24:0424(43)AR - AFGE Local 17 and VA Central Office -- 1986 FLRAdec AR
[ v24 p424 ]
24:0424(43)AR
The decision of the Authority follows:
24 FLRA No. 43
AMERICAN FEDERATION OF
GOVERNMENT EMPLOYEES
LOCAL 17, AFL-CIO
Union
and
VETERANS ADMINISTRATION
CENTRAL OFFICE
Agency
Case No. 0-AR-1154
DECISION
I. Statement of the Case
This matter is before the Authority on exceptions to the award of
Arbitrator Roger P. Kaplan filed by the Agency under section 7122(a) of
the Federal Service Labor-Management Relations Statute (the Statute) and
part 2425 of the Authority's Rules and Regulations.
II. Background and Arbitrator's Award
The grievance protested the Agency's failure to give the grievant a
career ladder promotion to grade GS-11. According to the Arbitrator,
the grievant's immediate supervisor was advised by the personnel office
that the grievant would be eligible for promotion on July 7, 1985. The
supervisor sent a memorandum to the next level of management
recommending the grievant for promotion, and also informed the grievant
in writing of his intention to recommend her for promotion. The
grievant was not promoted because higher level management contended that
she had not performed higher grade duties. The immediate supervisor had
stated that the grievant had satisfactorily performed and was able to
perform the full range of GS-11 duties.
The matter was submitted to arbitration. The Arbitrator framed the
issue as whether the Agency violated Article 34, Section 17B of the
collective bargaining agreement by its failure to promote the grievant
on July 7, 1985. That provision of the agreement contained the
requirements for career ladder promotion. The Arbitrator noted that the
parties disagreed only on whether the grievant met the first requirement
which concerned "(t)he selectee's demonstration of the ability to
perform the duties of the next higher grade to the satisfaction of the
supervisor." He also noted that the parties agreed at the hearing that
if he found a violation of the agreement, the grievant would be entitled
to retroactive promotion from July 7, 1985 to January 18, 1986 when she
was promoted to GS-11.
The Arbitrator found that the immediate supervisor's testimony
concerning the grievant's satisfactory performance of GS-11 duties
outweighed the claim of higher management that she had not performed
satisfactorily. Therefore, he ruled that the grievant met the first
requirement of the agreement. He rejected the Agency's contention that
the immediate or first level supervisor only can recommend that
promotions be made and he ruled that under his interpretation of the
agreement, the only person to make the determination of ability to
perform at the next higher level was the immediate supervisor. The
Arbitrator ruled that the grievant met the requirements of Article 34,
Section 17B of the agreement and that the Agency violated those
requirements by not promoting her. He sustained the grievance and
awarded the grievant a retroactive promotion and back pay from July 7,
1985 to January 18, 1986.
III. First Exception
A. Contentions
The Agency contends that the award violates management's right to
select under section 7106(a)(2)(C) of the Statute because it fails to
make the required connection between improper Agency action and the
failure of the grievant to be promoted. The Agency contends that the
Arbitrator did not make a finding that the level of management having
authority to promote the grievant would have approved and made the
promotion.
B. Analysis and Conclusion
The Agency's first exception does not provide a basis for finding the
award deficient. As the Agency correctly noted, the Authority has held
that management's right to make selections under section 7106(a)(2)(C)
of the Statute may be constrained and an agency ordered to select a
particular employee for promotion only if the arbitrator finds that the
employee was affected by an improper agency action that directly
resulted in the failure of the employee to be promoted. U.S. Department
of Commerce, Patent and Trademark Office and the Patent Office
Professional Association, 21 FLRA No. 52 (1986). The Authority has also
held with regard to section 7106(a)(2)(C), that a decision to promote an
employee to the next grade in a career ladder position does not
constitute a selection for appointment within the meaning of that
section but is merely a "ministerial act" implementing a prior decision
to select an employee for apointment. National Treasury Employees Union
and NTEU Chapter 72 and Internal Revenue Service, Austin Service Center,
11 FLRA 271 (1983) (Proposal 2). In this case, the grievant was placed
in a career ladder position with promotion governed by the provisions of
Article 34, Section 17B of the agreement. The Arbitrator interpreted
the agreement and found that the immediate supervisor was the proper
person to evaluate the grievant's ability to perform at a higher grade.
He concluded that the requirements for promotion were met and found that
the Agency violated the agreement by failing to promote her. Thus,
contrary to the Agency's contentions, the Arbitrator made the findings
necessary to support his award. The Agency's exception merely
constitutes disagreement with the Arbitrator's interpretation and
application of the collective bargaining agreement which provides no
basis for finding an award deficient. United States Army Missile
Material Readiness Command (USAMIRCOM) and American Federation of
Government Employees, Local 1858, AFL-CIO, 2 FLRA 432, 438 (1980).
IV. Second Exception
A. Contentions
In its second exception, the Agency contends that the award is
contrary to the Back Pay Act, 5 U.S.C. Section 5596, because it does not
make the required connection between improper Agency action and failure
to select the grievant for promotion. The Agency maintains that the
Arbitrator did not expressly find that the Agency's unwarranted action
directly resulted in the failure of the grievant to be promoted.
B. Analysis and Conclusion
The Agency fails to show that the award is contrary to the Back Pay
Act. The Authority has consistently held that in order for an award of
retroactive promotion and backpay to be authorized under the Back Pay
Act, there must be not only a determination that the aggrieved employee
was affected by an unjustified or unwarranted personnel action but also
a determination that such action directly resulted in the denial of a
promotion to the grievant. American Federation of Government Employees,
Local 3553, AFL-CIO and Veterans Administration Medical Center, New
Orleans, Louisiana, 18 FLRA No. 65 (1985). The Arbitrator found that
the grievant met the agreement requirements for promotion and that the
Agency's failure to promote her violated the agreement. Having selected
the grievant for a career ladder position the Agency was obligated to
promote her to the next grade when she demonstrated "the ability to
perform the duties of the next higher grade to the satisfaction of the
supervisor." The Arbitrator found that the grievant made such a
demonstration and he effectively found that she would have been promoted
if the Agency had not refused to comply with the agreement. Further, as
the Arbitrator states in his award, the parties stipulated that the
proper remedy if the Arbitrator found a violation of the agreement would
be a retroactive promotion. Under these circumstances we find that the
Arbitrator made a proper award under the Back Pay Act.
V. Decision
For the above reasons, the Agency's exceptions are denied.
Issued, Washington, D.C. December 10, 1986.
/s/ Jerry . Calhoun, Chairman
/s/ Henry B. Frazier III, Member
/s/ Jean McKee, Member
FEDERAL LABOR RELATIONS AUTHORITY