17:0382(61)AR - AFGE Local 2502 and Justice, Federal Prison System, Federal Correctional Institution -- 1985 FLRAdec AR
[ v17 p382 ]
17:0382(61)AR
The decision of the Authority follows:
17 FLRA No. 61
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, LOCAL 2502
Union
and
U.S. DEPARTMENT OF JUSTICE,
FEDERAL PRISON SYSTEM,
FEDERAL CORRECTIONAL INSTITUTION
Activity
Case No. 0-AR-296
DECISION
This matter is before the Authority on exceptions to the award of
Arbitrator Samuel H. Jaffee filed by the Agency under section 7122(a) of
the Federal Service Labor-Management Relations Statute and part 2425 of
the Authority's Rules and Regulations.
The dispute in this case concerns the failure of the grievant's
supervisor to recommend the grievant for a career-ladder promotion to
GS-11. A grievance was filed and submitted to arbitration claiming that
the grievant's failure to be promoted was without reasonable cause and
requesting that she be promoted to GS-11 retroactive to the date she
became eligible for promotion. The Arbitrator expressly determined that
the failure to recommend the grievant for promotion, or in other words
the recommendation not to promote the grievant, was "arbitrary in a
legal sense." Although the Arbitrator specifically acknowledged
testimony that employees in career ladders are not automatically
promoted when they meet the eligibility requirements for the
higher-grade position, the Arbitrator found that in his judgment, no
valid reason had been given for not recommending the promotion of the
grievant. In this respect the Arbitrator refused to credit testimony of
the grievant's supervisor that the grievant was not recommended for
promotion because the grievant was deficient in her knowledge of
technical aspects of case management, as well as deficient in her
writing skills. Instead, the Arbitrator concluded that the grievant was
not recommended for promotion solely because of a claimed deficiency in
writing skills. Finding that the grievant was not deficient in writing
skills, the Arbitrator ruled that in his judgment, she was clearly
worthy of promotion to GS-11. Accordingly, the Arbitrator directed that
the grievant be promoted with backpay retroactive to the date on which
she was eligible for promotion.
As one of its exceptions, the Agency contends that the award of
retroactive promotion with backpay is contrary to the Back Pay Act, 5
U.S.C. 5596. Specifically, the Agency argues that in the circumstances
of this case, the award of retroactive promotion and backpay is not
authorized by the Act. The Authority agrees.
The Authority has consistently held in cases involving a failure to
promote that in order for an award of retroactive promotion and backpay
to be authorized, there must be both a determination that the grievant
was affected by an unjustified and unwarranted personnel action and a
determination that such unwarranted action directly resulted in the
denial of a promotion to the aggrieved employee that the employee would
otherwise have received. E.g., American Federation of Government
Employees, Local 2811 and U.S. Government District Office, Social
Security Administration, St. Paul, Minnesota, 7 FLRA 618 (1982). In
terms of this case, the Authority concludes that the Arbitrator has not
made the findings necessary to a proper award of retroactive promotion
and backpay. The Arbitrator's findings that the failure to recommend
the grievant's career-ladder promotion was arbitrary and that in the
Arbitrator's judgment the grievant was worthy of promotion do not
constitute the requisite finding that but for the arbitrary action of
the grievant's supervisor, the grievant would definitely have received a
career-ladder promotion on her eligibility date. In view of the
Arbitrator's acknowledgment that employees in career ladders are not
automatically promoted when they meet the eligibility requirements for
the higher-grade position, the Arbitrator's finding that the failure to
recommend the grievant for promotion was arbitrary plainly does not
constitute the requisite finding that the grievant was affected by an
unwarranted action that directly resulted in the denial of a promotion
that the grievant otherwise would definitely have received. See id. at
620-21; Local R4-97, National Association of Government Employees and
Naval Mine Engineering Facility, Yorktown, Virginia, 5 FLRA 452, 456
(1981). Likewise, the Arbitrator's finding that in his judgment the
grievant was worthy of promotion plainly does not constitute the
requisite finding that but for the unwarranted action, the responsible
agency officials would have considered the grievant worthy of promotion
and would originally have promoted the grievant, especially in view of
the testimony that the grievant's deficiencies were more extensive than
writing ability alone. See SSA, St. Paul at 620-21. Therefore, the
award is deficient is contrary to the Back Pay Act and is set aside.
/1/
Issued, Washington, D.C., April 4, 1985
Henry B. Frazier III, Acting
Chairman
William J. McGinnis, Jr., Member
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ In view of this decision, it is not necessary for the Authority
to address the Agency's other exceptions to the award.