[ v23 p141 ]
23:0141(16)AR
The decision of the Authority follows:
23 FLRA No. 16 U.S. DEPARTMENT OF AGRICULTURE FEDERAL GRAIN INSPECTION SERVICE Activity and AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 3157 Union Case No. 0-AR-1084 DECISION I. STATEMENT OF THE CASE This matter is before the Authority on an exception to the award of Arbitrator Paul Barron filed by the Activity under section 7122(a) of the Federal Service Labor-Management Relations Statute and part 2425 of the Authority's Rules and Regulations. The Union filed an opposition and the Office of Personnel Management filed a brief as an amicus curiae. II. BACKGROUND AND ARBITRATOR'S AWARD The grievance in this case concerns the furlough of the grievant as the result of a reduction-in-force. A grievance was filed and submitted to arbitration protesting the Activity's denial of retreat rights to the grievant to the position of agricultural commodity technican, GS-5. According to the Arbitrator, the grievant was initially appointed in the Federal service as an agricultural commodity technician, GS-7, and subsequently was promoted from that position. As a result of an earlier reduction-in-force, the grievant at the time of the disputed reduction-in-force held the position of agricultural commodity grader, GS-7. The Activity had denied the grievant retreat rights under FPM chapter 351, subchapter 4-3b which entitles an employee to retreat to a position from or through which the employees had been promoted or to a position substantially the same as a position from or through which the employee had been promoted. The Activity had determined that the position of agricultural commodity technician, GS-5, was not a position from or through which the grievant had been promoted. The Activity had also determined that the GS-5 technician position was not substantially the same as any such position because it was not at the same grade level of any position from or through which the grievant had been promoted. The Arbitrator ruled that the grievant was entitled to have retreated to the position of agricultural commodity technician, GS-5, at the time of the reduction-in-force. He concluded that the intention of the FPM is to allow retreat to an entry level position in the situation, as in this case, where the employee had been appointed at the higher-grade level of a position series because of the employee's experience and where the duties of the position at the different grade levels are essentially the same. He stated that in a real sense the employee when appointed at a higher grade is promoted through the entry level position. The Arbitrator also rejected the Activity's argument under FPM chapter 351, subchapter 4-38 that in order to be substantially the same, positions must be at the same grade level. The Arbitrator noted that the argument was based on subchapter 4-3b(3) /*/ essentially providing that in order to be substantially the same, the two positions must be enough alike that they would be "in the same competitive level if they were in the same competitive area." The Arbitrator acknowledged that in order to be "in the same competitive level," FPM chapter 351, subchapter 2-3 requires that they be at the same grade level. However, the Arbitrator rejected the contention that this competitive level limitation requiring positions to be at the same grade level applied in this case. He explained that the position comparison of subchapter 4-3b(3), incorporating the competitive level requirement, is between positions in different competitive areas and that there is no such requirements when the position comparison is between positions in the same competitive area as in this case. He observed that this interpretation was supported by the provision in subchapter 4-3b that described retreat rights in terms of a "substantially similar position" rather than a position that is "substantially the same" as a position from or through which the employee had been promoted. Accordingly, the Arbitrator substained the grievance and awarded the grievant backpay for any wages lost as the result of his furlough. III. EXCEPTION A. Contentions of the Activity The Activity contends that the award is deficient as contrary to FPM chapter 351, subchapter 4-3b. The Activity asserts that the retreat rights provided by regulation are narrow and specific and that the Arbitrator has granted the grievant retreat to a position contrary to the FPM. In particular, the Activity maintains that because the grievant was never promoted from the position of agricultural commodity technician, GS-5, the grievant would be entitled to retreat to that position only if it were "substantially the same," within the meaning of FPM chapter 351, subchapter 4-3b, as the position of agricultural commodity technician, GS-7, from which the grievant had been promoted. The Activity argues that in order to be substantially the same under subchapter 4-3b, the positions must be in the same competitive level which requires that they must be at the same grade level. Because the position of agricultural commodity technician, GS-5, and the position of agricultural commodity technician, GS-7, are not at the same grade level, the Activity argues that the grievant was not entitled to retreat to the GS-5 technician position. Moreover, the Activity argues that the Arbitrator therefore misinterpreted subchapter 4-3b when he held that the intent of the FPM was to allow retreat