), A COMPLAINT WAS ISSUED
AGAINST RESPONDENT ON NOVEMBER 13, 1979. THE SAID COMPLAINT WAS ISSUED
BY THE REGIONAL DIRECTOR FOR THE FEDERAL LABOR RELATIONS AUTHORITY,
REGION 4. A HEARING WAS HELD BEFORE THE UNDERSIGNED ON JANUARY 15, 1980
AT CHARLOTTE, NORTH CAROLINA.
THE COMPLAINT HEREIN ALLEGED THAT ON OR ABOUT NOVEMBER 13, 1979
RESPONDENT UNILATERALLY AND ERRONEOUSLY DETERMINED THAT SMALL SHOP
CHIEFS WINSTON G. KIDD AND WILLIAM P. RHINE, JR. WERE SUPERVISORS, AND
THAT RESPONDENT TERMINATED THEIR UNION DUES ALLOTMENT AUTHORIZATION IN A
VIOLATION OF SECTION 19(A)(1) OF THE ORDER; AND THAT BY THE AFORESAID
CONDUCT RESPONDENT REFUSED TO ACCORD RECOGNITION TO A LABOR
ORGANIZATION
QUALIFIED THEREIN IN VIOLATION OF SECTION 19(A)(5) OF THE ORDER.
RESPONDENT'S ANSWER, WHICH WAS FILED ON NOVEMBER 27, 1979, DENIED THE
COMMISSION OF ANY UNFAIR LABOR PRACTICES.
ALL PARTIES WERE REPRESENTED AT THE HEARING. EACH WAS AFFORDED FULL
OPPORTUNITY TO BE HEARD, TO ADDUCE EVIDENCE AND TO EXAMINE AS WELL AS
CROSS EXAMINE WITNESSES. THEREAFTER BRIEFS WERE FILED WHICH HAVE BEEN
DULY CONSIDERED.
UPON THE ENTIRE RECORD IN THE CASE, FROM MY OBSERVATION OF THE
WITNESSES AND THEIR DEMEANOR, AND FROM ALL OF THE TESTIMONY AND EVIDENCE
ADDUCED AT THE HEARING, I MAKE THE FOLLOWING FINDINGS AND CONCLUSIONS:
FINDINGS OF FACT
1. AT ALL TIMES MATERIAL HEREIN AND SINCE AT LEAST SEPTEMBER 21,
1969 LOCAL 3001, AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, AFL-CIO,
HAS BEEN AND STILL IS THE EXCLUSIVE BARGAINING REPRESENTATIVE OF THE
CIVILIAN TECHNICIANS EMPLOYED BY THE RESPONDENT AT CHARLOTTE, NORTH
CAROLINA.
2. NO COLLECTIVE BARGAINING AGREEMENT EXISTS BETWEEN THE UNION AND
RESPONDENT COVERING SAID EMPLOYEES.
3. ON SEPTEMBER 21, 1969 THE UNION AND RESPONDENT EXECUTED A WRITTEN
AGREEMENT PROVIDING FOR THE VOLUNTARY ALLOTMENT BY CIVILIAN TECHNICIAN
PERSONNEL OF UNION DUES AS MEMBERS OF THE UNION HEREIN. UNDER THIS
ARRANGEMENT RESPONDENT AGREED TO, AND THEREAFTER DID, CHECK OFF DUES
OWING TO THE UNION BY SAID EMPLOYEES AND REMIT SUCH DUES TO THIS LABOR
ORGANIZATION. PURSUANT THERETO CIVILIAN TECHNICIANS WINSTON G. KIDD
(HEREIN CALLED KIDD) AND WILLIAM P. RHYNE, JR. (HEREIN CALLED RHYNE) WHO
ARE EMPLOYED BY RESPONDENT, ELECTED TO, AND DID, HAVE THEIR UNION DUES
DEDUCTED FROM THEIR PAY CHECKS BY RESPONDENT.
4. THE MISSION OF THE NORTH CAROLINA AIR NATIONAL GUARD IS AN
AIRLIFT OPERATION AND IT PROVIDES A COMBAT FORCE TO THE U.S. AIR FORCE.
