Department of the Army, Corps of Engineers, Detroit District (Activity) and American Federation of Government Employees, Local 830 (Union)
[ v05 p754 ]
05:0754(99)AR
The decision of the Authority follows:
5 FLRA No. 99
DEPARTMENT OF THE ARMY,
CORPS OF ENGINEERS, DETROIT
DISTRICT
Activity
and
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, LOCAL 830
Union
Case No. 0-AR-37
DECISION
THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF
ARBITRATOR ELLIOT I. BEITNER FILED BY THE UNION UNDER SECTION 7122(A) OF
THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C.
7122(A)).
ACCORDING TO THE ARBITRATOR'S AWARD, THE GRIEVANT, A WG-10
ELECTRICIAN, FILED A GRIEVANCE SEEKING COMPENSATION FOR TIME SPENT IN AN
ON-CALL DUTY STATUS. THE ACTIVITY'S ON-CALL PROGRAM /1/ MAINTAINED A
ROTATING LIST OF EMPLOYEES WHO WOULD BE AVAILABLE TO RESPOND TO
EMERGENCY SERVICE NEEDS. WHEN IN AN ON-CALL STATUS, EMPLOYEES ARE NOT
REQUIRED TO BE AT THEIR WORKSITE OR EVEN AT HOME. THEY MUST ONLY BE
AVAILABLE TO BE CONTACTED BY TELEPHONE OR BY A BEEPING DEVICE AND BE
ABLE TO RETURN TO DUTY TO RESPOND TO AN EMERGENCY CALL. IF THEY RESPOND
TO SUCH A CALL, THEY ARE COMPENSATED FOR THE WORK PERFORMED.
THE ARBITRATOR STATED THE RELEVANT ISSUE TO BE WHETHER THE ACTIVITY
COULD SCHEDULE EMPLOYEES FOR ON-CALL DUTY STATUS WITHOUT COMPENSATING
THEM AN ADDITIONAL AMOUNT FOR THAT STATUS AND WITH THE RIGHT TO
DISCIPLINE THEM IF THEY REFUSE TO BE AVAILABLE FOR ON-CALL DUTY. THE
ARBITRATOR DETERMINED THAT COMPENSATION FOR ON-CALL DUTY WAS PROHIBITED
AND HE ADVISED THAT BECAUSE ON-CALL DUTY WAS NOT VOLUNTARY, IT WOULD BE
"PERMISSIBLE FOR AN EMPLOYER TO DISCIPLINE AN EMPLOYEE FOR FAILURE TO
RESPOND TO A CALL." ACCORDINGLY, AS HIS AWARD, THE ARBITRATOR FOUND THE
GRIEVANCE "NON-MERITORIOUS."
THE UNION HAS FILED AN EXCEPTION TO THE ARBITRATOR'S AWARD UNDER
SECTION 7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS
STATUTE /2/ AND PART 2425 OF THE AUTHORITY'S RULES AND REGULATIONS, 5
CFR PART 2425. /3/ THE AGENCY FILED AN OPPOSITION.
IN ITS EXCEPTION TO THE AWARD, THE UNION CONTENDS THAT THE AWARD IS
DEFICIENT BECAUSE IT IS CONTRARY TO LAW AND TO THE UNITED STATES
CONSTITUTION. SPECIFICALLY, THE UNION ARGUES THAT THE ARBITRATOR'S
FINDING THAT ON-CALL DUTY WAS NOT COMPENSABLE "VIOLATES THE FAIR LABOR
STANDARDS ACT AND THE FEDERAL EMPLOYEES PAY ACT." THE UNION FURTHER
ARGUES THAT IF THE AUTHORITY DOES NOT FIND THE ARBITRATOR'S DENIAL OF
COMPENSATION TO BE DEFICIENT, THE ARBITRATOR'S ADVICE THAT DISCIPLINE
WOULD BE PERMISSIBLE "COULD VIOLATE THE THIRTEENTH AMENDMENT TO THE
CONSTITUTION OF THE UNITED STATES AND CHAPTER 61 OF TITLE V."
