Veterans Administration Hospital, Newington, Connecticut (Activity) and National Association of Government Employees, Local R1-109 (Union)
[ v05 p64 ]
05:0064(12)AR
The decision of the Authority follows:
5 FLRA No. 12
VETERANS ADMINISTRATION HOSPITAL,
NEWINGTON, CONNECTICUT
Activity
and
NATIONAL ASSOCIATION OF GOVERNMENT
EMPLOYEES, LOCAL R1-109
Union
Case No. 0-AR-62
DECISION
THIS MATTER IS BEFORE THE AUTHORITY ON EXCEPTIONS TO THE AWARD OF
ARBITRATOR ROBERT WHITMAN FILED BY THE UNION UNDER SECTION 7122(A) OF
THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C.
7122(A)).
ACCORDING TO THE ARBITRATOR'S AWARD, THE DISPUTE IN THIS CASE WAS
SUBMITTED TO ARBITRATION ON THE GRIEVANT'S CLAIMS THAT SHE HAD BEEN
DENIED THE OPPORTUNITY FOR ADVANCED TRAINING AND THAT SHE HAD BEEN
DENIED THE OPPORTUNITY TO COMPETE FOR A PROMOTION. WITH RESPECT TO THE
FIRST CLAIM, THE ARBITRATOR FOUND THAT MANAGEMENT'S ACTIONS IN DENYING
THE GRIEVANT TRAINING WERE "NOT APPROPRIATE." AS TO THE SECOND CLAIM,
THE ARBITRATOR FOUND THAT THE ALLEGED "PROMOTION" WAS ACTUALLY A
RECLASSIFICATION ACTION AND NO COMPETITION WAS REQUIRED. HOWEVER, THE
ARBITRATOR DETERMINED THAT THE "DENIAL" TO THE GRIEVANT CAME AT THE TIME
THAT SHE WAS DENIED ADVANCED TRAINING AND COULD NOT THEREFORE
SUCCESSFULLY COMPETE FOR PROMOTIONS TO GRADE 6 POSITIONS. ACCORDINGLY,
IN HIS AWARD, THE ARBITRATOR RULED THAT THE GRIEVANT WAS ENTITLED TO THE
FOLLOWING:
1. TRAINING THAT WILL ALLOW HER TO BECOME PROFICIENT IN GRADE 6
LEVEL PROCEDURES; AND
2. WHEN (THE GRIEVANT) IS SUITABLY TRAINED, A PROMOTION TO GRADE 6
UPON THE RECOMMENDATION
OF THE (ACTING HEAD OF THE DEPARTMENT). IN THE EVENT THAT (THE
ACTING HEAD OF THE DEPARTMENT)
DOES NOT RECOMMEND (THE GRIEVANT) FOR PROMOTION ON OR BEFORE NOVEMBER
15, 1981, SHE SHALL
NONETHELESS BECOME PROMOTED TO GRADE 6 AS OF THAT DATE.
THE UNION FILED EXCEPTIONS TO THE ARBITRATOR'S AWARD UNDER SECTION
7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE /1/
AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS, 5 CFR PART 2425.
/2/ THE AGENCY DID NOT FILE AN OPPOSITION.
THE QUESTION BEFORE THE AUTHORITY IS WHETHER, ON THE BASIS OF THE
UNION'S EXCEPTIONS, THE ARBITRATOR'S AWARD IS DEFICIENT BECAUSE IT IS
CONTRARY TO ANY LAW, RULE, OR REGULATION, OR IS DEFICIENT ON OTHER
GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN PRIVATE SECTOR
LABOR-MANAGEMENT RELATIONS CASES.
IN ITS FIRST EXCEPTION THE UNION CONTENDS THAT THE AWARD VIOLATES
REGULATION, SPECIFICALLY PROVISIONS OF CHAPTER 335 OF THE FEDERAL
PERSONNEL MANUAL AS IN EFFECT DURING THE PERIOD IN QUESTION IN THIS
CASE. IN SUPPORT OF THIS EXCEPTION, THE UNION ESSENTIALLY ARGUES THAT
MANAGEMENT'S SECTION FOR ITS TRAINING PROGRAM WAS NOT MADE COMPETITIVELY
AS ALLEGEDLY REQUIRED BY FPM CHAPTER 335, SUBCHAPTER 4. FURTHER, THE
UNION MAINTAINS THAT BECAUSE THE ARBITRATOR'S FINDINGS WERE IN FAVOR OF
THE GRIEVANT IN THIS RESPECT, FPM CHAPTER 335, SUBCHAPTER 6-4 MANDATES
THAT THE AWARD SHOULD HAVE BEEN A PROMOTION FOR THE GRIEVANT RETROACTIVE
TO THE DATE OF THE ALLEGED VIOLATION OF THE FEDERAL PERSONNEL MANUAL.
