24:0178(24)NG - IFPTE Local 12 and Navy, Puget Sound Naval Shipyard -- 1986 FLRAdec NG
[ v24 p178 ]
24:0178(24)NG
The decision of the Authority follows:
24 FLRA No. 24
INTERNATIONAL FEDERATION OF PROFESSIONAL
AND TECHNICAL ENGINEERS, LOCAL 12
Union
and
DEPARTMENT OF THE NAVY
PUGET SOUND NAVAL SHIPYARD
Agency
Case No. 0-NG-1003
DECISION AND ORDER ON NEGOTIABILITY ISSUE
I. Statement of the Case
This case is before the Authority because of a negotiability appeal
filed under section 7105(a)(2)(D) and (E) of the Federal Service
Labor-Management Relations Statute (the Statute) and concerns the
negotiability of a Union proposal to rescind changes in the Agency's
regulations regarding administration of travel advances. We find that
the proposal is negotiable.
II. Union Proposal
The Union in essence proposes that there be no changes in the
Agency's practice regarding the payment of travel and per diem advances
which existed prior to the issuance of proposed Shipyard Notice,
NAVSHIPYDPUGETNOTE 4650.
III. Positions of the Parties
Preliminarily, the Agency contends that the Union's petition for
review is deficient and should be dismissed. Substantively, the Agency
contends that the Union has clearly and unmistakably waived its right to
bargain over the matter at issue. It also contends that the Union's
proposal conflicts with an Agency regulation for which there is a
compelling need. The Union essentially argues that the Agency's
contentions are all without merit.
IV. Analysis
A. Preliminary Contention
The Agency contends that the Union's petition is deficient and should
be dismissed because it does not set forth the matter proposed to be
negotiated in sufficiently specific and delimited form as to be subject
to a negotiability decision by the Authority. However, it is clear from
the record and the parties' submissions including the Agency's
substantive contentions that the parties understood that the Union wants
no change in existing practice regarding the administration of travel
advances. For example, the Union's petition includes a reference to
correspondence between the parties indicating that the "Union's
proposals will be no change in existing practice." See Union's Petition
for Review, Enclosure 6. Therefore, the Union's proposal is
sufficiently specific and delimited so that the Authority can measure
what is proposed for negotiation against specific statutory or
regulatory provisions alleged to bar negotiations. See National
Federation of Federal Employees, Local 1363 and Headquarters, U.S. Army
Garrison, Yongsan, Korea, 4 FLRA 68 (1980), remanded as to other matters
sub nom. Department of Defense, Department of the Army v. FLRA, 685 F.2d
641 (D.C. Cir. 1982).
B. Substantive Contentions
1. Waiver
The record in this case does not provide any basis for substantiating
the Agency's assertion that the Union waived its right to bargain over
the matter at issue in the parties' negotiated agreement. The Agency
may, of course, pursue this question in the context of other appropriate
proceedings. See American Federation of Government Employees, AFL-CIO,
Local 2736 and Department of the Air Force, Headquarters 379th Combat
Support Group (SAC), Wurtsmith Air Force Base, Michigan, 14 FLRA 302 at
306 n. 6 (1984).
2. Compelling Need for Agency Regulation Under Section 7117(a)(2)
NAVSHIPYDPUGETNOTE 4650 contains Department of the Navy directions on
travel administration which would require five specific changes in the
Agency's existing practice. Travel advances would be limited to 80% of
the estimated per diem and miscellaneous expense costs; advances for
per diem/actual expense allowances would not made for one day trips
(where travel commences and ends the same calendar day) but could be
made on a case-by-case basis as long as the total to be advanced is more
than $50; travel advances would not be paid earlier than three working
days prior to commencement of travel; travel claim settlement vouchers
would be required to be submitted to the Disbursing Officer within 10
calendar days after completion of travel; and travelers who receive
overpayments of travel advances will be required to make repayment
within 15 calendar days from the date of the Disbursing Officer's letter
of notification.
Under the Union's proposal, travel advances would remain at the
current limitation of 90% of the estimated per diem and miscellaneous
expense costs; there would continue to be no limitation on advances for
one day travel; travel advances would continue to be paid no earlier
than 10 working days prior to commencement of travel; travel claim
settlement vouchers would continue to be required to be submitted to the
Disbursing Officer within 15 calendar days after the completion of
travel; and travelers who receive overpayments of travel advances would
continue to be required to make payments within 20 calendar days from
the date of the Disbursing Officer's letter of notification.
It is well established that when an Agency alleges a proposal is
nonnegotiable because it conflicts with an Agency regulation for which a
compelling need is claimed to exist under section 7117(a)(2), the Agency
bears the burden of supporting such allegation. American Federation of
Government Employees, AFL-CIO, Local 1928 and Department of the Navy,
Naval Air Development Center, Warminster, Pennsylvania, 2 FLRA 450
(1980). We find that the Agency in this case has failed to demonstrate
that a compelling need exists for the regulation raised as a bar to
negotiations.
The Agency's compelling need contention is based on its arguments
that: (1) its regulation is essential, as distinguished from helpful or
desirable, to the accomplishment of its mission or the execution of its
function in a manner which is consistent with the requirements of an
effective Government; and (2) the regulation implements a mandate under
law or outside authority which is essentially nondiscretionary in
nature. See section 2424.11(a) and (c) of the Authority's Rules. In
support of its position that the regulation is essential, as
distinguished from helpful or desirable, to achieving certain purposes,
the Agency argues only that its regulation would result in a reduction
of the frequency of overpayments of travel advances, thereby saving the
Agency both time and money associated with the collection of
overpayments. Even assuming that the regulation would have the effect
claimed by the Agency, it has not demonstrated that its regulation is
essential, as distinguished from merely helpful or desirable, to
achieving its objective of reducing the costs associated with the
collection of overpayments of travel advances. It does not indicate how
this objective could not be achieved through any means other than this
regulation, such as, for example, more accurate travel estimates. In
failing to demonstrate that, in the absence of its regulation, the
Agency would be unable to save the time and money associated with travel
advance overpayments, it must be concluded that the Agency has not met
its burden of showing that its regulation is essential to the
accomplishment of that objective. See, for example, American Federation
of Government Employees, AFL-CIO, Local 3804 and Federal Deposit
Insurance Corporation, Chicago Region, Illinois, 7 FLRA 217, 220 (1981).
As to its contention that its regulation implements a mandate under
law or outside authority which is essentially nondiscretionary in
nature, the Agency provides no persuasive evidence to support a finding
of compelling need. Rather, it merely asserts that Congress and the
Office of Management and Budget have "mandated" improvements in the
administration of travel. The Agency does not establish that if such a
mandate exists, the manner of its implementation is essentially
nondiscretionary in nature. See, for example, National Treasury
Employees Union, Chapter 26 and Internal Revenue Service, Atlanta
District, 22 FLRA No. 30 (1986) (Union Proposals 3 and 4).
V. Conclusion
For the reasons and cases cited in the foregoing analysis, we find no
merit in the Agency's contention that the Union's petition is deficient,
or in its claim that a compelling need exists for its regulation, under
section 7117(a)(2), so as to bar negotiations concerning the Union's
proposal. Moreover, insofar as the Agency believes that the Union has
waived its right to bargain over the matter at issue in this case, it
may pursue that matter in the context of other appropriate proceedings.
Therefore, the Union's proposal is within the duty to bargain.
VI. Order
Pursuant to section 2424.10 of the Authority's Rules and Regulations,
IT IS ORDERED that the Agency shall upon request (or as otherwise agreed
to by the parties) bargain concerning the Union's Proposal. /*/
Issued, Washington, D.C., November 21, 1986.
/s/ Jerry L. Calhoun, Chairman
/s/ Henry B. Frazier III, Member
/s/ Jean McKee, Member
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
(*) In finding this proposal to be within the duty to bargain, the
Authority makes no judgment as to its merits.