U.S. Immigration and Naturalization Service (Agency) and American Federation of Government Employees, National Immigration and Naturalization Service Council (Union)
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06:0039(12)AR
The decision of the Authority follows:
6 FLRA No. 12
U.S. IMMIGRATION AND
NATURALIZATION SERVICE
Agency
and
AMERICAN FEDERATION OF
GOVERNMENT EMPLOYEES,
NATIONAL IMMIGRATION AND
NATURALIZATION SERVICE
COUNCIL
Union
Case No. O-AR-165
ORDER DISMISSING EXCEPTION
THIS MATTER IS BEFORE THE AUTHORITY ON AN EXCEPTION TO THE AWARD OF
ARBITRATOR BARNETT M. GOODSTEIN FILED BY THE AGENCY UNDER SECTION
7122(A) OF THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5
U.S.C. 7122(A)). FOR THE REASONS THAT FOLLOW, THE AUTHORITY IS WITHOUT
JURISDICTION TO REVIEW THE AGENCY'S EXCEPTION AND ACCORDINGLY IT MUST BE
DISMISSED.
SECTION 7122(A) OF THE STATUTE PROVIDES IN PERTINENT PART:
EITHER PARTY TO ARBITRATION UNDER THIS CHAPTER MAY FILE WITH THE
AUTHORITY AN EXCEPTION TO
ANY ARBITRATOR'S AWARD PURSUANT TO THE ARBITRATION (OTHER THAN AN
AWARD RELATING TO A MATTER
DESCRIBED IN SECTION 7121(F) OF THIS TITLE).
AS RELEVANT TO THIS CASE, THE MATTERS DESCRIBED IN SECTION 7121(F) OF
THE STATUTE INCLUDE THOSE COVERED UNDER 5 U.S.C. 7512 WHICH, IN TURN,
SETS FORTH SPECIFIED ADVERSE ACTIONS INCLUDING SUSPENSIONS FOR MORE THAN
14 DAYS. PURSUANT TO SECTION 7121(F), REVIEW OF AN ARBITRATION AWARD
RELATING TO SUCH MATTERS MAY BE OBTAINED IN ACCORDANCE WITH 5 U.S.C.
7703 WHICH PROVIDES FOR JUDICIAL REVIEW OF FINAL DECISIONS OF THE MERIT
SYSTEMS PROTECTION BOARD AND UNDER SECTION 7121(F) APPLIES TO THE AWARD
OF AN ARBITRATOR AS IF THE MATTER HAD BEEN DECIDED BY THAT BOARD.
THE GRIEVANCE SUBMITTED TO ARBITRATION IN THIS CASE CONCERNED THE
GRIEVANT'S SUSPENSION FOR 15 DAYS FOR REFUSING TO MAKE A WRITTEN REPORT
OF A CERTAIN INCIDENT WITHOUT WRITTEN ASSURANCE THAT THE REPORT WOULD
NOT BE THE BASIS OF DISCIPLINARY ACTION AGAINST HIM. NOTING IN GENERAL
THAT UNDER THE UNITED STATES CONSTITUTION PERSONS MAY NOT BE REQUIRED TO
TESTIFY AGAINST THEMSELVES, THE ARBITRATOR RULED THAT THE AGENCY COULD
NOT ORDER THE GRIEVANT TO MAKE SUCH A REPORT. ACCORDINGLY, AS HIS
AWARD, THE ARBITRATOR FOUND NO JUST CAUSE FOR THE GRIEVANT'S SUSPENSION.
IN ITS EXCEPTION TO THE AWARD, THE AGENCY ACKNOWLEDGES THAT THE
GRIEVANCE WHICH GAVE RISE TO THE ARBITRATION PERTAINS TO A MATTER
COVERED BY 5 U.S.C. 7512. NEVERTHELESS, THE AGENCY POINTS TO THE
ARBITRATOR'S REFERENCE TO THE CONSTITUTION AND ASSERTS THAT IN MAKING
SUCH A REFERENCE THE ARBITRATOR WAS PASSING ON THE CONSTITUTIONALITY OF
AN AGENCY ADMINISTRATIVE ACTION. THE AGENCY MAINTAINS THAT IN DOING SO
THE ARBITRATOR EXCEEDED HIS AUTHORITY. THUS, THE AGENCY CHARACTERIZES
THE QUESTION BEFORE THE AUTHORITY AS ONE OF "ARBITRABILITY,"
SPECIFICALLY, THE ARBITRATOR'S JURISDICTION TO PASS ON THE
CONSTITUTIONALITY OF AN AGENCY ADMINISTRATIVE ACTION. THE AGENCY
ACCORDINGLY CONTENDS THAT THE APPEAL IS PROPERLY BEFORE THE AUTHORITY
AND REQUESTS THAT THE AUTHORITY VACATE THE AWARD.
CONTRARY TO THE AGENCY'S CONTENTION, THE AUTHORITY FINDS NO STATUTORY
BASIS ON WHICH TO REVIEW THE AWARD. WITHOUT DECIDING IF COLLATERAL
ISSUES ADDRESSED BY AN ARBITRATOR IN RESOLVING A MATTER DESCRIBED IN
SECTION 7121(F) OF THE STATUTE MAY BE PROPERLY SUBJECT TO REVIEW BY THE
AUTHORITY UNDER SECTION 7122(A), IT IS CLEAR IN THIS CASE THAT THE
AGENCY'S CHALLENGE TO THE ARBITRATOR'S AWARD PERTAINS TO THE
ARBITRATOR'S RESOLUTION OF THE MERITS OF THE GRIEVANCE. ALTHOUGH
CHARACTERIZING ITS APPEAL AS A CHALLENGE TO THE ARBITRATOR'S
"JURISDICTION," THE AGENCY'S EXCEPTION DIRECTLY CONCERNS THE PROPRIETY
OF THE ARBITRATOR'S DETERMINATION OF THE MERITS OF THE GRIEVANCE AND, AS
RELIEF, ESSENTIALLY REQUESTS THAT THE AUTHORITY VACATE THAT
DETERMINATION. THUS, BOTH THE AWARD AND THE AGENCY'S EXCEPTION TO IT
"RELAT(E) TO A MATTER DESCRIBED IN SECTION 7121(F). . . . "
CONSEQUENTLY, THE AUTHORITY HAS NO BASIS ON WHICH TO REVIEW THE
ARBITRATOR'S AWARD.
ACCORDINGLY, AND APART FROM OTHER CONSIDERATIONS, THE AGENCY'S
EXCEPTION IS ORDERED DISMISSED.
ISSUED, WASHINGTON, D.C., JUNE 10, 1981
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY