17:1001(135)AR - DOD Dependents Schools, Pacific Region and Overseas Education Association -- 1985 FLRAdec AR
[ v17 p1001 ]
17:1001(135)AR
The decision of the Authority follows:
17 FLRA No. 135
DEPARTMENT OF DEFENSE DEPENDENTS
SCHOOLS, PACIFIC REGION
Activity
and
OVERSEAS EDUCATION ASSOCIATION
Union
Case No. 0-AR-593
DECISION
This matter is before the Authority on exceptions to the award of
Arbitrator Ted T. Tsukiyama filed by the Agency under section 7122(a) of
the Federal Service Labor-Management Relations Statute and part 2425 of
the Authority's Rules and Regulations. The Union filed an opposition.
According to the record before the Authority, this case arose when
there was a reduction in the number of industrial arts teaching
positions at a high school in the Activity. As a result the grievant,
an industrial arts teacher and an area director of the Union, received
an advance notice of separation by reduction-in-force and ultimately was
transferred to a teaching position at another high school of the agency.
After receiving the notice, the grievant in his representative capacity
as area director filed an unfair labor practice charge claiming that the
Activity had violated section 7116(a)(1) and (2) of the Statute by
proceeding to eliminate the teaching position of an employee, the
grievant, acting in the capacity as a representative of a labor
organization. After investigation the Authority's Regional Director
determined not to issue a complaint because there was no evidence of
conduct motivated by consideration of the grievant's union activities.
Approximately one week later, the Union requested to withdraw the charge
and the Regional Director rescinded his determination not to issue a
complaint and approved the withdrawal. Approximately another week
later, the grievant filed the grievance in this case claiming that the
abolishing of his position was in violation of the parties' collective
bargaining agreement, principally Article 2, Section 3, /1/ as a
reprisal for his union activities. At arbitration the Activity claimed
that under section 7116(d) of the Statute /2/ and under the parties'
collective bargaining agreement, the dispute before the Arbitrator was
precluded from being raised as a grievance because of the earlier-filed
unfair labor practice charge. The Arbitrator however determined that
the grievance was arbitrable by finding that it was not barred by the
agreement and by ruling that he was not authorized to apply section
7116(d) of the Statute. On the merits the Arbitrator found that the
disputed actions were prompted and motivated by consideration of the
grievant's union activities in violation of provisions of the parties'
agreement which the Arbitrator noted were drawn directly from section
7102 of the Statute protecting union activity. Accordingly, the
Arbitrator sustained the grievance and ordered the grievant reinstated
to his restored former teaching position with backpay.
As one of its exceptions, the Agency essentially contends that the
award is contrary to section 7116(d) of the Statute.
Section 7116(d) effectively provides that when in the discretion of
the aggrieved party, an issue has been raised under the unfair labor
practice procedures, the issue subsequently may not be raised as a
grievance. Thus, the elements of section 7116(d) which must attach in
order for a grievance to be precluded are: (1) the issue which is the
subject matter of the grievance is the same as the issue which is the
subject matter of the unfair labor practice; (2) such issue was earlier
raised under the unfair labor practice procedures; and (3) the
selection of the unfair labor practice procedures was in the discretion
of the aggrieved party. In terms of this case, the Authority concludes
that the Agency has established that all the elements of section 7116(d)
attached and that consequently the dispute before the Arbitrator was
precluded by the Statute from being raised as a grievance.
