26:0368(44)AR - Labor, OIPA and AFGE Local 12 -- 1987 FLRAdec AR
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26:0368(44)AR
The decision of the Authority follows:
26 FLRA No. 44
U.S. DEPARTMENT OF LABOR, OIPA
Agency
and
AMERICAN FEDERATION OF
GOVERNMENT EMPLOYEES,
AFL-CIO, LOCAL 12
Union
Case No. 0-AR-1225
DECISION
I. STATEMENT OF THE CASE
This matter is before the Authority on an exception to the award of
Arbitrator Harry M. Leet filed by the Agency under section 7122(a) of
the Federal Service Labor-Management Relations Statute (the Statute) and
part 2425 of the Authority's Rules and Regulations.
II. BACKGROUND AND ARBITRATOR'S AWARD
The grievance in this case arose when, as the result of a moratorium
on the production of audiovisual materials and a reduction in its
budget, the Agency determined that a reduction in force (RIF) of three
GS-11 audiovisual specialists was necessary. At the same time, the
Agency created a new GS-12 audiovisual specialist position to perform
the duties remaining and other duties relating to new work. The three
employees affected by the RIF were advised of the new position and were
urged to apply. All were found to be qualified for it. The employee
with the least seniority among the three candidates was selected. As a
result of the RIF, one of the other employees who was not selected was
downgraded from GS-11 to a GS-4 position. That employee grieved, and
the matter was submitted to arbitration.
The Arbitrator found that (1) the RIF was properly conducted, (2) the
GS-12 position was properly created and (3) there was justification for
the selection of the least senior employee. However, the Arbitrator
also found that the Agency had breached the parties' collective
bargaining agreement by not establishing a Placement Committee at the
time of the RIF as required by the agreement and that the grievant was
entitled to whatever benefits a Placement Committee might have provided
him. The Arbitrator determined that the record was too incomplete to
order the grievant's placement in any particular position or to
determine with precision what his loss of pay, if any, had been.
Nevertheless, as his award, the Arbitrator ordered the Agency to pay the
grievant an amount equal to one month's difference between the regular
rate of pay for the GS-4 job which the grievant now holds and the rate
of pay for the GS-12 audiovisual specialist position the grievant
claimed he should have received.
III. AGENCY EXCEPTION
A. Contentions
The Agency excepts only to that portion of the award which awards
backpay to the grievant. The Agency contends that the Arbitrator's
award is contrary to the Back Pay Act, 5 U.S.C. Section 5596. The
Agency argues that even if the existence of the Placement Committee
could have had a positive effect on the grievant's opportunity to find
appropriate placement, there was no evidence that (1) the failure to
establish a Placement Committee was an unjustified or unwarranted
personnel action which resulted in the withdrawal or reduction of the
grievant's pay; and (2) but for the failure to establish a Placement
Committee, the grievant would not have suffered a reduction in pay.
B. Analysis and Conclusions
We agree with the Agency's contention that the award is contrary to
the Back Pay Act, 5 U.S.C. Section 5596. In order for an award of
backpay to be authorized under the Back Pay Act, the arbitrator must
determine that the aggrieved employee was affected by an unjustified or
unwarranted personnel action, that the personnel action directly
resulted in the withdrawal or reduction of the grievant's pay,
allowances or differentials, and that but for such action, the grievant
otherwise would not have suffered the withdrawal or reduction. Norfolk
Naval Shipyard, Portsmouth, Virginia and Tidewater Virginia Federal
Employees Metal Trades Council, 21 FLRA No. 39 (1986). In this case,
the Arbitrator determined that the Agency breached the parties'
agreement by failing to establish a Placement Committee at the time of
the RIF as required by the agreement. The Arbitrator also found that
the Agency's breach of the Agreement deprived the grievant of the
benefit of consideration for jobs other than the GS-4 position he now
holds. The Arbitrator did not, however, find that the Agency's
unwarranted action directly resulted in the grievant's reduction from
GS-11 to GS-4. The Arbitrator did not determine that there was any
specific causal connection between the Agency's violation of the
parties' agreement and the grievant's reduction. Moreover, the
Arbitrator did not find that but for the Agency's unwarranted action in
failing to establish a Placement Committee that the grievant would have
been selected for the GS-12 audiovisual position or any other position,
or that the grievant would not have suffered any loss of pay. On the
contrary, the Arbitrator found that the record was too incomplete to
determine the grievant's entitlement to any position or to determine
what the girevant's loss of pay, if any, had been. We conclude that the
Arbitrator did not make the findings necessary for an award of
compensation to the grievant in this case. Consequently, that portion
of the Arbitrator's award is contrary to the Back Pay Act.
IV. DECISION
Accordingly, for the above reasons, the Arbitrator's award is
modified by striking that portion which directs the payment of
compensation to the grievant.
Issued, Washington, D.C., March 23, 1987.
/s/ Jerry L. Calhoun, Chairman
/s/ Henry B. Frazier III, Member
/s/ Jean McKee, Member
FEDERAL LABOR RELATIONS AUTHORITY