ITS GROUP STRENGTH NUMBERS ABOUT 1012 INDIVIDUALS. AN INTEGRAL PART OF
ITS OPERATION IS THE AIR TECHNICIAN PROGRAM WHEREBY RESPONDENT TRAINS
RESERVISTS, MAINTAINS EQUIPMENT, AND SUPPLIES SERVICES TO SUPPORT THE
MISSION. ABOUT 200 AIR TECHNICIANS ARE INCLUDED WITHIN THIS PROGRAM,
ALL OF WHOM MUST BE MEMBERS OF THE AIR NATIONAL GUARD.
5. THE FIELD MAINTENANCE DIVISION IS FED THROUGH FIVE BRANCHES.
ONCE SUCH BRANCH, AEROSPACE SYSTEMS, INCLUDES FOUR SECTIONS AND 21 SMALL
SHOPS. THERE ARE ABOUT FOUR AIR GUARDSMEN /2/ ASSIGNED TO EACH SHOP,
AND EACH SUCH SHOP HAS AN AIR TECHNICIAN DESIGNATED AS SMALL SHOP CHIEF.
THE DUTIES AND RESPONSIBILITIES OF ALL SHOP CHIEFS ARE ESSENTIALLY THE
SAME. SECTION CHIEF IS BOBBY HURD WHO SUPERVISES SHOP CHIEFS KIDD AND
RHYNE. HE IS SUPERVISED BY BRANCH CHIEF EMMET CALDWELL.
6. KIDD AND RHYNE /3/ ARE, AND HAVE BEEN AT ALL TIMES MATERIAL
HEREIN, SMALL SHOP CHIEFS IN THE AEROSPACE SYSTEMS BRANCH. BOTH MEN ARE
CLASSIFIED AS WG11 CIVILIAN TECHNICIANS. THEY WORK IN A HANGAR AND
PERFORM FUEL SYSTEM MAINTENANCE ON AIRCRAFT. WILLIAM A. RANDALL, WHO
IS ALSO EMPLOYED AS A PNEUDRAULIC MECHANIC, WORKS REGULARLY WITH KIDD
AND HAS A MILITARY RAND OF MASTER SERGEANT (E7). A TECHNICIAN IS ALSO
ASSIGNED TO RHYNE'S SHOP ON A SIMILAR BASIS.
7. THE RECORD REFLECTS THAT WORK IS ASSIGNED TO KIDD'S SHOP FROM A
DISPATCHER WHO GENERALLY FIXES PRIORITY FOR THE JOBS. THIS IS
ESPECIALLY TRUE OF "ON-EQUIPMENT" WORK DONE TO THE AIRCRAFT OR ITS
EQUIPMENT. KIDD AND RANDALL USUALLY WORK ALONGSIDE AND WITH EACH OTHER
AND DIVIDE THE WORK ON A 50-50 BASIS; BUT IF TWO JOBS HAVE EQUAL
PRIORITY, KIDD MAY DECIDE WHICH OF THE TWO WORKERS SHALL PERFORM A
PARTICULAR TASK. IN RESPECT TO "OFF-EQUIPMENT" WORK, THE SHOP CHIEF MAY
DECIDE WHICH COMPONENTS CAN BE REPAIRED LOCALLY, AND IF IT IS
FINANCIALLY EXPEDIENT TO DO SO. SHOULD MORE THAN ONE PERSON BE NEEDED
TO COMPLETE THE TASK, THE SHOP CHIEF WOULD REQUEST ADDITIONAL MECHANICS.
BOTH KIDD AND RANDALL ARE PRODUCTION INSPECTORS AND MIGHT CHECK EACH
OTHER'S WORK.
8. KIDD WAS RESPONSIBLE FOR TRAINING RANDALL, BUT THE LATTER IS NOW
CONSIDERED PROFICIENT AND DOES NOT REQUIRE ADDITIONAL TRAINING. WHEN HE
DID TRAIN RANDALL, THE SHOP CHIEF WOULD DECIDE THE TYPE OF GUIDANCE
NEEDED AND WAS RESPONSIBLE FOR EVALUATING HIS PROFICIENCY. RECORD FACTS
FURTHER REVEAL THAT KIDD FILLS OUT AN "ON-THE-JOB TRAINING RECORD" FOR
RANDALL AND GUARDSMEN. THIS LISTS THE ACTIONS TO BE ACCOMPLISHED UNDER
THE TRAINING PROGRAM AND CERTIFIES THEIR COMPLETION. KIDD'S DIRECTION
OF RANDALL'S WORK WAS IN THE NATURE OF A MORE EXPERIENCED WORKER
ASSISTING OR INSTRUCTING A LESS EXPERIENCED ONE.
