U.S. Department of Labor (Agency) and American Federation of Government Employees, Local 644 (Union)
[ v05 p60 ]
05:0060(11)AR
The decision of the Authority follows:
5 FLRA No. 11
U.S. DEPARTMENT OF LABOR
Agency
and
AMERICAN FEDERATION
OF GOVERNMENT EMPLOYEES,
LOCAL 644
Union
Case No. 0-AR-41
DECISION
THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF
ARBITRATOR JOHN W. MAY FILED BY THE AGENCY UNDER SECTION 7122(A) OF THE
FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. 7122(A)).
ACCORDING TO THE ARBITRATOR, THE DISPUTE IN THIS MATTER INVOLVED A
GRIEVANCE FILED BY THE UNION ALLEGING THAT THE GRIEVANT, A GS-7 SAFETY
SPECIALIST, HAD BEEN PERFORMING WORK OF A HIGHER GRADE WITHOUT
APPROPRIATE COMPENSATION IN VIOLATION OF ARTICLE 18 OF THE PARTIES'
NEGOTIATED AGREEMENT WHICH PROVIDES FOR EQUAL PAY FOR EQUAL WORK.
ULTIMATELY, THE GRIEVANCE AND A THRESHOLD ISSUE OF ITS ARBITRABILITY
WERE SUBMITTED TO THE ARBITRATOR FOR HIS DETERMINATION.
THE AGENCY CONTENDED BEFORE THE ARBITRATOR THAT THIS GRIEVANCE WAS
IDENTICAL TO A PRIOR GRIEVANCE FILED BY THE GRIEVANT WHICH HAD BEEN
FOUND TO BE NONGRIEVABLE AND NONARBITRABLE BECAUSE IT CONCERNED A
CLASSIFICATION MATTER. WITH REGARD TO THE AFOREMENTIONED, THE AGENCY
MAINTAINED THIS GRIEVANCE WAS LIKEWISE NONGRIEVABLE AND NONARBITRABLE.
THE ARBITRATOR NOTED THAT IN THE EARLIER GRIEVANCE THE GRIEVANT HAD
REQUESTED AN AUDIT OF THE WORK HE WAS ASSIGNED AND WAS PERFORMING. IN
THE EARLIER GRIEVANCE, THE GRIEVANT HAD CLAIMED HE WAS ENTITLED TO
RECLASSIFICATION OF HIS POSITION WITH BACKPAY. AS TO THE GRIEVANCE
BEFORE HIM, THE ARBITRATOR NOTED THAT ALTHOUGH IT WAS BASED ON THE SAME
ALLEGATION THAT THE GRIEVANT WAS ASSIGNED AND WAS PERFORMING WORK OF A
HIGHER GRADE LEVEL, THE GRIEVANT IN THIS LATER-FILED MATTER HAD NOT
REQUESTED A REVIEW OF THE CLASSIFICATION STATUS OF HIS POSITION.
INSTEAD, THERE WAS A CLAIM FOR BACKPAY ON THE BASIS THAT THE GRIEVANT
HAD BEEN ASSIGNED AND HAD PERFORMED HIGHER-GRADE WORK FOR A SIGNIFICANT
PERIOD OF TIME WHICH ENTITLED THE GRIEVANT TO BE PAID FOR THIS PERIOD AT
THE RATE OF PAY OF THE HIGHER GRADE LEVEL. THUS, THE ARBITRATOR VIEWED
THIS GRIEVANCE AS PRESENTING THE ISSUE OF THE APPLICATION OF THE FACTUAL
EVIDENCE TO ARTICLE 18 OF THE AGREEMENT AND NOT AS PRESENTING ANY ISSUE
OF CLASSIFICATION. CONSEQUENTLY, THE ARBITRATOR CONCLUDED THE GRIEVANCE
BEFORE HIM WAS NOT IDENTICAL TO THE EARLIER GRIEVANCE AND ACCORDINGLY
RULED THAT IT WAS ARBITRABLE. HOWEVER, ON THE MERITS, HE FOUND NO
VIOLATION OF THE AGREEMENT AND NO ENTITLEMENT TO BACKPAY AND THEREFORE
HE DENIED THE GRIEVANCE.
