18:0093(18)NG - AFGE Local 32 and OPM -- 1985 FLRAdec NG
[ v18 p93 ]
18:0093(18)NG
The decision of the Authority follows:
18 FLRA No. 18
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO, LOCAL 32
Union
and
OFFICE OF PERSONNEL MANAGEMENT
Agency
Case No. 0-NG-913
DECISION AND ORDER ON NEGOTIABILITY ISSUE
The petition for review in this case comes before the Authority
pursuant to section 7105(a)(2)(E) of the Federal Service
Labor-Management Relations Statute (the Statute), and raises an issue
concerning the negotiability of one Union proposal. Upon careful
consideration of the entire record, including the parties' contentions,
the Authority makes the following determinations.
Union Proposal
Each employee who is currently evaluated as at least
satisfactory on all elements and as outstanding on any performance
element of the job shall have four years of service added to his
or her creditable service for purposes of reduction-in-force.
According to the Union, this proposal was submitted in connection
with the renegotiation of the parties' collective bargaining agreement.
On its face, the proposal would require that, for reduction-in-force
retention purposes, credit for 4 additional years of service would be
given to an employee who had received an overall rating of
"satisfactory" and had been rated "outstanding" in any performance
element.
Credit for additional service for reduction-in-force purposes is
addressed by 5 CFR 351.504 (1984 Supp.). This regulation has been
promulgated by the Office of Personnel Management (OPM) and applies
generally to civilian employees of the Federal Government. /1/ It is a
Government-wide rule or regulation within the meaning of section
7117(a)(1) of the Statute. National Treasury Employees Union, Chapter 6
and Internal Revenue Service, New Orleans District, 3 FLRA 748, 754
(1980).
As relevant herein 5 CFR 351.504(c) (1984 Supp.) provides:
(c) An agency that has implemented a performance appraisal
system meeting all the requirements of 5 U.S.C. 4302, and Part 430
Subpart P (sic) of this title, is responsible for using employee
performance appraisals to credit employees with additional service
toward retention standing. This additional service is added to
each employee's creditable service under this part. Each employee
who has an "Outstanding" or highest appraisal under the agency's
system, shall receive 4 additional years of service . . . .
Each agency is responsible for ensuring that these provisions
are:
(1) Consistent with Part 430 Subpart B of this title(.)
Part 430, Subpart B, relates to the establishment of agency performance
appraisal systems and was also promulgated by OPM. In providing
guidance to agencies with respect to the implementation of the
provisions of Part 430, Subpart B, OPM has noted that insofar as
performance appraisals are relevant to decisions made with respect to
reduction-in-force, such decisions are based solely on the summary
appraisal of an individual employee's performance. /2/ Thus, the
provision in 5 CFR 351.504(c) for crediting an employee who has received
an outstanding appraisal with 4 years of additional service, interpreted
consistent with the provisions of Part 430, Subpart B, applies to
employees who have received an outstanding summary rating. If the
proposal in question is intended to require crediting of 4 years of
additional service without regard to whether an employee, in fact, has a
summary rating of outstanding, it conflicts with that Government-wide
rule or regulation and, therefore, is not within the duty to bargain.
American Federation of Government Employees, Local 32 and Office of
Personnel Management, 16 FLRA No. 127 (1984) (Union Proposal 1),
petition for review filed, Local 32, American Federation of Government
Employees, AFL-CIO v. FLRA, No. 85-1038 (D.C. Cir. Jan. 16, 1985); NTEU
and IRS, New Orleans District, 3 FLRA 748, 754 (1980).
Moreover, if the proposal is intended to be applied in a manner
consistent with the regulation and to thereby define what constitutes an
"outstanding" summary rating, it is inconsistent with section
7106(a)(2)(A) and (B) of the Statute. In American Federation of State,
County and Municipal Employees, AFL-CIO, Council 26 and U.S. Department
of Justice, 13 FLRA 578 (1984), the Authority determined that an
essential aspect of management's assignment of work and the supervision
and guidance of employees is to establish performance requirements for
each overall level of performance. Thus, the Authority held that a
proposal which would have established such requirements was inconsistent
with the rights to direct employees and assign work under section
7106(a)(2)(A) and (B). Since the Union's proposal, herein, which would
establish the quality of employee performance necessary to attain credit
of 4 years of additional service, is linked by regulation to, and
thereby would be determinative of, the performance requirement for an
"outstanding" overall performance rating, it is, for the reasons set
forth in Department of Justice, not within the duty to bargain. /3/ See
also American Federation of Government Employees, AFL-CIO, Local 32 and
Office of Personnel Management, Washington, D.C., 14 FLRA 6 (1984)
(Union Proposal 6), petition for enforcement filed, FLRA v. Office of
Personnel Management, No. 84-1325 (D.C. Cir. July 18, 1984).
Accordingly, pursuant to section 2424.10 of the Authority's Rules and
Regulations, IT IS ORDERED that the Union's petition for review be, and
it hereby is, dismissed. Issued, Washington, D.C., May 22, 1985
Henry B. Frazier III, Acting
Chairman
William J. McGinnis, Jr., Member
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ 5 CFR 351.202 (1984 Supp.)
/2/ FPM Chap. 430, subchap. 1-4d.
/3/ In view of this disposition it is unnecessary to address the
Agency's further contention as to the negotiability of this proposal.