15:0977(182)CA - Bureau of Engraving and Printing and NTEU -- 1984 FLRAdec CA
[ v15 p977 ]
15:0977(182)CA
The decision of the Authority follows:
15 FLRA No. 182
BUREAU OF ENGRAVING AND PRINTING
Respondent
and
NATIONAL TREASURY EMPLOYEES UNION
Charging Party
Case No. 3-CA-20435
DECISION AND ORDER
The Administrative Law Judge issued the attached Decision in the
above-entitled proceeding finding that the Respondent had not engaged in
the unfair labor practice alleged in the complaint, and recommending
that the complaint be dismissed in its entirety. Thereafter, the
General Counsel filed exceptions to the Judge's Decision and a brief in
support thereof. /1A/
Pursuant to section 2423.29 of the Authority's Rules and Regulations
and section 7118 of the Federal Service Labor-Management Relations
Statute (the Statute), the Authority has reviewed the rulings of the
Judge made at the hearing and finds that no prejudicial error was
committed. The rulings are hereby affirmed. Upon consideration of the
Judge's Decision and the entire record, the Authority hereby adopts the
Judge's findings, conclusions and recommended Order.
ORDER
IT IS ORDERED that the complaint in Case No. 3-CA-20435 be, and it
hereby is, dismissed.
Issued, Washington, D.C., August 31, 1984
Barbara J. Mahone, Chairman
Ronald W. Haughton, Member
Henry B. Frazier III, Member
FEDERAL LABOR RELATIONS AUTHORITY
-------------------- ALJ$ DECISION FOLLOWS --------------------
Charles H. Palmer, Jr.
Joanne W. Simms
For Respondent
William P. Milton, Jr.
For Charging Party
Carolyn J. Dixon, Esq.
Susan Shinkman, Esq.
For General Counsel, FLRA
Before: SAMUEL A. CHAITOVITZ
Administrative Law Judge
DECISION
Statement of the Case
This is a proceeding under the Federal Service Labor-Management
Relations Statute, Chapter 71 of Title 5 of the U.S. Code, 5 U.S.C.
7101, et seq., 92 Stat. 1191 (hereinafter referred to as the Statute),
and the Rules and Regulations of the Federal Labor Relations Authority
(FLRA), 5 C.F.R.Chapter XIV, Sec. 2410, et seq.
A charge was filed on March 22, 1982 by National Treasury Employees
Union (hereinafter referred to as the Union and/or NTEU), against Bureau
of Engraving and Printing (hereinafter called Respondent and/or BEP).
Pursuant to the above described charge, on July 16, 1982, the General
Counsel of the FLRA, by the Regional Director for Region 3, issued a
Complaint and Notice of Hearing alleging that Respondent violated
Section 7116(a)(1) of the Statute by engaging in surveillance when its
agent took notes of employees engaged in lawful picketing on behalf of
the Union. Respondent filed an Answer in which it denied that it had
violated the Statute.
A hearing was conducted before the undersigned in Washington, D.C.
General Counsel of the FLRA, BEP and NTEU were represented and afforded
full opportunity to be heard, to examine and cross-examine witnesses, to
introduce evidence and to argue orally. Post hearing briefs were filed
and have been fully considered.
Based upon the entire record in this matter, my observation of the
witnesses and their demeanor, and my evaluation of the evidence, I make
the following:
Findings of Fact
BEP is responsible for the printing of currency, postage stamps, and
other securities for the U.S. Government. BEP is located in two
buildings, the Main Building and the Annex on 14th Street in Washington,
D.C. The Main Building is across 14th Street from the Annex.
Respondent employees approximately 2,500 persons. The employees are
divided into approximately 17 separate collective bargaining units
represented by 15 separate unions. NTEU represents a unit of
approximately 275 BEP clerical and technical employees.
On September 16, 1981 William P. Milton, Jr., an NTEU National Field
Representative, was escorted from one of BEP's buildings because his
conduct during negotiations was allegedly disruptive. On September 18,
1981 Milton was arrested and charged with disturbing the peace by
assaulting a member of the BEP Police Force when Milton allegedly tried
to force his way into one of BEP's buildings. /1/
During the mornings of September 24 and 25, 1981 NTEU distributed
leaflets in front of the BEP building. The leaflets and a notice posted
on the NTEU bulletin board stated that there would be picketing in front
of the Annex on September 25 at 11:15 a.m. to 1:00 p.m. to protest the
arrest of Milton.
