OFFICE OF ADMINISTRATIVE LAW JUDGES
WASHINGTON, D.C. 20424-0001
U.S. DEPARTMENT OF JUSTICE
WASHINGTON, D.C. IMMIGRATION AND NATURALIZATION SERVICE, NEW YORK DISTRICT NEW YORK CITY, NEW YORK AND OFFICE OF THE INSPECTOR GENERAL WASHINGTON, D.C. |
|
and
AMERICAN FEDERATION OF GOVERNMENT EMPLOYEES, LOCAL 1917, AFL-CIO
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Case Nos. BN-CA-50149
BN-CA-50156 BN-CA-50698 BN-CA-50700 BN-CA-50701 |
Ignatius A. Gentile For Charging Party
Gary J. Lieberman, Esq. For the General Counsel of the FLRA
Before: SAMUEL A. CHAITOVITZ Chief Administrative Law Judge
Statement of the Case
This case arose under the Federal Service Labor-Management
Relations Statute, Chapter 71 of Title 5 of the U.S. Code, 5 U.S.C.
§ 7101, et seq. (Statute), and the Rules and Regulations of
the Federal Labor Relations Authority (FLRA or Authority), 5 C.F.R.
§ 2411, et seq. Based upon unfair labor practice charges
filed by the American Federation of Government Employees, Local
1917, AFL-CIO (AFGE Local 1917 or Union), in Case Nos. BN-CA-50149,
BN-CA-50156, BN-CA-50698, BN-CA-50700, and BN-CA-50701 against U.S.
Department of Justice, Washington, D.C. (DOJ); U.S. Department of
Justice, Immigration and Naturalization Service, New York District,
New York, N.Y. (NY INS); and U.S. Department of Justice, Office of
the Inspector General, Washington, D.C. (OIG),(1) a Consolidated Complaint and Notice of
Hearing was issued in Case Nos. BN-CA-50149 and BN-CA-50156 and a
Consolidated Complaint and Notice of Hearing was issued in Case
Nos. BN-CA-50698, BN-CA-50700, and BN-CA-50701 on behalf of the
General Counsel (GC) of the FLRA by the Acting Regional Director
for the Boston Region of the FLRA and by the Regional Director for
the Boston Region of the FLRA, respectively. The Respondents filed
timely Answers to the Complaints denying they had violated the
Statute. The Complaints were then consolidated by order of the
Acting Regional Director of the Boston Region of the FLRA. The
Consolidated Complaints allege that Respondents violated §
7116(a)(1) and (8) of the Statute by failing to comply with the
provisions of § 7114(a)(2)(B) of the Statute by denying bargaining
unit employees union representation at examinations in which they
reasonably feared disciplinary action.
A hearing was held in this matter in New York City, New
York. All parties were afforded a full opportunity to be heard, to
examine and cross-examine witnesses, and to introduce evidence.
Respondents and GC of the FLRA filed post hearing briefs which have
been carefully considered.
Based upon the entire record(2), including my observation of the witnesses
and their demeanor, I make the following findings of fact,
conclusions and recommendations.
Findings of Fact
A. Background
1. AFGE and INS.
The American Federation of Government Employees (AFGE) is
the certified exclusive representative of a unit of employees
appropriate for collective bargaining at the Immigration and
Naturalization Service (INS), a component of DOJ. AFGE Local 1917
is an agent of AFGE for representing employees at INS, including NY
INS' Immigration Inspectors at JFK International Airport, New York,
and Detention Enforcement Officers at the Service Processing
Center, 201 Varick Street, New York. Ignatius Gentile is the
President of the Union. Edward J. McElroy is the District Director
for NY INS.
