American Federation of Government Employees, Local 2501 (Union) and U.S. Department of Defense, Defense Logistics Agency, Defense Distribution Center, New Cumberland, Pennsylvania (Agency)

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56 FLRA No. 187







January 26, 2001


Before the Authority: Donald S. Wasserman, Chairman; Dale Cabaniss and Carol Waller Pope, Members.

Decision by Chairman Wasserman for the Authority.

I.     Statement of the Case

      This matter is before the Authority on exceptions to an award of Arbitrator Alexander Cocalis filed by the Union under section 7122(a) of the Federal Service Labor-Management Relations Statute (the Statute) and part 2425 of the Authority's Regulations. The Agency filed an opposition to the Union's exceptions.

      The Arbitrator determined that the Union had breached a settlement agreement. We conclude that the Union fails to establish that the award is deficient. Accordingly, we deny the Union's exceptions.

II.     Background and Arbitrator's Award

      According to the record in this case, the Union represents bargaining-unit employees of a caretaker workforce located at the former site of the Defense Depot Memphis Tennessee, which was closed in 1997 pursuant to the Base Realignment and Closure Act. Under the Act, use and eventual ownership of the installation is to be turned over to a redevelopment corporation of Memphis and Shelby County, Tennessee. The caretaker workforce performs limited functions pending assumption of those activities by the redevelopment corporation.

      In 1996, the Union filed a grievance that alleged that the Agency failed to bargain with the Union over [ v56 p1053 ] the composition of the caretaker workforce. On June 7, 1997, Arbitrator Ed Bankston sustained the grievance and ordered the Agency to bargain with the Union. Arbitrator Bankston retained jurisdiction for purposes of interpretation and implementation of his award. The Agency did not file exceptions to the Bankston award and entered into an agreement with the Union concerning the composition of the caretaker workforce.

      In November 1999, the Agency notified the Union that it intended to phase out the security function of the caretaker workforce. The Union claimed that the proposed action violated the Bankston award, and on December 6, 1999, the Union requested a clarification by Arbitrator Bankston of his award. On February 20, 2000, Arbitrator Bankston ordered the Agency to cease and desist from phasing out the security function until he had conducted a full review of the issue.

      On April 6, 2000, Arbitrator Alexander Cocalis conducted a hearing on a union grievance over competitive areas. With the assistance of Arbitrator Cocalis, the parties entered into a settlement agreement that was made part of the arbitration record. The settlement agreement provided, in part: "In consideration of the Union dropping all grievances and/or third party proceedings pending as of April 6, 2000, excepting the official time and office equipment grievance, employer agrees to delay all pending reductions in force until June 30, 2001." Union's Exceptions, Exhibit 24. At the request of the Union, Arbitrator Cocalis retained jurisdiction over implementation of the settlement agreement.

      On June 14, 2000, Arbitrator Bankston clarified his 1997 arbitration award and determined that the Agency's awarding of bargaining-unit work to individuals outside the unit was impermissible and constituted a violation of his 1997 award. In a letter to Arbitrator Bankston on July 6, 2000, the Union alleged violations by the Agency of the 1997 award, as clarified, and requested that Arbitrator Bankston order the Agency to abide by the 1997 award, as clarified. On July 24, 2000, the Agency requested the assistance of Arbitrator Cocalis in enforcing the April 6, 2000 settlement agreement. On August 9, 2000, Arbitrator Cocalis issued an award, to which the Union has filed the exceptions in this case, resolving the dispute over the terms of the April 6, 2000 settlement agreement.

      Arbitrator Cocalis determined that the Union had breached the settlement agreement. To Arbitrator Cocalis, there was no doubt that the matter decided by Arbitrator Bankston was pending on April 6, 2000. He also had no doubt that the matter decided by Arbitrator Bankston was encompassed by the agreement to drop pending cases, as it was discussed several times during the settlement negotiations. He specifically rejected the Union's argument that the matter before Arbitrator Bankston had already been decided and all that was pending was the Union's request for clarification. He also rejected the argument that in any event, he did not have the authority to supercede the Bankston award. He ruled that he was only holding that the Union breached the settlement agreement of April 6, 2000, by not dropping the grievance, and that he was not superceding the Bankston award. Arbitrator Cocalis found that "[t]he Government made several major concessions to obtain the agreement. The Union cannot have its cake and eat it, too." Cocalis Enforcement Award at 1. As a remedy, Arbitrator Cocalis "declare[d] the Bankston award null and void." Id.

III.     Positions of the Parties

      The Union primarily contends that Arbitrator Cocalis' determination that a grievance was still pending before Arbitrator Bankston because there was a motion for clarification pending is based on a nonfact and fails to draw its essence from the settlement agreement and the parties' collective bargaining agreement. The Union also contends that Arbitrator Cocalis' remedy of declaring Arbitrator Bankston's award null and void is contrary to law and in excess of Arbitrator Cocalis' authority.

      The Agency contends that the Union fails to establish that the award is deficient. The Agency argues that the award is not based on a nonfact and does not fail to draw its essence from either the settlement agreement or the collective bargaining agreement because there was no question that the Union's clarification request was pending before Arbitrator Bankston at the time of the settlement agreement