During the morning of September 25, 1981 BEP Labor Relations Officer
Richard Hamilton and number of other BEP officials met and decided upon
the procedures to be followed during the picketing. It was decided to
have extra security people assigned to the doors, under the supervision
of Inspector Tuma, and Hamilton was assigned to monitor the picketing
and to keep records in case any untoward event occurred.
On September 25, 1981, commencing at about 11:15 a.m., the Union
picketed BEP. The picketing took place on the sidewalk in front of the
entrance to the Annex. About eight BEP employees and other NTEU
officials engaged in the picketing at various times between 11:15 a.m.
and 1:00 p.m.
From the sidewalk there are about four stairs that lead to a
relatively broad landing in front of the doors into the Annex. The
entrance to the Annex consists of three sets of double doors. /2/ The
center set is the actual entrance and has, inside, all the necessary
security paraphernalia. /3/ Facing the entrance from the outside, the
set of doors to the left is closed to the outside and the inside foyer
is outfitted with storage lockers. The set of doors on the right,
although not normally used as an entrance, is available for such use by
employees. Inside the building, at each set of double doors is an
inside foyer which, through an other set of double doors, leads to the
building lobby.
In the building lobby, in front of the three sets of double doors at
the start of the picketing, a number of BEP Guards were gathered under
the supervision of Inspector Tuma.
Hamilton stood inside the small foyer between the right set of
outside double doors and the inner set of double doors. /4/ Hamilton
had a notebook in which he noted the language of the signs, the things
the pickets were saying and the identity of the pickets, which included
a number of BEP employees. Hamilton, although he occasionally moved
throughout the lobby area, observed the picketing for the full time it
was conducted. Although not conspicuous, Hamilton was at least, on
occasion, observable and observed by employees.
The security arrangements, including Hamilton's observing and taking
notes, were made because BEP feared, in light of what had occurred
earlier with respect to Milton, that NTEU representatives might attempt
to enter the building and/or demonstrate on BEP property.
Discussion and Conclusions
General Counsel of the FLRA urges that Respondent, by its agent
Hamilton, violated Section 7116(a)(1) of the Statute /5/ because
Hamilton's conduct, in observing and taking notes concerning the
picketing, interfered with the employees' right to engage in
informational picketing on behalf of the Union, undisputedly a protected
activity. General Counsel of the FLRA, relying on Department of the
Army, Fort Bragg Schools, 3 FLRA 363 (1980) (hereinafter call the Fort
Bragg Schools Case) urges, rather broadly, that surveillance of any
protected activity by Respondent, has a tendency to interfere with
employees' rights. The Fort Bragg Schools Case, supra dealt with the
presence of school principals at four "union informational meetings held
for teachers." The Administrative Law Judge held that it was reasonable
to infer that some employees might have felt inhibited by the presence
of their supervisors from showing an interest and asking questions. The
Administrative Law Judge stated, "The meetings in question were designed
and advertised for teachers, not principals, therefore, the awkward
presence of the principals tended to highlight their anxiety about union
organization." Fort Bragg Schools Case, supra at 376.
The subject case involves management observation and surveillance,
not of a private union meeting aimed at employees, but rather a public
union demonstration designed to be observed and seen. The very purpose
of the picketing was to demonstrate and pronounce publicly the Union's
position and for employees to publicly demonstrate their support. The
very nature of such picketing is to be seen and to make one's position
known publicly. This public nature is what distinguishes picketing from
union meetings. Obviously, surveillance of union meetings between
employees, which by their nature are private, might reasonably be
foreseen to have a tendency to inhibit employees from attending and
participating in such meetings. However, the very public nature of
picketing and its purpose to make a public statement of support,
involves employees being seen and identified. Accordingly, observation
and surveillance by management would not reasonably tend to inhibit or
interfere with employees engaging in such activity. In fact observation
and identification is a very purpose of the activity. To conclude that
the entire world may observe, except management, would be unrealistic
and, naive. When employees choose to make a public statement and to
walk a picket line it must be anticipated that they will be seen and
identified by management officials; it is in the very nature of
picketing.
The General Counsel of the FLRA urges that the cases in the private
sector, decided by the National Labor Relations Board (NLRB), are
relevant in interpreting the Statute with respect to the public sector.
General Counsel of the FLRA relies upon Flambeau Plastics Corporation,
167 NLRB 735 (1967), enfd. 401 F.2d 128, 136 (C.A.7, 1968), Cert. denied
393 U.S. 1019 (1969); and Glomac Plastics, Inc., 234 NLRB 1309 (1978).
In these cases the NLRB held that photographing peaceful picketing by
the employer, tended to interfere with employees' rights to engage in
protected activity. /6/ In Flambeau Plastics Corporation, supra, the
employer stated that it was keeping a pictorial record in the event that
"something did happen." The NLRB rejected this conjecture that something
might happen when balanced against a tendency, which the NLRB saw that
conduct of having, of interfering with employees' rights to picket.
In the foregoing cases involving photographing of peaceful employee
picketing /7/ the NLRB concluded that such conduct, by its very nature,
inhibited and restrained employees from picketing and thus interfered
with the employees' rights to engage in a concerted activity protected
by the National Labor Relations Act. Thus such conduct by the employer,
absent more, violated Section 8(a)(1) of the Act. /8/ The NLRB placed
the burden upon the employer to justify the photographing sufficiently
to warrant such an interference with employees' protected activity.
In United States Steel Corporation, 255 NLRB No. 164, 107 LRRM 1097
(1981), enfd. denied Sub Nom. United States Steel Corporation v.
National Labor Relations Board, . . . F.2d . . . , 110 LRRM 2902 (3rd
Cir., 1982), (hereinafter called the U.S. Steel Case). The NLRB held
that U.S. Steel violated Section 8(a)(1) of the Act when it photographed
employees who were engaged in a public demonstration to protest an
alleged lack of locker room facilities for female employees. The NLRB,
in finding that the employer violated Section 8(a)(1) of the Act,
concluded " . . . it is well established that, absent legitimate
justification, an employer's photographing of its employees a while they
are engaged in protected concerted activity constitutes unlawful
surveillance." /9/ The NLRB concluded further " . . . Respondent has
failed to establish any legitimate justification for its actions . . .
it is well settled that 'purely anticipatory photographing of peaceful
picketing in the event something 'might' happen does not justify (an
employer's) conduct when balanced against the tendency of that conduct
to interfere with the employees' right to engage in concerted activity.'
Glomac Plastics, Inc., supra." /10/
The U.S. Court of Appeals for the Third Circuit refused to enforce
the NLRB Order in the U.S. Steel Case /11/ and in so doing specifically
rejected the NLRB's per se rule. The Court concluded that whether an
employer's conduct would have a reasonable tendency to intimidate or
coerce employees in the exercise of protected rights should be evaluated
under the circumstances of the case and not be the subject of some per
se rule. The Court then evaluated the circumstances there present and
concluded under those circumstances "petitioner's conduct did not
reasonably tend to interfere with, restrain, or coerce employees in the
exercise of their Section 7 rights." U.S. Steel Case, 110 LRRM 2902,
2905.
The Third Circuit, with its broad language, seemed to reject all NLRB
per se rules, whereas the Supreme Court held that the NLRB could create
a presumption that a particular class of conduct is coerce under Section
8(a)(1) of the Act, and once the NLRB General Counsel proved that such
conduct had occurred, the employer could avoid liability only if it
could adequately justify its conduct. Republic Aviation Corp. v. NLRB,
324 U.S. 793, 16 LRRM 620 (1945).
The NLRB in applying its per se rule treats photographing picketing,
that is engaging in surveillance of picketing, in the same manner it
treats the surveillance of any other protected concerted activity.
However, as noted above in the discussion of the applicability of the
Fort Bragg Schools Case, supra, all protected concerted activity is not
the same and clearly observing and photographing employees engaged in
picketing or other public demonstration would not reasonably tend to
interfere with employees' rights to the same extent as photographing and
observing employees attending private organizational meeting in an
employees' home. /12/
In agreement with the Third Circuit Court of Appeals decision in the
U.S. Steel Case, supra, I conclude that observing and photographing
employees engaged in picketing does not per se interfere with the
employees' rights to engage in such a protected activity. In so
concluding I rely on the public nature of the conduct and that the very
aim of the picketing is to be observed by the public, presumably
including the employer, and to make a public statement. In such
circumstances therefore, I reject the NLRB per se rule and conclude each
such case must be judged in light of its own circumstances. Therefore,
the General Counsel of the FLRA must establish not only that the Agency
photographed or observed pickets, but, additionally that the
circumstances were such that such photographing or observing would
reasonably tend to interfere with or restrain employees from engaging in
the picketing. In the subject case the General Counsel of the FLRA
failed to establish that any such circumstances were present. /13/
Accordingly, I conclude that the record in the subject case fails to
establish that BEP violated Section 7116(a)(1) of the Statute. /14/
Having concluded that BEP has not violated Section 7116(a)(1) of the
Statute, I recommend that the FLRA issue the following:
ORDER
It is hereby Ordered that the Complaint in Case No. 3-CA-20435 be and
hereby is, dismissed.
SAMUEL A. CHAITOVITZ
Administrative Law Judge
Dated: December 27, 1982
Washington, DC
--------------- FOOTNOTES$ ---------------
/1A/ The Charging Party's exceptions were not timely filed and
therefore have not been considered.
/1/ All charges against Milton have been dropped. A civil action
against BEP for false arrest is apparently still pending and settlement
talks are under way.
/2/ Each door is a relatively large metal door with four large
windows, one above the other. Each window is covered by a metal grill.
/3/ Security is necessary because of the nature of the items printed
by BEP.
/4/ The interior glass double doors were kept closed most of the
time. The exterior metal doors were kept closed, but were opened, on
occasion, as employees entered and left the building.
/5/ Section 7116(a)(1) of the Statute provides:
"(a) For the purpose of this chapter, it shall be an unfair
labor practice for an agency--
"(1) to interfere with, restrain, or coerce any employee in the
exercise by the employee of any right under this chapter; . . . .
"
/6/ Cf. Crown Cork and Seal Co., Inc., 254 NLRB No. 174 (1980) in
which the NLRB found that the employer's note taking of a union
solicitation interfered with employees' protected rights. The NLRB
found that the employer had not adequately set forth any justification
of its conduct and the note taking was found to inhibit employee
communication with the union.
/7/ Observing pickets and taking notes is, for the purposes of
analysis of the subject case, indistinguishable from photographing
pickets. The effects of recording picketing by taking notes or
photographs are substantially identical.
/8/ Section 8(a)(1), 29 U.S.C. 158(a)(1) (1976), provides:
(a) It shall be an unfair labor practice for an employer--
(1) to interfere with, restrain, or coerce employees in the
exercise of the right guaranteed in section 157 of this title
(i.e. section 7 of the Act). . . .
/9/ U.S. Steel Case, 107 LRRM 1097, 1098 (1981).
/10/ U.S. Steel Case, supra.
/11/ U.S. Steel Case, . . . F.2d . . ., 110 LRRM 2902 (3rd Cir.
1982).
/12/ Similarly, an employer's observing and photographing employees
making statements on television would have even a different affect.
/13/ E.g. Union Animus, prior unfair labor practices, threats, etc.
Further employer surveillance may be used as evidence of employer
knowledge that employees had engaged in the picketing in subsequent
unfair labor practice cases.
/14/ Even if the NLRB per se rule were adopted by the FLRA and made
applicable, under the Statute, to the public sector, I conclude that BEP
was justified on September 25, 1981 in observing and taking notes in
anticipation of a possible incident. In this regard it is noted that
NTEU Representative Milton had been ejected from a BEP building on
September 16, 1981 and had been arrested and charged with disturbing the
peace by assaulting a BEP guard on September 18, 1981, when Milton tried
to force his way into a BEP building. The picketing was to protest
these two incidents involving Milton. In such circumstances BEP could
reasonably anticipate that the picketing could involve some untoward
incident and BEP was therefore justified in observing the picketing and
taking notes.