National Council of Field Labor Locals of the American Federation of Government Employees, AFL-CIO (Union) and United States Department of Labor (Agency)
[ v08 p245 ]
08:0245(52)AR
The decision of the Authority follows:
8 FLRA No. 52
NATIONAL COUNCIL OF
FIELD LABOR LOCALS
OF THE AMERICAN FEDERATION
OF GOVERNMENT EMPLOYEES,
AFL-CIO
Union
and
UNITED STATES DEPARTMENT
OF LABOR
Agency
Case No. O-AR-190
DECISION
THIS MATTER IS BEFORE THE AUTHORITY ON EXCEPTIONS TO THE AWARD OF
ARBITRATOR MARK SANTER FILED BY THE UNION UNDER SECTION 7122(A) OF THE
FEDERAL SERVICE LABOR-MANAGEMENT RELATIONS STATUTE (5 U.S.C. SEC.
7122(A)) (THE STATUTE) AND PART 2425 OF THE AUTHORITY'S RULES AND
REGULATIONS (5 CFR PART 2425). THE AGENCY FILED AN OPPOSITION AND THE
OFFICE OF PERSONNEL MANAGEMENT (OPM) FILED A BRIEF AS AN AMICUS CURIAE.
ACCORDING TO THE ARBITRATOR'S AWARD, THE DISPUTE IN THIS MATTER AROSE
WHEN THE GRIEVANT WAS TERMINATED DURING HIS PROBATIONARY PERIOD. A
GRIEVANCE WAS FILED DISPUTING THE TERMINATION AND REQUESTING A STAY OF
THE TERMINATION. ALTHOUGH THE STAY WAS INITIALLY GRANTED, IT WAS
SUBSEQUENTLY REVOKED. THE GRIEVANCE WAS NOT RESOLVED AND WAS ULTIMATELY
SUBMITTED TO ARBITRATION.
ON THE MERITS OF THE GRIEVANCE, THE ARBITRATOR STATED THE ISSUES
BEFORE HIM AS FOLLOWS:
1. DID MANAGEMENT VIOLATE THE AGREEMENT BY NOT STAYING THE ACTION
AFTER NOTICE THAT THE
ACTION HAD BEEN MADE THE SUBJECT OF A GRIEVANCE?
2. AND, IF SO, DID THE EMPLOYEE HAVE A FULL AND FAIR TRIAL PRIOR TO
HIS SEPARATION?
3. IF NOT, WHAT IS THE REMEDY? WITH RESPECT TO THE STAY ISSUE, THE
ARBITRATOR RULED THAT MANAGEMENT HAD VIOLATED THE AGREEMENT BY NOT
STAYING THE ACTION, BUT HE CONCLUDED THAT NO "SUBSTANTIVE" REMEDY WAS
AVAILABLE. WITH RESPECT TO THE SECOND ISSUE, THE ARBITRATOR RULED THAT
THE GRIEVANT HAD BEEN GRANTED A FULL AND FAIR TRIAL PRIOR TO HIS
SEPARATION IN ACCORDANCE WITH THE PROVISIONS OF FEDERAL PERSONNEL MANUAL
CHAPTER 315, SUBCHAPTER 8, CONCERNING THE EVALUATION AND SEPARATION OF
PROBATIONARY EMPLOYEES.
IN ITS FIRST EXCEPTION THE UNION CONTENDS THAT BY FINDING THAT THE
GRIEVANT WAS GIVEN A FULL AND FAIR TRIAL, THE AWARD VIOLATES FPM CHAPTER
315, SUBCHAPTER 8. IN SUPPORT OF THIS EXCEPTION, THE UNION MAINTAINS
THAT PRIOR TO HIS TERMINATION THE GRIEVANT WAS INFORMED THAT HIS
PERFORMANCE WAS NOT OF AN ACCEPTABLE LEVEL OF COMPETENCE TO WARRANT A
WITHIN-GRADE INCREASE AND THAT HE HAD 100 CALENDAR DAYS TO MEET THE
ESTABLISHED STANDARDS. STATING THAT APPROXIMATELY ONE MONTH LATER THE
GRIEVANT WAS NOTIFIED THAT HE WAS TO BE TERMINATED, THE UNION ARGUES
THAT THE GRIEVANT'S TERMINATION WAS PREMATURE AND THAT CONSEQUENTLY THE
ARBITRATOR'S FINDING THAT THE GRIEVANT WAS GIVEN A FULL AND FAIR TRIAL
VIOLATES FPM CHAPTER 315, SUBCHAPTER 8.
THIS EXCEPTION FAILS TO PROVIDE A BASIS FOR FINDING THE AWARD
DEFICIENT. AS HAS BEEN NOTED, THE ARBITRATOR SPECIFICALLY ADDRESSED THE
FPM REQUIREMENTS FOR THE SEPARATION OF A PROBATIONARY EMPLOYEE. HE
NOTED IN PARTICULAR THAT SUBCHAPTER 8-4 OF FPM CHAPTER 315 PROVIDES THAT
A DECISION TO TERMINATE A PROBATIONARY EMPLOYEE SHOULD NOT BE MADE UNTIL
THE EMPLOYEE HAS A FULL AND FAIR TRIAL, BUT ALSO STATES THAT THE LENGTH
OF SUCH TRIAL CANNOT BE DESCRIBED IN TERMS OF A CERTAIN PERIOD OF TIME.
INSTEAD, THE PERIOD IS DESCRIBED AS WHATEVER TIME IT TAKES TO CAREFULLY
APPRAISE THE EMPLOYEE'S POSTAPPOINTMENT PERFORMANCE AND CONDUCT AND TO
ARRIVE AT A CONSIDERED JUDGMENT AS TO WHETHER THE EMPLOYEE SHOULD BE
RETAINED. WITH SPECIFIC REFERENCES TO THESE PROVISIONS, THE ARBITRATOR
EXPRESSLY FOUND THAT IN EVALUATING THE GRIEVANT'S PERFORMANCE THE
ACTIVITY HAD ACCORDED HIM A FULL AND FAIR TRIAL CONSISTENT WITH FPM
CHAPTER 315, SUBCHAPTER 8. THE UNION'S ASSERTIONS FAIL TO DEMONSTRATE
OTHERWISE. RATHER, ITS ASSERTIONS ARE FOUNDED ON MATTERS RELATING
SOLELY TO WITHIN-GRADE INCREASES WHICH ARE WHOLLY UNRELATED TO THE
SEPARATION OF PROBATIONARY EMPLOYEES AND IN NO MANNER ESTABLISH THAT THE
ARBITRATOR'S FINDING THAT THE GRIEVANT WAS ACCORDED A FULL AND FAIR
TRIAL PRIOR TO HIS SEPARATION IS CONTRARY TO THE FPM. CONSEQUENTLY, THE
UNION'S EXCEPTION PROVIDES NO BASIS FOR FINDING THE ARBITRATOR'S AWARD
DEFICIENT.
IN ITS SECOND EXCEPTION THE UNION CONTENDS THAT THE ARBITRATOR
EXCEEDED HIS AUTHORITY WHEN HE FAILED TO AWARD A REMEDY AFTER FINDING
THAT THE ACTIVITY HAD VIOLATED THE PARTIES' AGREEMENT BY NOT STAYING THE
GRIEVANT'S SEPARATION. IN SUPPORT OF THIS EXCEPTION, THE UNION
MAINTAINS THAT "(A)S A MINIMUM" UNDER THE PARTIES' AGREEMENT, THE
GRIEVANT WAS "ENTITLED TO RECEIVE RETROACTIVE BACKPAY (FOR THE PERIOD
DURING WHICH THE GRIEVANT'S SEPARATION SHOULD HAVE BEEN STAYED)."
THEREFORE, THE UNION ARGUES THAT THE ARBITRATOR EXCEEDED HIS AUTHORITY
BY NOT ENFORCING THE PARTIES' AGREEMENT IN THIS RESPECT.
THIS EXCEPTION FAILS TO PROVIDE A BASIS FOR FINDING THE AWARD
DEFICIENT. DESPITE ITS ASSERTIONS THAT THE AGREEMENT MANDATED SUCH A
REMEDY, THE UNION HAS NOT ESTABLISHED THAT THE PARTIES' AGREEMENT
REQUIRED "(A)S A MINIMUM , . . RETROACTIVE BACKPAY." INSTEAD, THE
UNION'S EXCEPTION CONSTITUTES AN ATTEMPT TO HAVE ITS OWN REMEDY
SUBSTITUTED FOR AND PREVAIL OVER THE ARBITRATOR'S DETERMINATION THAT NO
SUBSTANTIVE REMEDY WAS APPROPRIATE AND THEREFORE NO BASIS HAS BEEN
PROVIDED FOR FINDING THE AWARD DEFICIENT UNDER THE STATUTE. SEE
VETERANS ADMINISTRATION HOSPITAL, NEWINGTON, CONNECTICUT AND NATIONAL
ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R-109, 5 FLRA 12 (1981);
DEPARTMENT OF DEFENSE, 375 AIR BASE GROUP, SCOTT AIR FORCE BASE,
ILLINOIS AND NATIONAL ASSOCIATION OF GOVERNMENT EMPLOYEES, LOCAL R7-23,
5 FLRA NO. 10 (1981).
FOR THE FOREGOING REASONS, THE UNION'S EXCEPTIONS ARE DENIED.
ISSUED, WASHINGTON, D.C., MARCH 24, 1982
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY