Veterans Administration Hospital (Activity) and American Federation of Government Employees, Lodge 2201 (Union)
[ v04 p419 ]
04:0419(57)AR
The decision of the Authority follows:
4 FLRA No. 57
VETERANS ADMINISTRATION
HOSPITAL
Activity
and
AMERICAN FEDERATION OF
GOVERNMENT EMPLOYEES,
LODGE 2201
Union
Case No. O-AR-45
DECISION ON MOTION FOR RECONSIDERATION
THIS MATTER IS BEFORE THE AUTHORITY ON A MOTION FILED BY THE AGENCY
FOR RECONSIDERATION OF THE AUTHORITY'S DECISION IN THE ABOVE-ENTITLED
CASE. /1/ THE UNION FILED AN OPPOSITION.
IN THIS CASE THE ARBITRATOR WAS PRESENTED WITH THE ISSUE OF WHETHER
THE ACTIVITY VIOLATED THE PARTIES' COLLECTIVE BARGAINING AGREEMENT BY
NOT SELECTING THE GRIEVANT FOR A PROMOTION. THE ARBITRATOR SPECIFICALLY
FOUND THAT THE ACTIVITY VIOLATED THE AGREEMENT WHEN IT FAILED TO FOLLOW
THE SUBSTANTIVE REQUIREMENTS OF THE MERIT PROMOTION PLAN. THE
ARBITRATOR FURTHER DETERMINED THAT BECAUSE MANAGEMENT'S ACTIONS
IMPROPERLY AND SUBSTANTIALLY SUPPORTED THE SELECTED EMPLOYEE'S
CANDIDACY, HIS SELECTION HAD TO BE SET ASIDE. IN ADDITION, THE
ARBITRATOR ALSO SPECIFICALLY FOUND THAT THE GRIEVANT AS THE ONLY OTHER
HIGHLY QUALIFIED CANDIDATE WOULD HAVE BEEN SELECTED FOR THE PROMOTION
BUT FOR THE IMPROPER SELECTION OF THE EMPLOYEE SELECTED. ACCORDINGLY,
AS HIS AWARD, THE ARBITRATOR SET ASIDE THE THE ACTIVITY'S SELECTION FOR
THE POSITION AND ORDERED THE GRIEVANT RETROACTIVELY PROMOTED TO THE
POSITION WITH BACKPAY. THE AGENCY FILED EXCEPTIONS TO THE AWARD
CONTENDING THAT IT WAS DEFICIENT. AS ITS DECISION (4 FLRA NO.
57(1980)), THE AUTHORITY DETERMINED THAT THE AGENCY'S EXCEPTIONS
PROVIDED NO BASIS FOR FINDING THE AWARD DEFICIENT UNDER SECTION 7122(A)
OF THE STATUTE.
AS RELEVANT TO THE AGENCY'S MOTION FOR RECONSIDERATION, THE AUTHORITY
IN PARTICULAR DETERMINED THAT THE AGENCY'S EXCEPTION THAT THE AWARD WAS
CONTRARY TO THE BACK PAY ACT OF 1966 /2/ PROVIDED NO BASIS FOR FINDING
THE AWARD DEFICIENT. IN SUPPORT OF THIS EXCEPTION, THE AGENCY HAD
MAINTAINED ON THE BASIS OF A DECISION OF THE COMPTROLLER GENERAL THAT
UNDER THE BACK PAY ACT ONLY THOSE VIOLATIONS OF COLLECTIVE BARGAINING
AGREEMENT PROVISIONS WHICH CONSTITUTE NONDISCRETIONARY POLICIES WILL
SUPPORT AN ARBITRATION AWARD OF RETROACTIVE PROMOTION WITH BACKPAY. THE
AGENCY HAD ARGUED THAT THEREFORE THE ARBITRATOR'S AWARD WAS CONTRARY TO
THE BACK PAY ACT BECAUSE THERE WAS NO NONDISCRETIONARY POLICY THAT
MANDATED THE GRIEVANT'S PROMOTION. HOWEVER, THE AUTHORITY EMPHASIZED
THAT IT IS WELL ESTABLISHED THAT THE BACK PAY ACT PROVIDES THE
APPROPRIATE AUTHORITY TO REMEDY AN UNJUSTIFIED OR UNWARRANTED PERSONNEL
ACTION WHICH HAS DENIED AN AGGRIEVED EMPLOYEE A PROMOTION THAT THE
EMPLOYEE WOULD OTHERWISE HAVE RECEIVED. IN PARTICULAR, THE AUTHORITY
EMPHASIZED THAT PURSUANT TO THE BACK PAY ACT AN ARBITRATOR MAY AWARD A
RETROACTIVE PROMOTION WITH BACKPAY WHEN THE ARBITRATOR FINDS THAT THE
AGENCY VIOLATED ITS COLLECTIVE BARGAINING AGREEMENT AND THAT SUCH
VIOLATION RESULTED IN THE DENIAL OF A PROMOTION WHICH THE AGGRIEVED
EMPLOYEE OTHERWISE WOULD HAVE RECEIVED. THUS, THE AUTHORITY EXPRESSLY
RULED THAT IN THE CIRCUMSTANCES OF THIS CASE, WHERE THE ARBITRATOR
SPECIFICALLY FOUND THAT BUT FOR THE ACTIVITY'S FAILURE TO FOLLOW
PRESCRIBED REQUIREMENTS OF ITS MERIT PROMOTION PLAN THE SELECTING
OFFICIAL WOULD HAVE ORIGINALLY SELECTED THE GRIEVANT FOR PROMOTION TO
THE POSITION IN QUESTION, THE ARBITRATOR PROPERLY ORDERED THAT THE
GRIEVANT BE RETROACTIVELY PROMOTED WITH BACKPAY TO THAT POSITION.