to entry level positions in situations such as presented in this case. The Activity also argues that the Arbitrator misinterpreted subchapter 4-3b when he held that the competitive level limitation, requiring that positions be at the same grade level to be substantially the same, only applies when the positions being compared are in different competitive areas. The Activity asserts that the requirement applies regardless of competitive area and that one instance of the use of an interchangeable term to "substantially the same" in subchapter 4-3b does not alter the requirement. B. Opposition ofthe Union In its opposition the Union contends that the award granting the grievant retreat rights in the circumstances of this case has not been shown to be contrary to any express provisions of FPM chapter 351. The Union maintains that the arguments presented in support of the exception are the same arguments presented to the Arbitrator and properly rejected by him. C. Position of the Office of Personnel Management (OPM) In agreement with the Activity, OPM maintains that the intent of the FPM is not to allow retreat to entry level positions in situations such as presented in this case. OPM specifically asserts, contrary to the ruling of the Arbitrator, that FPM chapter 351, subchapter 4-3b requires that positions must be in the same competitive level in order to be substantially the same, regardless of competitive area. OPM notes that in order to be in the same competitive level, positions must be at the same grade level. OPM also agrees with the Activity that the one instance of the use of the term "substantially similar" rather than "substantially the same" does not alter this requirement. OPM maintains that under FPM chapter 351, subchapter 4-3b, the grievant was not entitled to retreat to the GS-5 technician position because it was not a position from or through which he had been promoted and because it was not a position substantially the same as a position from or through which he had been promoted since it was at a lower grade level. IV. ANALYSIS AND CONCLUSIONS We conclude that the award is deficient by granting the grievant retreat rights to the position of agricultural commodity technician, GS-5. For the reasons that follow, we find that this is not a position from which the grievant was promoted or a position essentially identical to or substantially the same as a position from which the grievant was promoted. The Merit Systems Protection Board has repeatedly recognized that the right of retreat is narrow and specific. See Shell v. Department of Labor, MSPB Docket no. CHO3518410511 (March 25, 1985). Specifically, at all relevant times, an employee has been entitled under 5 CFR part 351, subpart G to retreat only to the same position or an essentially identical position previously held by the employee. The Board has noted that OPM has elaborated on retreat rights in FPM chapter 351, subchapter 4-3b, Johnson v. HUD, MSPB Docket No. DE03518310282 (August 2, 1984), and holds that in order for an employee to exercise the right of retreat, the employee must have been promoted from or through the position to which such right is claimed or promoted from or through a position that is substantially the same or substantially similar. See Berry v. Department of Energy, MSPB Docket No. DC03518211433 (May 8, 1984) and Gallegos v. DoD, 9 MSPB 467 (1982). In addition, the Board has cited and applied the interpretation of these regulations that the Activity and OPM assert in this case. Thus, the Board has indicated that it will find a position to be substantially the same as a position from which the employee was promoted only when the positions are sufficiently alike so that they would be in the same competitive level. Lower v. HHS, MSPB Docket No. DC03518410189 (October 1, 1984). Similarly, the Board has also cited OPM'S interpretation of these regulations to provide that appointments from OPM registers are not promotions and therefore may not be used when determining an employee's retreat rights. Shell v. Department of Labor. In view of the consistent interpretation of these regulations by OPM, and in view of MSPBs adoption and application of this interpretation in resolving retreat right disputes in numerous reduction-in-force cases, we conclude that the Arbitrator's award is contrary to 5 CFR part 351, subpart G and FPM chapter 351, subchapter 4-3b. We find that there is no right of retreat to entry level positions in situations such as presented in this case. An employee is not promoted through the entry level position when the employee is appointed at a higher grade level. See Shell v. Department of Labor. We further find, contrary to the Arbitrator, that under these regulations the grievant was not entitled to retreat to the GS-5 technician position because it was not a position essentially identical to or substantially the same as the GS-7 technician position. Under the regulations there was no right to retreat because the positions are not in the same competitive level since they are not at the same grade level. Consequently, the award is deficient. V. DECISION Accordingly, for these reasons, the award is set aside. Issued, Washington, D.C., August 14, 1986. /s/ Jerry L. Calhoun, Chairman /s/ Henry B. Frazier III, Member FEDERAL LABOR RELATIONS AUTHORITY --------------- FOOTNOTES$ --------------- (*) FPM chapter 351, subchapter 4-3b is set forth in full in the appendix.