9. THE RECORD REFLECTS THAT KIDD HAS NEVER HIRED OR FIRED A CIVILIAN
EMPLOYEE, NOR RECOMMENDED SUCH ACTION. NEITHER HAD KIDD DISCIPLINED,
REPRIMANDED, SUSPENDED, PROMOTED, OR RECOMMENDED SUCH ACTION, FOR THESE
EMPLOYEES. FURTHER, KIDD TESTIFIES, AND I FIND, THAT MANAGEMENT NEVER
TOLD THOSE SHOP CHIEFS THEY HAD THE AUTHORITY TO TAKE SUCH ACTION.
10. IN THE EVENT THAT RANDALL, OR HIS COUNTERPART IN RHYNE'S SHOP,
NEEDED APPROVAL TO TAKE LEAVE, THESE INDIVIDUALS WOULD CONSULT BOBBY
HERD, THE SECTION CHIEF IN CHARGE OF THE SHOPS. WHILE RANDALL MIGHT
ADVISE THE SHOP CHIEF OF HIS INTENTION TO BE ABSENT, KIDD DID NOT, IN
FACT, APPROVE LEAVE FOR HIS CO-WORKER.
11. THE RECORD REFLECTS, AND I FIND, THAT DURING ONE WEEKEND EACH
MONTH, THREE AIR GUARDSMEN REPORT TO KIDD FOR MILITARY DRILL. /4/ WHEN
THE GUARDSMEN MISS SUCH REGULAR DRILLS, THEY MAY REPORT FOR THE TWO DAY
DUTY DURING THE WORK WEEK. IN ALL THESE INSTANCES THE AIR GUARDSMEN ARE
UNDER THE SUPERVISION OF THE SHOP CHIEF. KIDD HAS COMPLETE
RESPONSIBILITY FOR THE GUARDSMEN WHETHER THEY ARE IN DRILL STATUS OR
DOING MAINTENANCE AND REPAIR WORK ON AIRCRAFT OR ITS EQUIPMENT.
GUARDSMEN WILL NOT RECEIVE PROMOTIONS UNLESS THE SMALL SHOP CHIEF
RECOMMENDS SUCH ACTIONS. KIDD TESTIFIED HE IS RESPONSIBLE FOR THE
PROMOTIONS OF THE GUARDSMEN. /5/ THESE CHIEFS ALSO ASSIGN TASKS TO THE
GUARDSMEN IN THE HANGARS AS WELL AS RESPONSIBLY DIRECT THEIR WORK.
12. ON JANUARY 25, 1978 KIDD FILLED OUT A QUESTIONNAIRE FOR SMALL
SHOP CHIEF POSITIONS. IT DESCRIBED THE DUTIES OF THE SMALL SHOP CHIEF
AS A TECHNICIAN AND GUARDSMAN. KIDD CHECKED OFF THE PROVISIONS HE
DEEMED APPLICABLE TO THE POSITION. ONE OF THESE STATED THE SHOP CHIEF
WORKS WITH AN UNUSUAL AMOUNT OF INDEPENDENCE IN PLANNING AND OVERSEEING
ASSIGNMENTS OF CIVILIAN TECHNICIANS AND DRILL GUARDSMEN. ANOTHER
PROVISION, WHICH KIDD CHECKED, STATES THAT THE SHOP CHIEF HAS
SUBSTANTIAL SUPERVISORY RESPONSIBILITY FOR THE TECHNICIANS' WORK; THAT
HE PLANS, ORGANIZES, AND SCHEDULES WORK TASKS, SCHEDULES LEAVE,
APPRAISES PERFORMANCE, RECOMMENDS PROMOTIONS AND INITIATES DISCIPLINARY
ACTION. KIDD TESTIFIED HE CHECKED OFF THESE CLAUSES BECAUSE HE FELT
THEY APPLIED TO HIS RESPONSIBILITIES OVER GUARDSMEN.
13. THE POSITION DESCRIPTIONS OF BOTH SHOP CHIEFS KIDD AND RHYNE
RECITE THAT THEY HAVE "SUBSTANTIAL SUPERVISORY RESPONSIBILITY FOR
CONTROL OVER WORK OPERATIONS PERFORMED BY OTHER CIVILIAN TECHNICIANS;"
THAT THE SHOP CHIEF PLANS, ORGANIZES, AND SCHEDULES WORK ASSIGNMENTS;
THAT THE CHIEF ADJUSTS ASSIGNMENTS, SCHEDULES LEAVE, APPRAISES
PERFORMANCE, RECOMMENDS PROMOTIONS AND INITIATES DISCIPLINARY ACTION.
/6/
14. THE AFORESAID POSITION DESCRIPTION ALSO RECITES THAT THE
AIRCRAFT PNEUDRAULIC SYSTEM MECHANIC (SHOP CHIEF) IS THE FIRST LINE
SUPERVISOR OF MAINTENANCE PRODUCTION; THAT HE EVALUATES EFFECTIVENESS
OF HIS TRAINING; INTERVIEWS AND RECOMMENDS SELECTION OF EMPLOYEES FOR
POSITIONS; INITIATES AND REVIEWS PERSONNEL ACTIONS AFFECTING
SUBORDINATES SUCH AS LEAVE, STEP INCREASES, PROMOTIONS, TERMINATIONS,
AND DISCIPLINARY ACTION.
15. AIR FORCE MANUAL 66(A), VOLUME 4, DEFINES THE TASKS AND
RESPONSIBILITIES OF ALL PERSONNEL. RESPONDENT OPERATES UNDER THIS
MAINTENANCE MANAGEMENT PROGRAM WHICH IT ADVERTS TO AS ESTABLISHING THE
SUPERVISORY AUTHORITY OF SHOP CHIEFS.
16. RESPONDENT CALLED A MEETING OF SMALL SHOP CHIEFS IN SEPTEMBER,
1978. THE CHIEFS, WHO WERE TOLD BY MANAGEMENT THEY WERE SUPERVISORS,
WERE INSTRUCTED TO SIGN THE POSITION DESCRIPTION. ALTHOUGH HE SIGNED
THE JOB DESCRIPTION, KIDD PROTESTED TO MAJOR ELLINGTON THAT HE DID NOT
SCHEDULE LEAVE, FILL OUT APPRAISAL OR PERFORMANCE RATINGS, NOR PERFORM
THE SUPERVISORY DUTIES MAINTAINED THEREIN. FURTHER, KIDD INQUIRED
WHETHER THE SHOP CHIEFS WOULD BE PERFORMING THESE DUTIES AND MANAGEMENT
REPLIED IN THE NEGATIVE.
17. IN DECEMBER, 1979 KIDD WAS GIVEN RANDALL'S PERSONNEL FOLDER. HE
WAS TOLD TO MAINTAIN IT UNDER LOCK AND KEY. KIDD WAS ALSO HANDED
RANDALL'S JOB DESCRIPTION BY SUPERVISOR HURD, AND THE LATTER INSTRUCTED
THE SHOP CHIEF HOW TO MAKE CERTAIN ENTRIES ON THE FOLDER. EXCEPT FOR
THIS NEWLY ASSIGNED DUTY, KIDD'S WORK TASKS AND RESPONSIBILITIES
REMAINED THE SAME AS PREVIOUSLY.
18. ON DECEMBER 2, 1978 RESPONDENT TERMINATED THE UNION DUES CHECK
OFF, WHICH HAD CONTINUED UNTIL THAT DATE, FOR BOTH KIDD AND RHYNE ON THE
GROUND THAT BOTH SMALL SHOP CHIEFS WERE SUPERVISORS.
CONCLUSIONS
THE ISSUE PRESENTED FOR DETERMINATION HEREIN IS SIMPLY STATED:
WHETHER SMALL SHOP CHIEFS KIDD AND RHYNE WERE SUPERVISORS ON DECEMBER 2,
1978 WITHIN THE MEANING OF SECTION 2(C) OF THE ORDER SO AS TO WARRANT
RESPONDENT'S TERMINATING THE CHECK OFF OF DUES FOR EACH EMPLOYEE.
GENERAL COUNSEL CONTENDS THAT, IN RESPECT TO THE CO-WORKER OR
MECHANIC WHO WORKS DAILY WITH EACH SUCH SHOP CHIEF, NEITHER KIDD NOR
RHYNE EXERCISES SUPERVISORY RESPONSIBILITY. ALTHOUGH NOT CONCEDING THAT
THESE SHOP CHIEFS SUPERVISE THE AIR GUARDSMEN, WHO REPORT EACH MONTH TO
KIDD AND RHYNE, GENERAL COUNSEL INSISTS THAT SUCH A FINDING DOES NOT
REQUIRE THE CONCLUSION THAT THESE INDIVIDUALS ARE NONETHELESS
SUPERVISORS.
(1) RESPONDENT, IN URGING THAT THESE SHOP CHIEFS ARE SUPERVISORS
UNDER 2(C) OF THE ORDER, ADVERTS TO THE FACT THAT BOTH KIDD AND RHYNE
SIGNED QUESTIONNAIRES WHICH OUTLINED THEIR SUPERVISORY RESPONSIBILITIES.
FURTHER, IT RELIES UPON THE POSITION DESCRIPTION, EMPHASIZED IN THE AIR
MANUAL, WHICH REFERS TO THEIR SUPERVISORY DUTIES AND AUTHORITY AS SMALL
SHOP CHIEFS. HOWEVER, PAST DECISIONS IN THE PUBLIC SECTOR LAY STRESS ON
THE EXERCISE OF SUCH AUTHORITY, AS OPPOSED TO THE MERE RESTING OF
RESPONSIBILITY, AS ACTUALLY DETERMINATIVE OF SUPERVISORY STATUS. SEE
UNITED STATES ARMY AND AIR FORCE EXCHANGE SERVICE, REDSTONE ARSENAL
EXCHANGE, REDSTONE ARSENAL, ALABAMA, A/SLMR NO. 491. THUS THE CRITICAL
QUESTION AT HAND IS WHETHER, IN FACT, KIDD AND RHYNE PERFORMED AND
EXERCISED ANY OF THE RESPONSIBILITIES ATTACHED TO THE DEFINITION OF A
SUPERVISOR UNDER THE ORDER.
CAREFUL CONSIDERATION OF THE ENTIRE RECORD CONVINCES ME THAT VIS A
VIS HIS CO-WORKER RANDALL, SHOP CHIEF KIDD /7/ DOES NOT EXERCISE ANY OF
THE SUPERVISORY FUNCTIONS SET FORTH IN SECTION 2(C). IT APPEARS THAT
KIDD MAKES NO MAJOR ASSIGNMENTS TO RANDALL SINCE THESE ARE DONE BY THE
MAINTENANCE DIVISION. THE PARCELING OUT OF PRIORITY WORK IS, IF
NECESSARY, ROUTINELY DONE BY KIDD. FURTHER, SINCE RANDALL IS PROFICIENT
IN HIS PERFORMANCE AS A TECHNICIAN, NO DIRECTION OF HIS WORK IS
REQUIRED. ANY ASSIGNMENTS MADE TO THE CO-WORKER, OR DIRECTIONS GIVEN
HIM, BY THE SHOP CHIEF ARE ACTS OF A MORE EXPERIENCED EMPLOYEE ASSISTING
A LESS EXPERIENCED EMPLOYEE. I DO NOT CONSTRUE THESE ASSIGNMENTS TO BE
TYPICAL OF THOSE MADE BY SUPERVISORS WHO EXERCISE CONSIDERABLE
INDEPENDENT JUDGMENT IN ASSIGNING TASKS OR DIRECTING THEIR PERFORMANCE.
U.S. DEPT. OF AGRICULTURE, AGRICULTURAL RESEARCH, PHILADELPHIA,
PENNSYLVANIA, A/SLMR NO. 479.
THERE IS, MOREOVER, NO EVIDENCE THAT KIDD ASSUMES ANY OF THE
RESPONSIBILITIES OVER RANDALL WHICH ARE LISTED AS INDICIA OF SUPERVISORY
AUTHORITY UNDER THE ORDER. HE NEITHER HIRES, FIRES, DISCIPLINES,
TRANSFERS, PROMOTES, SUSPENDS, OR REWARDS HIS CO-WORKER. NO
RECOMMENDATION IN THIS REGARD HAS BEEN MADE FOR RANDALL. RECORD FACTS
DISCLOSE THE LATTER DOES NOT SEEK THE SHOP CHIEF'S APPROVAL TO TAKE
LEAVE, BUT HE MERELY ADVISES KIDD THAT HE WILL BE ABSENT. /8/ APPROVAL
FOR SUCH LEAVE IS GRANTED BY SUPERVISOR HURD. WHILE IT IS TRUE THAT THE
SHOP CHIEF TRAINED HIS CO-WORKER, THE TRAINING INVOLVED ROUTINE
INSTRUCTIONS FROM A MORE EXPERIENCED WORKER. THE EVALUATION MADE BY
KIDD OF HIS TRAINEE'S PERFORMANCE WAS STANDARD IN NATURE. IT DID NOT
LEAD TO A PROMOTION AND THERE IS NOW SHOWING IT HAD ANY IMPACT UPON
RANDALL'S STATUS WITH RESPONDENT. ACCORDINGLY, I CANNOT CONCLUDE SUCH
AN APPRAISAL OF RANDALL'S TRAINING PERFORMANCE JUSTIFIES THE CONCLUSION
THAT BE ACTED AS A SUPERVISOR. ARIZONA NATIONAL GUARD, AIR NATIONAL
GUARD, SKY HARBOR AIRPORT, A/SLMR NO. 436.