IN ITS MOTION FOR RECONSIDERATION, THE AGENCY GENERALLY REPEATS THE
ARGUMENTS MADE IN SUPPORT OF THIS EXCEPTION, BUT STATES IN PARTICULAR
THAT THE DECISION OF THE AUTHORITY WAS INCORRECT BECAUSE IT FAILED TO
SPECIFICALLY ADDRESS THE DECISIONS OF THE COMPTROLLER GENERAL REQUIRING
THAT IN ORDER FOR AN AWARD OF BACKPAY TO BE AUTHORIZED, THE COLLECTIVE
BARGAINING AGREEMENT PROVISION FOUND VIOLATED MUST CONTAIN SPECIFIC
LANGUAGE MANDATING THE GRIEVANT'S PROMOTION. HOWEVER, THE AUTHORITY
FINDS THAT NO BASIS HAS BEEN ESTABLISHED FOR REOPENING OR RECONSIDERING
ITS DECISION IN THIS CASE. THE ARGUMENTS ADVANCED IN THE AGENCY'S
MOTION FOR RECONSIDERATION WERE INITIALLY CONSIDERED AND PROPERLY
REJECTED BY THE AUTHORITY IN DETERMINING THAT THE AGENCY'S EXCEPTION
PROVIDED NO BASIS FOR FINDING THE AWARD DEFICIENT. FURTHERMORE,
DECISIONS OF THE COMPTROLLER GENERAL IN THIS AREA AND THE CONTENTION
THAT THE COLLECTIVE BARGAINING AGREEMENT PROVISION FOUND VIOLATED MUST
MANDATE THE PROMOTION OF THE GRIEVANT, HAVE SUBSEQUENTLY BEEN ADDRESSED
IN GREATER DETAIL BY THE AUTHORITY IN NATIONAL LABOR RELATIONS BOARD
UNION, LOCAL 19 AND OFFICE OF THE GENERAL COUNSEL, NATIONAL LABOR
RELATIONS BOARD, 7 FLRA NO. 7(1981). IN NLRBU THE AUTHORITY
SPECIFICALLY REJECTED THE CONTENTION THAT THERE IS A REQUIREMENT UNDER
THE BACK PAY ACT OR ITS IMPLEMENTING REGULATIONS THAT THE COLLECTIVE
BARGAINING AGREEMENT PROVISION FOUND VIOLATED MUST CONTAIN LANGUAGE
MANDATING A PROMOTION IN ORDER FOR AN AWARD OF RETROACTIVE PROMOTION AND
BACKPAY TO BE AUTHORIZED. AS IN ITS DECISION IN THIS CASE, THE
AUTHORITY IN NLRBU EXPLAINED THAT AN AWARD OF RETROACTIVE PROMOTION AND
BACKPAY IS CLEARLY AUTHORIZED BY THE TERMS OF THE BACK PAY ACT WHEN AN
ARBITRATOR HAS FOUND THAT THE COLLECTIVE BARGAINING AGREEMENT PRESCRIBES
CERTAIN ACTION UNDER THE CIRCUMSTANCES PRESENTED AND THE FAILURE TO TAKE
SUCH ACTION DIRECTLY RESULTED IN AN EMPLOYEE NOT RECEIVING A PROMOTION
THE EMPLOYEE OTHERWISE WOULD HAVE RECEIVED. IN ADDITION, THE AUTHORITY
EXPRESSLY STATED THAT WHEN AN ARBITRATOR HAS SPECIFICALLY FOUND THAT AN
AGENCY IS REQUIRED UNDER A COLLECTIVE BARGAINING AGREEMENT TO TAKE A
PRESCRIBED ACTION UNDER STATED CONDITIONS OR CRITERIA AND THAT ITS
FAILURE TO DO SO DIRECTLY RESULTED IN THE AGGRIEVED EMPLOYEE'S FAILURE
TO RECEIVE A PROMOTION THE EMPLOYEE OTHERWISE WOULD HAVE RECEIVED, THE
AUTHORITY, IN ACCORDANCE WITH THE LIMITED REVIEW OF ARBITRATION AWARDS
UNDER THE STATUTE, WILL NOT RE-EXAMINE OR REINTERPRET THE COLLECTIVE
BARGAINING AGREEMENT PROVISIONS BEFORE THE ARBITRATOR. CONSEQUENTLY,
THE AUTHORITY EXPRESSLY RULED IN NLRBU THAT DECISIONS OF THE COMPTROLLER
GENERAL IN THIS AREA, INCLUDING DECISIONS CITED AND RELIED ON BY THE
AGENCY IN ITS MOTION FOR RECONSIDERATION, ARE NOT CONTROLLING IN
RESOLVING EXCEPTIONS TO ARBITRATION AWARDS UNDER THE STATUTE.
ACCORDINGLY, BECAUSE THE AGENCY'S MOTION FOR RECONSIDERATION DOES NOT
WARRANT ALTERING OR MODIFYING THE DECISION IN THIS CASE, THE REQUEST FOR
RECONSIDERATION IS DENIED.
ISSUED, WASHINGTON, D.C., JULY 28, 1982
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ THE AGENCY HAS ALSO FILED A REQUEST FOR ORAL ARGUMENT ON ITS
MOTION FOR RECONSIDERATION. BECAUSE THE MOTION FOR RECONSIDERATION IS
ADEQUATELY PRESENTED BY THE AGENCY'S MEMORANDUM IN SUPPORT OF ITS
MOTION, THE REQUEST FOR ORAL ARGUMENT IS THEREFORE DENIED.
/2/ 5 U.S.C. 5596 (SUPP. IV 1980).