2. OIG Established by the Inspector General Act of 1978.
OIG, a component of DOJ, was established by Congress in 1978 with the enactment of the Inspector General Act, 5 U.S.C. app. §§ 1-12 (IG Act). In establishing the Office of Inspectors General for federal agencies, Congress sought "to more effectively combat fraud, abuse, waste and mismanagement in the programs and operations of . . . departments and agencies." S.Rep. No. 1071, 95th Cong., 2d Sess. 1 (1978), reprinted in 1978 U.S.C.C.A.N. 2676. In each specified governmental agency, the Office of the Inspector General was charged with the responsibility of conducting and supervising audits and civil and criminal investigations relating to the agency's operations, and to provide a means for keeping the head of the establishment and the Congress fully informed about problems and deficiencies of such programs. 5 U.S.C. app. §§ 2(1), (3) and 4(a)(1). The IG Act also provides that the Inspectors General are under the "general supervision" of the agency head, in this case, the head of the Department of Justice, the Attorney General. 5 U.S.C. app. § 3(a). However, under the IG Act "the head of the establishment nor the officer next in rank below such head shall prevent or prohibit the Inspector General from initiating, carrying out, or completing any audit or investigation, or from issuing subpena during the course of any audit or investigation." 5 U.S.C. app. § 3(a).
Howard L. Sribnick is the General Counsel of the Inspector
General of DOJ. Sribnick is routinely advised by the Labor
Management Relations Group of the Justice Management Division of
the DOJ of the current status of the law including decisions by
Federal Courts and the Federal Labor Relations Authority and he
advised OIG of the case law involving § 7114(a)(2)(B) of the
Statute. There was no evidence presented at hearing that the head
of DOJ, the Attorney General, had any role in advising OIG, nor was
there any evidence that anyone at DOJ directed OIG to ensure
compliance with the Statute.(3)
B. OIG Investigates Three Bargaining Unit
Employees at JFK International Airport
The Immigration Inspectors employed by NY INS are
responsible for enforcing the immigration laws of the United
States, including determinations of the admissibility of arrivals
at JFK International Airport (JFKIA). Henry H. Dang, Mike
Lixandroiu and Jerry Pollatos are employed by NY INS as Immigration
Inspectors assigned to JFKIA, and are in the Union's bargaining
unit.(4)
In November 1994 and January 1995, Immigration Inspectors
who worked at JFKIA, including, Inspectors Dang, Lixandroiu and
Pollatos were interrogated by Special Agents of OIG. The
investigations concerned Sorota, allegations about being involved
with the "night riders", accepting of bribes from Chinese
nationals, assisting family members in immigration matters, and
misuse of INS's computer system. The January 1995 interrogations of
Inspectors Dang, Lixandroiu and Pollatos by OIG were of an
administrative nature, since the U.S. Attorney's office had
declined criminal prosecution. No administrative action has been
taken against any of these employees.
1. The interrogation of Immigration Inspector Mike
Lixandroiu.
Mike Lixandroiu has worked as an Immigration Inspector for
NY INS for approximately 8½ years. On January 11, 1995, Lixandroiu
was working the 10 a.m. to 6 p.m. shift in the Delta Terminal of
JFKIA. An hour into the shift, Lixandroiu was given a direct order
by Thomas Spellman, the Assistant Area Port Director of NY INS, to
meet with agents of the OIG at 12 o'clock noon. At that point,
Lixandroiu made his initial request for a Union representative,
which was denied by Spellman. Subsequently, a fellow employee drove
Lixandroiu in a government vehicle to OIG's office in Building 77,
about a 5 to 10 minute drive from the JFKIA arrivals building.
Lixandroiu was ushered into an interrogation room furnished
with a table and a two-way mirror. Two agents of OIG walked in and
identified themselves with credentials. One of the agents was
Grogan. Prior to questioning, Lixandroiu was informed by Grogan
that the subject of the investigation was administrative in nature,
involving the abuse of authority or misconduct. Grogan informed
Lixandroiu that following his investigation the report would be
forwarded to INS for any action to be taken.
At that point, Lixandroiu requested a Union representa-tive
to be present at the interrogation. Agent Grogan denied Lixandroiu
the right to a have a Union representative present during the
interrogation, and explained to him that he no longer possessed
that right. After Grogan requested that Lixandroiu sign a form
waiving his rights, Lixandroiu informed the agents that he did not
wish to speak with them. Grogan advised Lixandroiu that he could
leave the interrogation, but that the consequence of leaving the
interrogation would be that he would be fired.