WITH RESPECT TO THE UNION'S ASSERTION THAT THE ARBITRATOR'S FINDING
THE ON-CALL DUTY WAS NOT COMPENSABLE IS CONTRARY TO THE FAIR LABOR
STANDARDS ACT (FLSA) AND THE FEDERAL EMPLOYEES PAY ACT, THE UNION HAS
PROVIDED NO BASIS ON WHICH TO FIND THE ARBITRATOR'S AWARD DEFICIENT
UNDER THE STATUTE. THE UNION HAS NOT ESTABLISHED THAT THE PROVISIONS OF
LAW IT HAS CITED PROVIDE A LEGAL ENTITLEMENT TO COMPENSATION IN THE
CIRCUMSTANCES OF THIS CASE. TITLE 5 OF THE UNITED STATES CODE AS IT
CONCERNS OVERTIME OF FEDERAL WAGE SYSTEM EMPLOYEES PROVIDES FOR
OVERTIME
COMPENSATION FOR EMPLOYEES IN AN ON-CALL STATUS ONLY WHEN THE EMPLOYEE
"REGULARLY IS REQUIRED TO REMAIN AT OR WITHIN THE CONFINES OF HIS POST
OF DUTY." 5 U.S.C. 5544(1976). LIKEWISE, FOR PURPOSES OF FLSA A FEDERAL
EMPLOYEE WHO IS MERELY ON CALL IS NOT ON DUTY AND THE TIME SPENT ON SUCH
DUTY IS NOT WORKTIME. /4/ THE ONLY CITATION OF AUTHORITY CITED BY THE
UNION IS THE COURT OF CLAIMS' DECISION IN RAPP V. UNITED STATES, 340
F.2D 635 (CT. C1. 1964). HOWEVER, THAT DECISION PROVIDES NO SUPPORT FOR
THE UNION'S ASSERTION. IN RAPP THE COURT EXPRESSLY HELD THAT ON-CALL
DUTY TOURS PERFORMED BY FEDERAL EMPLOYEES IN THEIR OWN HOMES WERE NOT
"HOURS OF WORK" WITHIN THE MEANING OF THE FEDERAL EMPLOYEES PAY ACT AND
THAT ACCORDINGLY THE EMPLOYEES WERE NOT ENTITLED TO OVERTIME
COMPENSATION FOR SUCH TOURS. THUS, BECAUSE THE GRIEVANT WAS NOT
REQUIRED TO REMAIN "AT OR WITHIN THE CONFINES OF HIS POST OF DUTY" WHEN
PERFORMING ON-CALL DUTY AND BECAUSE SUCH DUTY WAS NOT WORKTIME FOR
PURPOSES OF FLSA, THE UNION HAS FAILED TO DEMONSTRATE THAT THE
ARBITRATOR'S FINDING THAT SUCH DUTY WAS NOT COMPENSABLE IS CONTRARY TO
FLSA OR THE FEDERAL EMPLOYEES' PAY ACT.
WITH RESPECT TO THE UNION'S ASSERTION THAT THE ARBITRATOR'S ADVICE
THAT DISCIPLINE WOULD BE PERMISSIBLE COULD VIOLATE CHAPTER 61 OF TITLE 5
OF THE UNITED STATES CODE, THE UNION PROVIDES NO BASIS FOR FINDING THE
ARBITRATOR'S AWARD DEFICIENT UNDER THE STATUTE. THE UNION HAS NOT SHOWN
IN WHAT MANNER THIS PART OF THE AWARD IS CONTRARY TO THAT CHAPTER OF
TITLE 5 WHICH CONCERNS HOURS OF WORK OF FEDERAL EMPLOYEES AND, AS
RELEVANT HERE, ONLY ESTABLISHES A BASIC ADMINISTRATIVE WORK WEEK.
WITH RESPECT TO THE UNION'S ASSERTION THAT THE ARBITRATOR'S ADVICE
THAT DISCIPLINE WOULD BE PERMISSIBLE COULD VIOLATE THE THIRTEENTH
AMENDMENT, THE UNION SIMILARLY HAS PROVIDED NO BASIS FOR FINDING THE
AWARD DEFICIENT. THE UNION HAS FAILED TO SHOW IN WHAT MANNER THIS AWARD
VIOLATES THE THIRTEENTH AMENDMENT. /5/ IN TERMS OF THE AWARD, IT HAS
BEEN NOTED THAT THE ARBITRATOR FOUND AS HIS AWARD THAT THE GRIEVANCE WAS
"NON-MERITORIOUS." WHILE REJECTING THE GRIEVANCE CONCERNING THE ON-CALL
DUTY PROGRAM, THE ARBITRATOR DID NOT ORDER THE GRIEVANT OR ANY OTHER
EMPLOYEE DISCIPLINED. LIKEWISE, THE UNION DOES NOT CLAIM THAT THE
ACTIVITY HAS CHOSEN OR WILL CHOOSE TO DISCIPLINE EMPLOYEES AS A RESULT
OF THIS AWARD BY THE ARBITRATOR. INSTEAD, THE ONLY SUPPORT ADVANCED BY
THE UNION FOR THIS ASSERTION IS PORTIONS OF A 1974 LETTER TO THE
NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES FROM AN ASSISTANT GENERAL
COUNSEL OF THE CIVIL SERVICE COMMISSION EXPRESSING HIS INDIVIDUAL
PERSONAL VIEW AS TO WHETHER AN AGENCY COULD DISCIPLINE AN EMPLOYEE FOR
REFUSING TO PERFORM ON-CALL DUTY WITHOUT COMPENSATION. WITHOUT CITATION
OF AUTHORITY, HE ADVISED THAT "THE RIGHT INHERING IN THE FREEDOM WE
CLAIM AS AMERICAN CITIZENS," WHICH RIGHT IS "RECOGNIZED IN THE
THIRTEENTH AMENDMENT AND ELSEWHERE," CONSTITUTED A LEGAL IMPEDIMENT TO
DISCIPLINE UNLESS THE ON-CALL DUTY WAS INHERENT IN THE EMPLOYEE'S
POSITION. IN ADVANCING THIS AS ITS SOLE SUPPORT, HOWEVER, THE UNION HAS
NOT ESTABLISHED IN TERMS OF THIS CASE THAT THE ON-CALL DUTY PERFORMED BY
THE GRIEVANT, A WG-10 ELECTRICIAN, WAS NOT INHERENT IN HIS POSITION.