Specifically, the Agency has established that the issue which was the
subject matter of the unfair labor practice charge is the same as that
which is the subject matter of the grievance. See, e.g., Department of
the Treasury, U.S. Customs Service, Region VIII, San Francisco,
California, 13 FLRA 631 (1984). As noted, the unfair labor practice
charge alleged that by proceeding to eliminate the teaching position of
the grievant, a union representative, the Activity violated section
7116(a)(1) and (2) of the Statute, and the grievance alleged that by
abolishing the grievant's position as a reprisal for his union
activities, the Activity violated the parties' collective bargaining
agreement, principally the provision restating nearly verbatim the
employees' rights provisions of section 7102 of the Statute. Thus, the
Authority finds that the issue raised both by the charge and the
grievance was the same: whether the Activity's actions were motivated
by consideration of the grievant's union activities in violation, either
directly or derivatively, of employees' rights under the Statute. It is
further established that such issue was earlier raised under the unfair
labor practice procedures by the filing of the unfair labor practice
charge. Under the terms of section 7116(d), the filing of the charge
rather than the subsequent action of withdrawing the charge and filing
the grievance constitutes the determinative factor as to when the
election of procedures in this case was exercised. See Headquarters,
Space Division, Los Angeles Air Force Station, California and American
Federation of Government Employees, Local 2429, 17 FLRA No. 131 (1985).
Finally, it is likewise established that the selection of the unfair
labor practice procedures was in the discretion of the grievant, the
aggrieved party. Contrary to the argument of the Union, this use of
"party" in section 7116(d) does not require identity of filing parties
in order for this element of the preclusion to attach. Section 7116(d)
does not reference filing party, but rather references "in the
discretion of the aggrieved party," the party by whose choice the
particular procedures are selected. Accordingly, this element of
section 7116(d) attaches when the choice of particular procedures has
been made by the aggrieved party regardless of who is formally the
filing party. Thus, the Authority finds that the filing of the unfair
labor practice charge by the grievant in his representative capacity was
on his own behalf and constituted his election as the aggrieved party of
the unfair labor practice procedures. See Internal Revenue Service,
Chicago, Illinois, 3 FLRA 479 (1980) (In this case the Authority adopted
and expressly approved the judge's ruling that the complaint issued on a
charge filed by the union was precluded under section 7116(d) by a
grievance which had been filed earlier by individual employees. The
judge had concluded that although the union was the charging party, the
aggrieved parties were the individual employees and they had earlier
elected to raise the disputed issue as a grievance.); cf. United States
Air Force, Air Force Logistics Command, Aerospace Guidance and Metrology
Center, Newark, Ohio, 4 FLRA 512 (1980) (In this case the Authority
expressly adopted the judge's ruling that the complaint issued on a
charge filed by the union was not precluded under section 7116(d) by a
grievance the union had earlier filed. In this regard the judge had
concluded that the grievance had been filed by the union in a
representative capacity on behalf of the aggrieved employee while the
unfair labor practice charge had been filed by the union in its
institutional capacity as the bargaining representative of employees and
the aggrieved party.).
In sum, there was an election in this case in the discretion of the
aggrieved party to raise the disputed matter under the unfair labor
practice procedures. In this regard the clear purpose and effect of
section 7116(d) is to prevent relitigation of an issue in another forum
after a choice of procedures in which to raise the issue has been made
by the aggrieved party. Internal Revenue Service, Western Region, San
Francisco, California, 9 FLRA 480 (1982); Internal Revenue Service,
Chicago, Illinois, 3 FLRA 479 (1980). Thus, the matter in dispute in
this case was prohibited from being relitigated under the grievance
procedure, and consequently the grievance before the Arbitrator was
precluded by the Statute from consideration. For these reasons, the
award is deficient as contrary to section 7116(d) of the Statute and is
set aside. /3/ Issued, Washington, D.C., May 13, 1985
Henry B. Frazier III, Acting
Chairman
William J. McGinnis, Jr., Member
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ At all relevant times, Article 2, Section 3 of the parties'
collective bargaining agreement pertinently provided:
Each teacher has the right, freely and without fear of penalty
or reprisal, to form, join, and assist the Association and shall
be protected in the exercise of this right. Management shall
ensure that teachers are apprised of their rights, and that no
interference, restraint, coercion or discrimination is practiced
within DODDS to encourage or discourage membership in the
Association.
/2/ Section 7116(d) of the Statute pertinently provides:
(I)ssues which can be raised under a grievance procedure may,
in the discretion of the aggrieved party, be raised under the
grievance procedure or as an unfair labor practice under this
section, but not under both procedures.
/3/ In view of this decision, it is not necessary to address the
Agency's other exceptions.