I AM MINDFUL OF THE AUTHORITY'S RECENT DECISION IN GEORGIA NATIONAL
GUARD, DEPARTMENT OF DEFENSE, ATLANTA, GEORGIA, 2 FLRA NO. 92 WHERE ALL
SMALL SHOP CHIEFS WERE DEEMED TO SUPERVISE THE CIVILIAN TECHNICIANS
ASSIGNED TO THEIR SHOPS. NEVERTHELESS, IN RESPECT TO KIDD'S
RESPONSIBILITIES AND DUTIES CONCERNING RANDALL, I FIND THE INSTANT CASE
DISTINGUISHABLE. IN THE CITED CASE THE AUTHORITY FOUND THAT THE SMALL
SHOP SUPERVISORS EITHER HAD OR WOULD BE REQUIRED TO EXERCISE AUTHORITY
TO, INTER ALIA, INITIATE DISCIPLINARY ACTION, APPROVE LEAVE, RECOMMEND
HIRING, AND EVALUATE CIVILIAN TECHNICIANS ASSIGNED TO THEIR SHIFT.
APART FROM THEIR AUTHORITY OVER, AND RESPONSIBLE DUTIES TOWARD, THE AIR
GUARDSMEN WHO REPORT TWO DAYS PER MONTH, NEITHER KIDD NOR RHYNE EXERCISE
SUPERVISORY RESPONSIBILITY OVER THE CIVILIAN TECHNICIAN WITH WHOM EACH
WORKS ON A DAILY BASIS. FURTHER, NO EVIDENCE SUPPORTS THE CONCLUSION
THAT EITHER WILL BE REQUIRED TO EXERCISE SUPERVISION OVER SUCH
CO-WORKERS WITHIN THE FRAMEWORK OF SECTION 2(C) OF THE ORDER. /9/ THUS,
I CONCLUDE THAT NEITHER KIDD NOR RHYNE IS A SUPERVISOR BASED SOLELY ON
HIS RELATIONSHIP WITH, AND RESPONSIBILITIES TOWARD, THIS TECHNICIAN.
(2) THE RECORD FACTS ESTABLISH THAT, AS TO THE MILITARY PERSONNEL WHO
ARE ASSIGNED EACH MONTH TO SHOP CHIEFS KIDD AND RHYNE, THE LATTER DO
EXERCISE SUPERVISORY DUTIES AND RESPONSIBILITIES. IT IS CONTENDED BY
GENERAL COUNSEL THAT, ASSUMING ARGUENDO THE SHOP CHIEFS DO SUPERVISE THE
GUARDSMEN, THEY ARE NOT SUPERVISORS WITHIN THE MEANING OF SECTION 2(C)
OF THE ORDER. IN MAKING THIS CONTENTION THE GENERAL COUNSEL
DISTINGUISHES THE CASE AT BAR FROM DEPARTMENT OF THE AIR FORCE,
MCCONNELL AIR FORCE BASE, KANSAS, A/SLMR NO. 134; 1 FLRC 310 WHEREIN
THOSE WHO SUPERVISED MILITARY PERSONNEL WERE FOUND TO BE SUPERVISORS
UNDER THE ORDER. IT IS URGED THAT TWO SIGNIFICANT DIFFERENCES EXIST
BETWEEN THE CITED CASE AND THE ONE AT HAND: (A) THE INDIVIDUALS IN THE
MCCONNELL CASE SUPERVISED ONLY MILITARY PERSONNEL, (B) SUPERVISION BY
SMALL SHOP CHIEFS KIDD AND RHYNE OVER THE AIR GUARDSMEN IS INFREQUENT
AND TEMPORARY IN CONTRAST TO SUPERVISION EXERCISED IN THE MCCONNEL CASE.