UNDER SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT
RELATIONS STATUTE /1/ AND PART 2425 OF THE AUTHORITY'S RULES AND
REGULATIONS, 5 CFR PART 2425, /2/ THE AGENCY FILED AN EXCEPTION ONLY TO
THAT PORTION OF THE ARBITRATOR'S AWARD FINDING THE GRIEVANCE ARBITRABLE.
THE UNION FILED AN OPPOSITION.
THE QUESTION BEFORE THE AUTHORITY IS WHETHER, ON THE BASIS OF THE
AGENCY'S EXCEPTION, THAT PORTION OF THE ARBITRATOR'S AWARD IN DISPUTE IS
DEFICIENT BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION, OR IS
DEFICIENT ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN
PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS CASES.
IN ITS EXCEPTION THE AGENCY CONTENDS THAT THE AWARD IS CONTRARY TO
LAW, SPECIFICALLY SECTION 7103(A)(14)(B) /3/ AND SECTION 7135(B) /4/ OF
THE STATUTE. IN SUPPORT OF THIS EXCEPTION, THE AGENCY'S POSITION WITH
RESPECT TO SECTION 7103 IS ESSENTIALLY THAT THIS GRIEVANCE CONCERNS A
CLASSIFICATION MATTER WHICH UNDER THE STATUTE MUST BE RESOLVED BY MEANS
OF A CLASSIFICATION APPEAL IN ACCORDANCE WITH CHAPTER 51 AND CHAPTER 53
OF TITLE 5 OF THE UNITED STATES CODE. WITH RESPECT TO SECTION 7135(B),
THE AGENCY APPEARS TO BE ARGUING THAT THIS GRIEVANCE IS IDENTICAL TO THE
EARLIER GRIEVANCE WHICH WAS FOUND TO BE NONARBITRABLE AND ASSERTEDLY
THAT DECISION GOVERNS UNDER SECTION 7135(B) OF THE STATUTE. THE AGENCY
SIMILARLY ARGUES THAT THIS GRIEVANCE IS IDENTICAL TO THE EARLIER
GRIEVANCE, THUS IT IS BARRED, BY MERGER WITH THE EARLIER GRIEVANCE, FROM
RESOLUTION BY THE DOCTRINE OF RES JUDICATA. FOR THESE REASONS THE
AGENCY CLAIMS THAT THE ARBITRATOR'S FINDING THAT THE GRIEVANCE WAS
ARBITRABLE IS DEFICIENT.
THE AGENCY'S EXCEPTION THAT THIS AWARD OF ARBITRABILITY IS CONTRARY
TO LAW STATES A GROUND ON WHICH THE AUTHORITY WILL FIND AN AWARD
DEFICIENT UNDER SECTION 7122(A)(1) OF THE STATUTE. HOWEVER, IN THIS
CASE THE AGENCY DOES NOT DEMONSTRATE IN WHAT MANNER THE AWARD IS
CONTRARY TO LAW. THE AGENCY HAS PREMISED ITS EXCEPTION ON THE
ASSERTIONS THAT THIS GRIEVANCE CONCERNS A CLASSIFICATION MATTER AND IS
IDENTICAL TO AN EARLIER GRIEVANCE, THE RESOLUTION OF WHICH CONTROLS.
HOWEVER, AS WAS NOTED, THE ARBITRATOR SPECIFICALLY CONCLUDED THAT THIS
GRIEVANCE DID NOT CONCERN A CLASSIFICATION MATTER AND WAS NOT IDENTICAL
TO THE EARLIER GRIEVANCE. AS WAS ALSO NOTED, HE REASONED THAT ALTHOUGH
THE ALLEGATION THAT THE GRIEVANT WAS PERFORMING HIGHER-GRADE WORK WAS
THE SAME, THERE WAS NO REQUESTED REVIEW OF THE CLASSIFICATION OF THE
GRIEVANT'S POSITION. INSTEAD, THERE WAS A CLAIM FOR BACKPAY ON THE
BASIS THAT THE GRIEVANT HAS PERFORMED A SIGNIFICANT PORTION OF HIGHER
GRADE WORK FOR A PERIOD OF TIME WHICH ENTITLED HIM TO BE PAID FOR THIS
PERIOD AT THE RATE OF PAY OF THE HIGHER GRADE LEVEL. THUS, THE
ARBITRATOR CONCLUDED THIS GRIEVANCE DID NOT CONCERN ANY MATTER OF
CLASSIFICATION AND WAS NOT IDENTICAL TO THE EARLIER GRIEVANCE. IN ITS
EXCEPTION THE AGENCY HAS FAILED TO DEMONSTRATE THAT, CONTRARY TO THE
ARBITRATOR'S FINDING AND AWARD, THIS GRIEVANCE CONCERNED A
CLASSIFICATION MATTER WHICH IS NONGRIEVABLE AND NONARBITRABLE UNDER THE
STATUTE. ADDITIONALLY, THE AGENCY HAS FAILED TO DEMONSTRATE, CONTRARY
TO THE ARBITRATOR'S SPECIFIC FINDING, THAT THE GRIEVANCES WERE IDENTICAL
AND, FURTHER, IN WHAT MANNER THE RESOLUTION OF THE EARLIER GRIEVANCE IS
RES JUDICATA AND CONTROLLING UNDER SECTION 7135(B) OF THE STATUTE.
MOREOVER, TO THE EXTENT THESE ASSERTIONS ARE PREMISED ON THE
GRIEVANCES BEING IDENTICAL, THEY CONSTITUTE DISAGREEMENT WITH THE
ARBITRATOR'S FINDING OF FACT TO THE CONTRARY AND WITH HIS REASONING AND
CONCLUSION THAT THE RESOLUTION OF THE EARLIER GRIEVANCE DID NOT CONTROL.
SUCH ASSERTIONS PROVIDE NO BASIS FOR FINDING THE AWARD DEFICIENT.
AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, NATIONAL BORDER PATROL
COUNCIL AND U.S. IMMIGRATION AND NATURALIZATION SERVICE, SOUTHERN
REGION, DALLAS, TEXAS, 3 FLRA NO. 87(1980). THEREFORE, THE AGENCY'S
EXCEPTION PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT UNDER 5
U.S.C. 7122(A) AND SECTION 2425.3 OF THE AUTHORITY'S RULES AND
REGULATIONS.
FOR THE FOREGOING REASONS AND PURSUANT TO SECTION 2425.4 OF THE
AUTHORITY'S RULES AND REGULATIONS, THE ARBITRATOR'S AWARD IS SUSTAINED.
ISSUED, WASHINGTON, D.C., FEBRUARY 4, 1981
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ 5 U.S.C. 7122(A) PROVIDES:
(A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE
AUTHORITY AN EXCEPTION
TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN
AWARD RELATING TO A
MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW
THE AUTHORITY FINDS THAT
THE AWARD IS DEFICIENT--
(1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION; OR
(2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN
PRIVATE SECTOR
LABOR-MANAGEMENT RELATIONS;
THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS
CONCERNING THE AWARD AS IT
CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR
REGULATIONS.
/2/ ALTHOUGH THE AGENCY'S EXCEPTIONS WERE FILED AT THE TIME THE
AUTHORITY'S INTERIM RULES AND REGULATIONS WERE IN EFFECT, THE FINAL
RULES AND REGULATIONS, 5 CFR PART 2425(1980), ARE IDENTICAL TO THE
INTERIM REGULATIONS.
/3/ 5 U.S.C. 7103(A)(14)(B) PROVIDES:
(14) "CONDITIONS OF EMPLOYMENT" MEANS PERSONNEL POLICIES, PRACTICES,
AND MATTERS, WHETHER
ESTABLISHED BY RULE, REGULATION, OR OTHERWISE, AFFECTING WORKING
CONDITIONS, EXCEPT THAT SUCH
TERM DOES NOT INCLUDE POLICIES, PRACTICES, AND MATTERS--
* * * *
(B) RELATING TO THE CLASSIFICATION OF ANY POSITION(.)
/4/ 5 U.S.C. 7135(B) PROVIDES:
(B) POLICIES, REGULATIONS, AND PROCEDURES ESTABLISHED UNDER AND
DECISIONS ISSUED UNDER EXECUTIVE ORDERS 11491, 11616, 11636, 11787, AND
11838, OR UNDER ANY OTHER EXECUTIVE ORDER, AS IN EFFECT ON THE EFFECTIVE
DATE OF THIS CHAPTER, SHALL REMAIN IN FULL FORCE AND EFFECT UNTIL
REVISED OR REVOKED BY THE PRESIDENT, OR UNLESS SUPERSEDED BY SPECIFIC
PROVISIONS OF THIS CHAPTER OR BY REGULATIONS OR DECISIONS ISSUED
PURSUANT TO THIS CHAPTER.