THE UNION'S FIRST EXCEPTION THAT THE AWARD VIOLATES REGULATION STATES
A GROUND UPON WHICH THE AUTHORITY WILL FIND AN AWARD DEFICIENT UNDER
SECTION 7122(A)(1) OF THE STATUE. HOWEVER, IN THIS CASE THE UNION DOES
NOT DEMONSTRATE IN ITS EXCEPTION THAT THE AWARD IS CONTRARY TO ANY OF
THE CITED REGULATIONS. AS WAS NOTED, THE ARBITRATOR AGREED WITH THE
GRIEVANT AND FOUND THAT SHE HAD BEEN IMPROPERLY DENIED TRAINING.
MOREOVER, ALTHOUGH HE REJECTED THE PROMOTION CLAIM AS INVOLVING A
RECLASSIFICATION, HE DETERMINED THAT THE IMPROPER DENIAL OF TRAINING TO
THE GRIEVANT HAD RESULTED IN HER GENERAL INABILITY TO SUCCESSFULLY
COMPETE FOR PROMOTION. IT WAS ON THIS BASIS THAT THE ARBITRATOR RULED
THAT THE GRIEVANT WAS ENTITLED TO TRAINING AND THEREAFTER A PROMOTION NO
LATER THAN NOVEMBER 15, 1981. IN CONTENDING THAT THIS AWARD IS
DEFICIENT, THE UNION ACKNOWLEDGES THAT THE ARBITRATOR'S FINDINGS WERE IN
FAVOR OF THE GRIEVANT AND STATES THAT THE UNION IS "APPRECIATIVE" OF THE
FINDINGS AND THE ATTEMPTED REMEDY OF THE ARBITRATOR. NEVERTHELESS, IT
IS THE UNION'S POSITION THAT THE AWARD "HA(S) NOT BEEN CARRIED TO THE
FULLEST EXTENT" AS ASSERTEDLY MANDATED BY THE FEDERAL PERSONNEL MANUAL.
HOWEVER, IN TERMS OF THIS CASE, THE UNION HAS NOT DEMONSTRATED THAT THE
CITED REGULATIONS MANDATED THE REMEDY DESIRED BY THE UNION AND HAS NOT
DEMONSTRATED THAT THE AWARD OF THE ARBITRATOR IS IN ANY MANNER CONTRARY
TO THOSE REGULATIONS. IN SUCH CIRCUMSTANCES, THE UNION'S EXCEPTION
ESSENTIALLY CONSTITUTES AN ATTEMPT TO HAVE ITS OWN REMEDY SUBSTITUTED
FOR AND PREVAIL OVER THE REMEDY ACTUALLY FORMULATED BY THE ARBITRATOR
AND PROVIDES NO BASIS FOR FINDING THE AWARD DEFICIENT. THEREFORE, THE
UNION'S FIRST EXCEPTION PROVIDES NO BASIS FOR FINDING THE AWARD
DEFICIENT UNDER 5 U.S.C. 7122(A) AND SECTION 2425.3 OF THE AUTHORITY'S
RULES AND REGULATIONS. SEE DEPARTMENT OF DEFENSE, 375 AIR BASE GROUP,
SCOTT AIR FORCE BASE, ILLINOIS AND NATIONAL ASSOCIATION OF GOVERNMENT
EMPLOYEES, LOCAL R7-23, 5 FLRA NO. 10(1981).
IN ITS SECOND EXCEPTION THE UNION STATES THAT THE ARBITRATOR'S AWARD
IS INCOMPLETE, AMBIGUOUS, OR CONTRADICTORY SO AS TO MAKE IMPLEMENTATION
OF THE AWARD IMPOSSIBLE. IN SUPPORT OF THIS EXCEPTION, THE UNION'S
ARGUMENT IS THAT THE AWARD IS INCOMPLETE BECAUSE IT "HA(S) NOT BEEN
CARRIED TO THE FULLEST EXTENT."