THE ASSISTANT SECRETARY CONCLUDED IN THE CITED CASE THAT IT IS
IMMATERIAL, IN DETERMINING SUPERVISORY STATUS, WHETHER SUPERVISION IS
EXERCISED OVER UNIT OR NON-UNIT EMPLOYEES. HE ALSO STATED THAT HE
VIEWED AS DETERMINATIVE THE DUTIES PERFORMED BY THE ALLEGED SUPERVISOR
AND NOT THE TYPE OF PERSONNEL WORKING UNDER THE ALLEGED SUPERVISOR.
THUS, THE UNION'S ARGUMENT THAT THE INDIVIDUALS DID NOT SUPERVISE
"EMPLOYEES" (MILITARY PERSONNEL) WAS REJECTED AS NOT DETERMINATIVE OF
SUPERVISORY STATUS. NOTHING IN THE MCCONNELL DECISION PERSUADES ME THAT
IF INDIVIDUALS SUPERVISE MILITARY PERSONNEL, THEY CANNOT BE DEEMED
SUPERVISORS BECAUSE THEY DO NOT SUPERVISE OTHER PERSONS. THOUGH IT IS
TRUE THAT SUPERVISION WAS EXERCISED ONLY OVER MILITARY INDIVIDUALS IN
THE CITED CASE, I CANNOT CONCLUDE THAT THE PRESENCE OF NON-MILITARY
PERSONS-- WHO MAY WORK ALONG WITH THE OTHERS AND ARE NOT SUPERVISED BY
THE SAME INDIVIDUALS-- DESTROYS SUPERVISORY STATUS WHICH OTHERWISE
EXISTS. IN LIGHT OF THE FOREGOING DECISION, AND IN THE ABSENCE OF ANY
COMPELLING LOGIC TO THE CONTRARY, I AM CONSTRAINED TO CONCLUDE THAT
SUPERVISION BY KIDD AND RHYNE OVER MILITARY PERSONNEL IS NOT VITIATED BY
THE FACT THAT THEY DO NOT SUPERVISE THE CIVILIAN TECHNICIAN WHO IS THE
REGULAR CO-WORKER IN EACH SHOP.
GENERAL COUNSEL ALSO MAINTAINS THAT WHATEVER SUPERVISION IS EXERCISED
BY THE SHOP CHIEFS IS PERFORMED ON AN INFREQUENT AND INTERMITTENT BASIS.
THEREFORE, IT IS ARGUED THESE INDIVIDUALS DO NOT MEET THE TEST UNDER
2(C) OF THE ORDER. PAST DECISION IN THE PRIVATE SECTOR REFLECT THAT
INDIVIDUALS HAVE BEEN CONSIDERED NON-SUPERVISORS WHERE THEIR SUPERVISORY
DUTIES WERE INTERMITTENTLY PERFORMED. HOWEVER, IN THESE PARTICULAR
INSTANCES THE INDIVIDUALS NOT ONLY EXERCISED THESE FUNCTIONS
INFREQUENTLY, BUT GENERALLY IN THE ABSENCE OF THE REGULAR SUPERVISOR.
NEW JERSEY DEPT. OF DEFENSE, A/SLMR NO. 121.
IN THE CASE AT BAR KIDD AND RHYNE SUPERVISE THREE AND FIVE AIR
GUARDSMEN RESPECTIVELY ON A REGULAR BASIS. SUPERVISION OCCURS EVERY
MONTH AND DOES NOT REQUIRE A MANAGER'S ABSENCE IN ORDER TO BE EXERCISED.
THERE IS NO INDICATION THAT THIS SUPERVISION BY THE SHOP CHIEFS IS TO
BE DISCONTINUED IN THE FUTURE. WHILE SUPERVISORY RESPONSIBILITIES BY
KIDD AND RHYNE OVER THE AIR GUARDSMEN IS NOT FULL TIME, THIS DOES NOT
MILITATE AGAINST FINDING THEM TO BE REPRESENTATIVES OF MANAGEMENT. I AM
PERSUADED THAT THE REGULARITY WITH WHICH THESE INDIVIDUALS EXERCISE
SUPERVISION OVER THE GUARDSMEN DIFFERENTIATES THEM FROM THESE EMPLOYEES
WHO SUPERVISE INTERMITTENTLY AND ON RARE OCCASIONS.
ACCORDINGLY, AND ON THE BASIS OF THE FOREGOING, I CONCLUDE THAT BOTH
KIDD AND RHYNE, AS SMALL SHOP CHIEFS, WERE ON DECEMBER 2, 1978, AND
STILL ARE, SUPERVISORS WITHIN THE MEANING OF SECTION 2(C) OF THE ORDER.
THUS, RESPONDENT WAS WARRANTED IN TERMINATING THE CHECK OFF OF THEIR
UNION DUES, AND BY SO DOING IT DID NOT VIOLATE SECTIONS 19(A)(1) AND (5)
OF THE ORDER.
IT IS THEREFORE RECOMMENDED THAT THE COMPLAINT HEREIN BE DISMISSED IN
ITS ENTIRETY.
WILLIAM NAIMARK
ADMINISTRATIVE LAW JUDGE
DATED: APRIL 9, 1980
WASHINGTON, D.C.
--------------- FOOTNOTES$ ---------------
/1/ THE PRESENT CASE IS DECIDED SOLELY ON THE BASIS OF E.O. 11491, AS
AMENDED, WHICH WAS OPERATIVE AT THE TIME OF THE ALLEGED UNFAIR LABOR
PRACTICE AND IS ALONE INVOLVED IN THE INSTANT COMPLAINT. THE DECISION
AND ORDER DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR
APPLICATION OF RELATED PROVISIONS IN THE NEW STATUTE OR THE RESULT WHICH
WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE
STATUTE RATHER THAN THE EXECUTIVE ORDER.
/2/ THE TERM "AIR GUARDSMEN" OR "DRILL GUARDSMEN" REFERS TO THOSE
MEMBERS OF THE GUARD WHO SERVE ON ACTIVE DUTY ONE WEEKEND (2 DAYS) PER
MONTH AS WELL AS TWO WEEKS OF SUMMER CAMP. THEY ALSO WORK IN THE SHOP
AS MECHANICS AND REPAIRMEN UNDER THE SUPERVISION AND TRAINING OF THE
SMALL SHOP CHIEFS.
/3/ EXCEPT AS OTHERWISE NOTED, AND IN ACCORDANCE WITH THE STIPULATION
OF THE PARTIES AT THE HEARING, THE SAME FACTS CONCERNING KIDD'S DUTIES
AND RESPONSIBILITIES ARE ALSO APPLICABLE TO RHYNE. THE STIPULATION WAS
ACCEPTED IN LIEU OF RHYNE'S TESTIMONY IN THIS REGARD TO ELIMINATE
CUMMULATIVE EVIDENCE.
/4/ FIVE AIR GUARDSMEN ARE ASSIGNED TO RHYNE'S SHOP FOR THE SAME
PERIOD, AND ARE ALSO UNDER HIS COMPLETE SUPERVISION.
/5/ KIDD RECOMMENDED A PROMOTION FOR AN AIR GUARDSMAN ON JULY 20,
1978 AND EVALUATED HIS PERFORMANCE AS "EXCEPTIONAL." THIS RECOMMENDATION
WAS ACCEPTED AND THE ACTION APPROVED BY COLONEL MCNEIL ON AUGUST 28,
1978.
/6/ THIS PORTION OF THE JOB DESCRIPTION IS IDENTICAL TO THE STATEMENT
OF DUTIES AND RESPONSIBILITIES SET FORTH IN ITEM NO. 11 ON THE
QUESTIONNAIRE FILLED OUT BY THE SHOP CHIEFS.
/7/ THE SAME CONCLUSION IS REACHED HEREIN IN RESPECT TO RHYNE'S
RELATIONSHIP TO HIS CO-WORKER.
/8/ CF. WATERWAYS EXPERIMENT STATION, VICKSBURG, MINS., A/SLMR NO.
497 WHERE ROUTINE APPROVAL OF LEAVE BY A SHIFT CAPTAIN DID NOT MAKE HIM
A SUPERVISOR.
/9/ I DO NOT VIEW THE TRANSFER OF THE CO-WORKER'S PERSONNEL RECORD TO
THE SMALL SHOP CHIEF ON DECEMBER 2 WITHOUT MORE, AS ESTABLISHING
SUPERVISORY STATUS.