17:0561(85)AR - HHS, SSA, Kansas City, MO and NTEU -- 1985 FLRAdec AR
[ v17 p561 ]
17:0561(85)AR
The decision of the Authority follows:
17 FLRA No. 85
THE DEPARTMENT OF HEALTH AND HUMAN
SERVICES, SOCIAL SECURITY ADMINISTRATION,
KANSAS CITY, MISSOURI
Activity
and
NATIONAL TREASURY EMPLOYEES UNION
Union
Case No. 0-AR-866
DECISION
This matter is before the Authority on exceptions to the award of
Arbitrator Merton C. Bernstein filed by the Activity under section
7122(a) of the Federal Service Labor-Management Relations Statute and
part 2425 of the Authority's Rules and Regulations.
The dispute in this matter arose when the reviewing official, the
second level supervisor, lowered the performance appraisals given to the
grievants by the evaluating official, their first level supervisor. A
grievance was filed which alleged that provisions of the parties'
collective bargaining agreement dealing with performance appraisals had
been violated. As his award, the Arbitrator ruled, in pertinent part,
that under the parties' agreement the reviewing official lacked
authority to lower performance appraisals and ordered that the
appraisals be adjusted accordingly. /1/
As one of its exceptions, the Activity contends that this aspect of
the award is contrary to section 7106(a)(2)(B) of the Statute. The
Authority agrees.
The Authority has consistently found any union proposal which
prescribes specific duties to be performed by particular non-bargaining
unit personnel in the agency to be outside the duty to bargain since it
would directly interfere with management's right to assign work under
section 7106(a)(2)(B) of the Statute by eliminating the discretion
inherent in that right. E.g., American Federation of Government
Employees, AFL-CIO, Local 32 and Office of Personnel Management, 14 FLRA
278 (1984), appeal docketed sub nom. Local 32, American Federation of
Government Employees v. Federal Labor Relations Authority, No. 84-1251
(D.C. Cir. June 15, 1984). In that regard, it is well-established that
an arbitrator's award may not interpret or enforce a provision of a
collective bargaining agreement so as to deny the authority of an agency
to exercise its rights under section 7106(a) of the Statute, e.g.,
American Federation of Government Employees, AFL-CIO, Local 1968 and
Department of Transportation, Saint Lawrence Seaway Development
Corporation, Massena, New York, 5 FLRA 70, 79 (1981) (Union Proposal 4),
aff'd sub nom. American Federation of Government Employees, AFL-CIO,
Local 1968 v. Federal Labor Relations Authority, 691 F.2d 565 (D.C. Cir.
1982), cert. denied, 103 S.Ct. 2085 (1983), or result in the
substitution of the arbitrator's judgment for that of the agency in the
exercise of those rights, e.g., Veterans Administration Hospital,
Lebanon, Pennsylvania and American Federation of Government Employees,
AFL-CIO, Local 1966, 11 FLRA 193 (1983).
In the terms of this case, the Arbitrator interpreted the parties'
collective bargaining agreement so as to preclude the reviewing
official, a non-bargaining unit employee, from lowering the employees'
performance appraisals. That aspect of the Arbitrator's award therefore
improperly limits and directly interferes with management's right under
section 7106(a)(2)(B) to assign performance appraisal review duties to
the reviewing official by eliminating the discretion inherent in that
right and by the Arbitrator having substituted his judgment for that of
the Activity in exercising such right. Consequently, that aspect of the
award is contrary to section 7106(a)(2)(B) of the Statute.
Accordingly, the disputed aspect of the Arbitrator's award is set
aside. /2/ Issued, Washington, D.C., April 19, 1985
Henry B. Frazier III, Acting
Chairman
William J. McGinnis, Jr., Member
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ Although the parties stipulated four issues to the Arbitrator,
the Activity excepts only to the Arbitrator's ruling on the reviewing
official's authority to lower performance appraisals. Thus, it is not
necessary to address the other issues.
/2/ In view of this decision, it is not necessary to address the
Activity's other exceptions to the award.