PURSUANT TO SECTION 7122(A)(2) OF THE STATUTE, THE AUTHORITY MAY FIND
AN AWARD DEFICIENT ON GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS
IN PRIVATE SECTOR LABOR-MANAGEMENT RELATIONS CASES. FEDERAL COURTS IN
PRIVATE SECTOR CASES WILL FIND AN ARBITRATION AWARD DEFICIENT WHEN IT IS
INCOMPLETE, AMBIGUOUS, OR CONTRADICTORY SO AS TO MAKE IMPLEMENTATION OF
THE AWARD IMPOSSIBLE. UNITED STEELWORKERS OF AMERICA V. ENTERPRISE
WHEEL & CAR CORP., 363 U.S. 593(1960); BELL AEROSPACE CO. DIVISION OF
TEXTRON, INC. V. LOCAL 516, UAW, 500 F.2D 921 (2D CIR. 1974).
THEREFORE, THE UNION'S SECOND EXCEPTION THAT THE AWARD IS INCOMPLETE,
AMBIGUOUS, OR CONTRADICTORY SO AS TO MAKE IMPLEMENTATION OF THE AWARD
IMPOSSIBLE STATES A GROUND ON WHICH THE AUTHORITY MAY FIND AN
ARBITRATION AWARD DEFICIENT UNDER SECTION 7122(A)(2) OF THE STATUTE.
HOWEVER, IN THIS CASE, THE UNION HAS PROVIDED NO BASIS FOR FINDING THE
AWARD DEFICIENT. THE UNION DOES NOT CONTEND AND IT IS NOT OTHERWISE
APPARENT THAT THE AWARD IS AMBIGUOUS OR THAT THE AWARD IS CONTRADICTORY
OR THAT IMPLEMENTATION OF THE AWARD IS IMPOSSIBLE AS A RESULT OF THE
AWARD BEING "UNCLEAR IN ITS MEANING AND EFFECT" OR BEING "TO UNCERTAIN
IN (ITS) EFFECT TO BE (SUSTAINED)." SEE UNITED MINE WORKERS OF AMERICA,
DISTRICT NO. 2 V. BARNES & TUCKER CO., 561 F.2D 1093 (3D CIR. 1977).
INSTEAD, THE UNION ONLY CONTENDS THAT THE AWARD IS INCOMPLETE IN THE
EXTENT OF ITS REMEDY. THUS, THE UNION'S SECOND EXCEPTION IN ESSENCE
REPRESENTS DISAGREEMENT WITH THE REMEDY AWARDED BY THE ARBITRATOR. IT
IS WELL ESTABLISHED THAT ARBITRATORS ARE ALLOWED GREAT LATITUDE IN
FASHIONING REMEDIES, ENTERPRISE WHEEL & CAR CORP., SUPRA AT 597; LODGE
NO. 12, DISTRICT NO. 37, INTERNATIONAL ASSOCIATION OF MACHINISTS V.
CAMERON IRON WORKS, INC., 292 F.2D 112, 119 (5TH CIR. 1961) CERT. DENIED
368 U.S. 926(1961), AND THE UNION HAS FAILED TO DEMONSTRATE THAT THE
REMEDY FASHIONED BY THE ARBITRATOR IS DEFICIENT UNDER THE STATUTE.
THEREFORE, THE UNION'S SECOND EXCEPTION PROVIDES NO BASIS FOR FINDING
THE AWARD DEFICIENT UNDER 5 U.S.C. 7122(A) AND SECTION 2425.3 OF THE
AUTHORITY'S RULES AND REGULATIONS.
FOR THE FOREGOING REASONS AND PURSUANT TO SECTION 2425.4 OF THE
AUTHORITY'S RULES AND REGULATIONS, WE HEREBY SUSTAIN THE ARBITRATOR'S
AWARD.
ISSUED, WASHINGTON, D.C., FEBRUARY 4, 1981.
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ 5 U.S.C. 7122(A) PROVIDES:
(A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE
AUTHORITY AN EXCEPTION
TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN
AWARD RELATING TO A
MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW
THE AUTHORITY FINDS THAT
THE AWARD IS DEFICIENT--
(1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE, OR REGULATION; OR
(2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN
PRIVATE SECTOR
LABOR-MANAGEMENT RELATIONS;
THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS
CONCERNING THE AWARD AS IT
CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR
REGULATIONS.
/2/ ALTHOUGH THE UNION'S EXCEPTIONS WERE FILED AT THE TIME THE
AUTHORITY'S INTERIM RULES AND REGULATIONS WERE IN EFFECT, THE FINAL
RULES AND REGULATIONS, 5 CFR PART 2425(1980), ARE IDENTICAL TO THE
INTERIM REGULATIONS.