MORE IMPORTANTLY, THE UNION HAS FAILED TO DEMONSTRATE IN THE
CIRCUMSTANCES OF THIS CASE THE COMPULSION NECESSARY TO ESTABLISH A
VIOLATION OF THE THIRTEENTH AMENDMENT WHICH ABOLISHES SLAVERY AND
INVOLUNTARY SERVITUDE. /6/ CONSEQUENTLY, THE UNION HAS PROVIDED NO
BASIS FOR FINDING THE ARBITRATOR'S AWARD CONTRARY TO THE U.S.
CONSTITUTION. /7/
THEREFORE, THE UNION'S EXCEPTION PROVIDES NO BASIS FOR FINDING THE
AWARD DEFICIENT UNDER 5 U.S.C. 7122(A) AND SECTION 2425.3 OF THE
AUTHORITY'S RULES AND REGULATIONS. ACCORDINGLY, FOR THE FOREGOING
REASONS AND PURSUANT TO SECTION 2425.3 OF THE RULES AND REGULATIONS, THE
ARBITRATOR'S AWARD IS SUSTAINED.
ISSUED, WASHINGTON, D.C., MAY 29, 1981
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ ALTHOUGH THE ARBITRATOR TERMED THIS A "CALL-BACK PROGRAM," THE
PROGRAM INVOLVED IN THIS CASE IS PROPERLY TERMED AN "ON-CALL" PROGRAM IN
ACCORDANCE WITH SUBCHAPTER S8-4B(2) OF FPM SUPPLEMENT 532-1.
/2/ 5 U.S.C. 7122(A) PROVIDES:
(A) EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE
AUTHORITY AN EXCEPTION
TO ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN
AWARD RELATING TO A
MATTER DESCRIBED IN SECTION 7121(F) OF THIS TITLE). IF UPON REVIEW
THE AUTHORITY FINDS THAT
THE AWARD IS DEFICIENT--
(1) BECAUSE IT IS CONTRARY TO ANY LAW, RULE OR REGULATIONS; OR
(2) ON OTHER GROUNDS SIMILAR TO THOSE APPLIED BY FEDERAL COURTS IN
PRIVATE SECTOR
LABOR-MANAGEMENT RELATIONS;
THE AUTHORITY MAY TAKE SUCH ACTION AND MAKE SUCH RECOMMENDATIONS
CONCERNING THE AWARD AS IT
CONSIDERS NECESSARY, CONSISTENT WITH APPLICABLE LAWS, RULES, OR
REGULATIONS.
/3/ ALTHOUGH THE UNION'S EXCEPTION WAS FILED AT THE TIME THE
AUTHORITY'S INTERIM RULES AND REGULATIONS WERE IN EFFECT, THE FINAL
RULES AND REGULATIONS, 5 CFR PART 2425 (1980), ARE IDENTICAL TO THE
INTERIM REGULATIONS.
/4/ SEE FEDERAL PERSONNEL MANUAL LETTER 551-14, MAY 15, 1978.
/5/ THE THIRTEENTH AMENDMENT PROVIDES:
SECTION 1. NEITHER SLAVERY NOR INVOLUNTARY SERVITUDE, EXCEPT AS A
PUNISHMENT FOR CRIME
WHEREOF THE PARTY SHALL HAVE BEEN DULY CONVICTED, SHALL EXIST WITHIN
THE UNITED STATES, OR ANY
PLACE SUBJECT TO THEIR JURISDICTION.
SECTION 2. CONGRESS SHALL HAVE POWER TO ENFORCE THIS ARTICLE BY
APPROPRIATE LEGISLATION.
/6/ A NECESSARY PREREQUISITE FOR AN EMPLOYEE IN PROVING A VIOLATION
OF THE THIRTEENTH AMENDMENT IS A SHOWING OF COMPULSION OF CONTINUED
EMPLOYMENT WITHOUT AN OPTION OF VOLUNTARILY QUITTING FURTHER EMPLOYMENT.
E.G., FLOOD V. KUHN, 443 F.2D 264 (2D CIR. 1971), AFF'D ON OTHER
GROUNDS 407 U.S. 258(1972).
/7/ UNDER THE PROVISIONS OF SECTION 7105(I) OF THE STATUTE (5 U.S.C.
7105(I)), THE AUTHORITY REQUESTED AN ADVISORY OPINION FROM THE OFFICE OF
PERSONNEL MANAGEMENT REGARDING THE PROVISIONS OF CIVIL SERVICE LAWS
RELEVANT TO THIS CASE. OPM'S RESPONSE, TO WHICH THE PARTIES WERE
AFFORDED THE OPPORTUNITY TO FILE COMMENTS, IS CONSISTENT WITH THE
AUTHORITY'S INTERPRETATION OF CIVIL SERVICE LAWS IN THIS CASE.