If an employee does not cooperate in an investigation by the
Inspector General, the procedure is for the OIG agent to contact
the employee's supervisor, in this case Lixandroiu's supervisor, a
management official of NY INS, advise him or her that the employee
is refusing to answer questions, and request that the supervisor
direct that employee to answer the questions. The employee would be
subject to discipline by the employee's agency, in this case, NY
INS.
Following another request from Lixandroiu for a Union
representative, and another denial, Grogan conducted the
interrogation of Lixandroiu.
The interrogation of Lixandroiu lasted in excess of four
hours, without any breaks or any water. At the end of the
questioning, Lixandroiu was directed to sign notes that were taken
during the interview by one of the Special Agents of OIG, and a
waiver form. Lixandroiu refused to sign until he had a full
understanding of what was taking place. After being sworn in,
Lixandroiu made his last request to have a Union representative, to
which the Special Agents informed him that he did not have any
rights. Lixandroiu refused to sign the papers, and he was brought
back to his work site by another Immigration Inspector in a
government vehicle.
Lixandroiu reasonably believed the examination by the OIG
agents could result in disciplinary action against him.
2. The interrogation of Immigration Inspector Henry
Dang.
Henry Dang has been an Immigration Inspector with NY INS
since June 1989. On November 29, 1994, while working the 1300 to
2100 shift, Dang was ordered to the OIG office by Edward Hollis,
the Area Assistant Port Director for NY INS. Dang, like Lixandroiu,
was not informed why he was called in for questioning, but was
concerned and requested that Hollis provide him with a Union
representative. Hollis responded for Dang to go to the OIG's
office, and make his request directly to the OIG agents. Dang was
driven to the OIG office by another Immigration Inspector in a
government vehicle.
Upon Dang's arrival to OIG's office, Grogan led him into an
interrogation room where Special Agent Mark Kelly was present. Dang
immediately asked Grogan whether he was the subject of the
investigation, or a witness, to which the OIG agents replied that
it depended on how he answered their questions. Dang requested to
have his Union representative or an attorney present, to which the
OIG agents replied that he did not have a right to representation
due to a recent change in the law. Grogan warned Dang that if he
did not cooperate fully with the investigation, he would be subject
to termination. Dang was then asked to sign two waiver forms, which
he maintains he signed under duress and with no knowledge of what
he was signing. Dang was advised that they were also asking
questions about Dang, and that it was strictly administrative, with
no criminal charges against him.
After two or three hours of interrogation Dang was asked to
sign a statement. Dang was driven back to the worksite in a
government vehicle by a coworker.
On March 29, 1995, Dang received a letter from John Chase,
Director, Office of Internal Audit, INS, dated February 9, 1995,
that provided:
An inquiry has been conducted concerning allegations that you forcefully took monies from
Chinese nationals at John F. Kennedy Airport, that you took monies from Chinese nationals
seeking asylum, and that you asked a Service employee to give your mother citizenship
without taking the required test.
We have closed the case and will not pursue the matter any further, unless new evidence
comes to our attention.
In accordance with Service policy, no record of this inquiry will be placed in your Official
Personnel Folder.
Dang had a reasonable belief that the examination could
result in disciplinary action against him.
3. The interrogation of Immigration Inspector Jerry
Pollatos.
Jerry Pollatos was questioned by Grogan of OIG on or about
November 21, 1994. Pollatos had a reasonable belief that the
interview could result in disciplinary action. Pollatos requested
Union representation and was denied union representation by
Grogan.
C. OIG Investigates Three Bargaining Unit
Employees at the Service Processing Center, 201 Varick Street, New
York
The Service Processing Center at 201 Varick Street, New York
(201 Varick Street) is a holding detention center for criminal
aliens. Detention Enforcement Officers, employed by NY INS, and
assigned to 201 Varick Street, are responsible for the
transportation and custody of criminal aliens from local jails and
state facilities, and for the execution of arrest warrants and the
deportation of criminal aliens. Sebastian Mason, Joseph Young, and
Edgar Rances are employed by NY INS as Detention Enforcement
Officers assigned 201 Varick Street, and are in the Union's
bargaining unit.
