National Treasury Employees Union and NTEU Chapter 66 (Union) and Department of the Treasury, Internal Revenue Service, Kansas City Service Center, Missouri (Agency)
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06:0049(16)NG
The decision of the Authority follows:
6 FLRA No. 16
NATIONAL TREASURY EMPLOYEES UNION AND
NTEU CHAPTER 66
Union
and
DEPARTMENT OF THE TREASURY, INTERNAL
REVENUE SERVICE, KANSAS CITY
SERVICE CENTER, MISSOURI
Agency
Case No. O-NG-162
DECISION AND ORDER ON NEGOTIABILITY APPEAL
THE PETITION FOR REVIEW IN THIS CASE COMES BEFORE THE FEDERAL LABOR
RELATIONS AUTHORITY (THE AUTHORITY) PURSUANT TO SECTION 7105(A)(2)(E) OF
THE FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (THE STATUTE) (5
U.S.C. 7101 ET SEQ.).
UNION PROPOSAL I
GUIDELINES BE ESTABLISHED AND DISTRIBUTED TO EMPLOYEES ADVISING THEM
WHAT SPOT CHECKING
WILL CONSIST OF.
UNION PROPOSAL II
WORK LEADER BE GIVEN BONUS FOR WORK OVER AND ABOVE WHICH IS REQUIRED
BY POSITION.
QUESTION BEFORE THE AUTHORITY
THE QUESTION IS WHETHER UNION PROPOSALS I AND II ARE SUFFICIENTLY
SPECIFIC AND DELIMITED TO PERMIT THE AUTHORITY TO DETERMINE WHETHER THE
MATTERS PROPOSED FOR NEGOTIATION ARE WITHIN THE AGENCY'S DUTY TO
BARGAIN.
OPINION
CONCLUSION AND ORDER: UNION PROPOSALS I AND II ARE NOT SUFFICIENTLY
SPECIFIC AND DELIMITED SO AS TO PERMIT THE AUTHORITY TO DETERMINE
WHETHER THE MATTERS PROPOSED FOR NEGOTIATION ARE WITHIN THE AGENCY'S
DUTY TO BARGAIN. ACCORDINGLY, PURSUANT TO SECTION 2424.10 OF THE
AUTHORITY'S RULES AND REGULATIONS (5 C.F.R. 2424.10 AS AMENDED BY 45
F.R. 48575), IT IS ORDERED THAT THE UNION'S PETITION FOR REVIEW IS
HEREBY DISMISSED.
REASONS: IT APPEARS FROM THE UNION'S PETITION FOR REVIEW THAT THE
DISPUTED PROPOSALS AROSE FROM DISCUSSIONS CONCERNING A REORGANIZATION IN
THE BARGAINING UNIT AND A REQUEST SUBMITTED BY THE UNION TO THE AGENCY
TO NEGOTIATE CONCERNING "DUTIES OF WORKING LEADER POSITIONS IN THE
COMPLIANCE DIVISION, COLLECTION BRANCH." PURSUANT TO THE AGENCY'S
REQUEST FOR CLARIFICATION, THE UNION, BOTH IN WRITING AND IN ORAL
DISCUSSION WITH THE AGENCY, PUT ITS REQUEST INTO FOUR ITEMS DESIGNATED
PROPOSALS. FOLLOWING THE AGENCY'S ALLEGATION THAT ALL FOUR ITEMS WERE
NONNEGOTIABLE, THE UNION FILED THE INSTANT PETITION FOR REVIEW ONLY WITH
RESPECT TO THE TWO ITEMS DEPICTED ABOVE AS UNION PROPOSALS I AND II.
IN ITS ALLEGATION TO THE UNION OF NONNEGOTIABILITY, THE AGENCY STATED
GENERALLY THAT THE MATTERS INVOLVED WELL ESTABLISHED PRACTICES WITH
RESPECT TO THE FUNCTIONING OF WORKING LEADER POSITIONS AND DID NOT
REPRESENT CHANGES IN PERSONNEL POLICIES, PRACTICES OR PROCEDURES OR
WORKING CONDITIONS. SPECIFICALLY, WITH RESPECT TO PROPOSAL I, THE
AGENCY ADDITIONALLY ASSERTED THAT SINCE THE MATTER APPEARS TO RELATE TO
MANAGEMENT DETERMINATIONS ABOUT THE METHODS AND MEANS BY WHICH
OPERATIONS OF THE ORGANIZATION ARE CARRIED OUT, IT THEREFORE IS
NONNEGOTIABLE. WITH RESPECT TO PROPOSAL II, THE AGENCY ARGUED THAT
SINCE THE MATTER WAS ALREADY COVERED BY AN INCENTIVE AWARDS PROGRAM AND
BY ARTICLE 1 OF THE NEGOTIATED AGREEMENT IN EFFECT, IT WOULD BE
INAPPROPRIATE TO NEGOTIATE IT.
BASED UPON THE RECORD, IT APPEARS THAT IN SOME MANNER THE PROPOSALS
RELATE TO THE "WORKING LEADER" POSITION BUT THE LACK OF EXPLANATION IN
THE RECORD AS TO THE MEANING OF THE LANGUAGE OF THE PROPOSALS PRECLUDES
THE AUTHORITY FROM DETERMINING WHAT THE UNION'S INTENDED PURPOSE AND
EFFECT OF THE PROPOSALS WOULD BE. IN ASSOCIATION OF CIVILIAN
TECHNICIANS, ALABAMA ACT AND STATE OF ALABAMA NATIONAL GUARD, 2 FLRA NO.
39(1979), THE AUTHORITY DECIDED, WITH RESPECT TO A QUESTION
SUBSTANTIALLY IDENTICAL TO THAT PRESENTED HERE, THAT A PETITION WHICH
DID NOT PRESENT A PROPOSAL SUFFICIENTLY SPECIFIC AND DELIMITED IN FORM
AND CONTENT AS TO PERMIT THE AUTHORITY TO RENDER A NEGOTIABILITY
DECISION FAILED TO MEET THE CONDITIONS FOR REVIEW PRESCRIBED IN SECTION
7117 OF THE STATUTE AND SEC. 2424.1 OF THE AUTHORITY'S RULES.
SPECIFICALLY, THE AUTHORITY DETERMINED THAT A SUFFICIENTLY SPECIFIC AND
DELIMITED PROPOSAL IS NECESSARY FOR THE AUTHORITY TO DISCHARGE ITS
STATUTORY OBLIGATION TO ISSUE A WRITTEN, SPECIFICALLY REASONED DECISION
ON WHETHER NEGOTIATION OF THE PROPOSAL IN DISPUTE WOULD VIOLATE
APPLICABLE RULES AND REGULATIONS. IN THESE CIRCUMSTANCES, NOTING
SPECIFICALLY THE ABSENCE OF EXPLANATION PROVIDED BY THE UNION HEREIN,
THE AUTHORITY CONCLUDES, BASED UPON THE REASONS MORE FULLY SET FORTH IN
ASSOCIATION OF CIVILIAN TECHNICIANS, SUPRA, THAT IT DOES NOT HAVE ENOUGH
INFORMATION TO MAKE A DECISION AND THEREFORE THE CONDITIONS FOR REVIEW
OF THE UNION'S APPEAL HEREIN, AS SET FORTH IN SECTION 7117 OF THE
STATUTE AND SEC. 2424.1 OF THE AUTHORITY'S RULES AND REGULATIONS, HAVE
NOT BEEN MET.
FURTHER, TO THE EXTENT THAT THIS CASE AROSE OUT OF ALLEGED UNILATERAL
CHANGES IN WORKING CONDITIONS AND AN AGENCY DEFENSE ESSENTIALLY THAT NO
CHANGES HAVE OCCURRED, THE PROPER FORUM IN WHICH TO RAISE THESE ISSUES
IS NOT A NEGOTIABILITY APPEAL, BUT RATHER AN UNFAIR LABOR PRACTICE
PROCEEDING PURSUANT TO SECTION 7118 OF THE STATUTE. IN THIS REGARD,
RESOLUTION OF THE DISPUTE IS DEPENDENT UPON THE RESOLUTION OF FACTUAL
ISSUES RELATED TO THE PARTIES' CONDUCT. SUCH FACTUAL DETERMINATIONS CAN
BEST BE ACCOMPLISHED THROUGH USE OF THE INVESTIGATORY AND FORMAL HEARING
PROCEDURES SET FORTH IN PART 2423 OF THE AUTHORITY'S RULES AND
REGULATIONS WHICH GOVERNS UNFAIR LABOR PRACTICE PROCEEDINGS.
ADDITIONALLY, TO THE EXTENT THAT THE CASE INVOLVES A DISPUTE CONCERNING
THE APPLICABILITY OF THE PARTIES' AGREEMENT, THE PROPER FORUM IN WHICH
TO RESOLVE SUCH DISPUTES WOULD BE PURSUANT TO WHATEVER PROCEDURES THE
PARTIES THEMSELVES HAVE ADOPTED FOR SUCH PURPOSES THROUGH THEIR
AGREEMENT. SEE, E.G., AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES,
AFL-CIO, NATIONAL COUNCIL OF EEOC LOCALS AND EQUAL EMPLOYMENT
OPPORTUNITY COMMISSION, 4 FLRA NO. 61(1981).
ACCORDINGLY, AND APART FROM OTHER CONSIDERATIONS, THE UNION'S
PETITION IS DISMISSED WITHOUT PREJUDICE TO EITHER: THE RENEWAL OF ITS
CONTENTION THAT THE MATTERS IN DISPUTE, AS PROPOSED TO BE NEGOTIATED,
ARE NEGOTIABLE UNDER THE STATUTE IN A PETITION DULY FILED WITH THE
AUTHORITY; OR TO THE PROCESSING OF AN UNFAIR LABOR PRACTICE CHARGE
FILED BY THE UNION.
ISSUED, WASHINGTON, D.C., JUNE 11, 1981
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY