26:0295(38)AR - Patent and Trademark Office and Patent Office Professional Association -- 1987 FLRAdec AR
[ v26 p295 ]
26:0295(38)AR
The decision of the Authority follows:
26 FLRA No. 38
PATENT AND TRADEMARK OFFICE
Agency
and
PATENT OFFICE PROFESSIONAL
ASSOCIATION
Union
Case No. 0-AR-1204
DECISION
I. Statement of the Case
This matter is before the Authority on exceptions to the arbitration
award of Arbitrator Jerome H. Ross filed by the Agency under section
7122(a) of the Federal Service Labor-Management Relations Statute and
part 2425 of the Authority's Rules and Regulations.
II. Background and Arbitrator's Award
In August 1985 the Agency notified the Union that it was changing the
level of performance necessary to obtain signatory authority from
satisfactory performance to outstanding performance. The Union
submitted bargaining proposals on the impact and implementation of the
Agency's changes in the signatory authority program. The Union also
requested that bargaining on the proposals be combined with negotiations
for the collective bargaining agreement and that the Agency defer
implementation of any changes until the conclusion of negotiations. The
Agency refused and the Union filed a grievance charging, among other
violations, a violation of section 2(f) of the interest arbitration
award of Arbitrator Seidenberg (Seidenberg award).
The portion of the Seidenberg award (which resolved the parties'
impasse over ground rules to cover negotiations on the modification of
their collective bargaining agreement) which was involved provided that
management changes and bargaining over those changes would generally be
deferred until final agreement on the collective bargaining agreement.
The Union had filed an exception to this provision of the Seidenberg
award which was denied by the Authority. Patent and Trademark Office
and Patent Office Professional Association, 15 FLRA 990 (1984). In
denying the exception, the Authority noted that Arbitrator Seidenberg
had clearly confirmed that the provision deferred Agency changes as well
as bargaining over those changes.
The grievance in this case claiming a violation of the Seidenberg
award was not resolved and was submitted to arbitration. In his
discussion accompanying his award, Arbitrator Ross first resolved
several issues concerning the grievability and arbitrability of the
grievance. Specifically, he held, contrary to the contention of the
Agency, that the grievance was not barred under section 7116(d) of the
Statute by an earlier-filed unfair labor practice charge. He found that
the ulp charge did not relate to the issue of the changes in the
signatory authority program and that therefore the grievance over this
issue was not precluded. He also ruled, contrary to the contentions of
the Agency, that the grievance involved a negotiable matter and was
arbitrable. In reaching this conclusion, he considered current and
former provisions of the Federal Personnel Manual relating to
noncompetitive promotions.
On the merits, the Arbitrator determined that section 2(f) of the
Seidenberg award remained binding and that the Agency was obligated to
defer any changes, including changes concerning the signatory authority
program, until the parties' basic collective bargaining agreement had
been negotiated. Accordingly, the Arbitrator found that the Agency had
violated section 2(f) of the Seidenberg award and sustained the
grievance. He directed that the signatory authority program as it
existed before the change be reinstituted and that the Agency and the
Union jointly determine whether any patent examiners had been affected
adversely by the Agency's change and fashion an appropriate make-whole
remedy.
III. First Exception
A. Contentions
The Agency contends that the award is contrary to section 7116(d) of
the Statute because the grievance is precluded by an earlier-filed ulp
charge over the same issue.
B. Analysis and Conclusions
The Authority has held that in order for a grievance to be precluded
by an earlier-filed unfair labor practice charge, the issue which is the
subject matter of the grievance must be the same as the issue which was
the subject matter of the ulp charge. See, for example, Immigration and
Naturalization Service, U.S. Department of Justice and American
Federation of Government Employees, Local 40, 18 FLRA No. 56 (1985). In
this case, the Arbitrator expressly found that the issue which was the
subject matter of the grievance was not the same as the issue which was
the subject matter of the ulp charge. The Agency in its exception fails
to establish otherwise, and this exception provides no basis for finding
the award deficient. See INS and Department of Justice.
IV. Remaining Exceptions
A. Contentions
The Agency contends that by finding the grievance arbitrable, the
award is contrary to its rights to direct and select employees and to
assign work under section 7106(a) of the Statute. Specifically, the
Agency argues that the grievance in this case should have been found
nonarbitrable because it directly challenged and interfered with the
right of management to set the standard of achievement necessary to
obtain signatory authority. The Agency also contends that the award is
deficient because in finding the grievance to be arbitrable, the
Arbitrator misapplied FPM Supplement 296-33 and FPM chapter 335 and he
relied on a superseded version of FPM chapter 335 although he recognized
that it was no longer current.
B. Analysis and Conclusions
We find that the Agency has misconstrued the Arbitrator's award. As
decided by the Arbitrator, the Union's grievance alleged a violation of
and sought to enforce section 2(f) of the Seidenberg award. The
Arbitrator sustained the grievance finding that section 2(f) of the
Seidenberg award remained binding and that the Agency had failed to
comply. Thus, the Arbitrator's award merely implemented and enforced an
interest arbitration award that was final and binding under the Statute,
and the Agency fails to establish in what manner this award is contrary
to section 7106 or the Federal Personnel Manual.
This case is virtually identical to Patent and Trademark Office and
Patent Office Professional Association, 22 FLRA No. 2 (1986),
reconsideration denied (Oct. 9, 1986), where the grievance arbitrator
sustained the Union's grievance and directed that the Agency comply with
a portion of an interest arbitration award as to which the Agency had
not filed timely exceptions with the Authority. We denied the Agency's
exception which contended that under section 7106 the disputed portion
of the interest arbitration award could not be enforced by the grievance
arbitrator. We recognized that when a party fails to file timely
exceptions to an arbitration award, the award becomes final and binding
and the agency for all purposes is unequivocally obligated to take the
actions required by that award. Slip op. at 4. We found that by
directing on the basis of section 7122(b) of the Statute that the agency
implement the disputed portion of the interest arbitration award, the
grievance arbitration award was fully consistent with the Statute and no
basis was provided for finding the award deficient in this respect.
In this case we likewise find that by enforcing the Seidenberg award
on the basis that the award was binding on the parties, the award of
Arbitrator Ross has not been shown to be deficient. As in PTO, 22 FLRA
No. 2, this award is fully consistent with the Statute. Similarly, we
find that no basis is provided for finding the Arbitrator's award
deficient by reason of the Arbitrator's discussion of the FPM provisions
relating to a promotion as the result of gaining signatory authority.
The Agency's contentions constitute nothing more than disagreement with
the Arbitrator's reasoning and conclusions in reaching his award, and
these contentions provide no basis for finding the award deficient. See
U.S. Department of Labor and Local 12, American Federation of Government
Employees, 24 FLRA No. 46 (1986).
V. Decision
For these reasons, the Agency's exceptions are denied, and the stay
of the award previously granted is vacated.
Issued, Washington, D.C., March 20, 1987.
/s/ Jerry L. Calhoun, Chairman
/s/ Henry B. Frazier III, Member
/s/ Jean McKee, Member
FEDERAL LABOR RELATIONS AUTHORITY