McElroy, the District Director for NY INS maintains a policy
that Detention Enforcement Officers can not purchase or carry
personal firearms, and employees who have violated that policy in
the past were terminated from employment by NY INS. In August 1995,
Mason, Young and Rances were interrogated by Special Agents of OIG
concerning ownership of personal firearms. No administrative action
has been taken against any of these employees.
1. The investigation of Detention Officer Sebastian
Mason.
In August 1995, Mason, while working at the Detention Center
was given a direct order from his first line supervisor to meet
with agents from OIG on the 6th floor of the Center.(5) The two individuals, one male and one female,
identified themselves as agents of OIG. Although Mason was not
informed what the investigation was about, he had a reasonable fear
of discipline and requested to have a Union representative present
during the questioning. The OIG agents responded that there was no
need for a Union representative because it was an administrative
matter and not a criminal matter.
The interrogation continued with an OIG agent writing down
the answers and, after the questioning was over, Mason was sworn
in, and he signed a copy of the notes. The agents also informed
Mason that NY INS initiated the investigation because inquiries
were made by the District Director wanting to know why so many
employees were violating his firearms policy. Finally, the OIG
agents informed Mason that the information was being gathered to be
reviewed by the District Director, who would make the determination
if disciplinary action was warranted.
2. The investigation of Detention Officer Joseph Young.
Young was questioned by agents of OIG during the same time
period as Mason (August 1995), and over the same subject matters.
Young was ordered by his first line supervisor to go to the 6th
floor to meet with two agents from OIG. After identifying
themselves the agents for OIG began asking Young questions about
his knowledge of the District Director's firearms policy, and
whether Young owned a firearm and where he kept it. After several
questions Young requested a Union representative, to which the
agents instructed Young to sit down and that he did not need a
representative or a lawyer. At the end of the questioning, Young
signed a statement and then was sworn in. Young was told by OIG's
agents that the District Director for NY INS initiated the
investigation, and it would be up to the District Director of NY
INS to determine if there would be any disciplinary measures taken.
Discipli-nary action had not been taken against Young at the time
of hearing.
3. The investigation of Detention Officer Edgar Rances.
Edgar Rances was questioned by Agent Phil Turull and/or
Agent Mary Chui by OIG on or about August 12, 1995. Rances had a
reasonable belief that an interview could result in disciplinary
action, but was denied Union representation by OIG agents Turull
and Chui.
Discussion and Conclusions of Law
A. Charges and Consolidated
Complaints
In their brief Respondents renewed their motion that OIG be
dismissed from Cases Nos. BN-CA-50149 and BN-CA-50698 because OIG
was not mentioned in the charges. Respondents base this upon §
7118(a)(4) of the Statute, which provides that no complaint can be
issued on any alleged unfair labor practice which occurred more
than 6 months before the filing of the charge with the Authority.
Respondents argue that if a complaint can be issued against a party
not named in the charge, § 7118(a)(4) of the Statute would be
rendered meaningless. I need not reach this argument because the
Consolidated Complaints in this case are based on pairs or groups
of charges. Thus while OIG was indeed not named in the charge filed
in Case No. BN-CA-50149, OIG was named in the charge filed in Case
No. BN-CA-50156. Both charges dealt with the same series of
incidents and both charges were the basis
for the Consolidated Complaint. The complaint, therefore was based
upon a charge that named OIG. There is no requirement that every
respondent be named in every charge upon which a complaint is
issued. Rather, as was done here, each respondent was named in a
separate charge that involved the same incidents. This is a
reasonable approach to giving each respondent notice that it is the
subject of an unfair labor practice allegation and the nature of
the allegation.
Respondents also argue that NY INS should be dismissed from
BN-CA-50156, BN-CA-50700 and BN-CA-50701 because it was not named
in these individual charges. But INS was named in the charges in
Case Nos. BN-CA-50149 and BN-CA-50698, which, as discussed above
were the basis of the Consolidated Complaints. Thus the
Consolidated Complaints herein, insofar as they involve NY INS and
OIG, are based on charges that named NY INS and OIG.
Accordingly Respondents' renewed motion is without merit and
is denied.
B. Sections 7114(a)(2)(B) and 7116(a)(1) and
(8) of the Statute
Section 7114(a)(2)(B) provides:
(2) An exclusive representative of an appropriate unit in an agency shall be given the
opportunity to be represented at-
* * *
(B) any examination of an employee in the unit by a representative of
the agency in connection with an investigation
if-
(i) the employee reasonably believes that the examination
may result in disciplinary action against
the employee; and
(ii) the employee requests
representation.
Section 7116(a)(1) and (8) provides:
(a) For the purpose of this chapter, it shall be
an unfair labor practice for an agency-
(1) to interfere with, restrain, or coerce any employee in the
exercise by the employee of any right under this
chapter;
* * *
(8) to otherwise fail or refuse to comply with any provision of
this chapter.
C. The examinations
The record herein establishes that the six employees of NY
INS, the three Immigration Inspectors at JFKIA and the three
Detention Officers at the Detention Center, that are the subject of
this proceeding were examined by OIG agents, were employees of NY
INS and were members of the unit represented by AFGE Local
1917.
Further the record herein establishes that each of the six
NY INS employees reasonably believed that his examination by OIG
agents could result in disciplinary action and each requested of
the OIG agents that the employee be permitted Union
representation.(6) Each request for
Union representation was denied by the OIG agents.
D. OIG and DOJ
The GC of the FLRA, relying on Headquarters, National
Aeronautics and Space Administration Center, Washington, D.C., and
National Aeronautics and Space Administration, Office of the
Inspector General, Washington, D.C., 50 FLRA 601 (1995),
petition for enforcement Case Nos. 95-6630 & 95-6690
(11th Cir.) (NASA); and Department of Defense, Defense
Criminal Investigative Service, Defense Logistics Agency and
Defense Contract Administration Services Region, New York, 28
FLRA 1145 (1987) (DOD, DCIS), enforced sub nom. Defense
Criminal Investigative Service, enforced sub nom. Defense Criminal
Investigative Service, Department of Defense v. FLRA, 855 F.2d
93 (3rd Cir. 1988) (DCIS), that OIG was a representa-tive of
DOJ when it investigated the bargaining unit employees at JFKIA and
Detention Center and both DOJ and OIG violated the Statute when the
employees were denied their requests for union representation.
Respondents, relying primarily on U.S. Department of
Justice v. FLRA, 39 F.3d 93 (D.C. Cir. 1944) (USDOJ),
contend that OIG and DOJ did not violate the Statute. With respect
to the position that DOJ can not be responsible for OIG conduct,
Respondents also relys on DOD, DCIS, DCIS and Nuclear
Regulatory Commission, Washington, D.C. v. FLRA, 25 F.3d 229
(4th Cir. 1994) (NRC).
With respect to the OIG, the Authority in NASA held
thatNASA-OIG investigator acted as a "representative of the
agency"(7) within the meaning of §
7114(a)(2)(B). The Authority recognized that NASA-OIG is a separate
investigative component of NASA-HQ, created by the IG Act, that
operates through its own chain of command. In NASA the
Authority, after a thorough analysis of the Statute, rejected the
D.C. Circuit's position in USDOJ, and held that NASA-OIG is
a "representative of the agency" within the meaning of §
7114(a)(2)(B). NASA at 612-620; see also DCIS and DOD,
DCIS.
Accordingly, in the subject case I conclude that OIG is a
representative of DOJ within the meaning of § 7114(a)(2)(B) and the
six employees of NY INS, a component of DOJ, were entitled to have
union representation at the examinations conducted by the OIG
agents. The OIG agents' denials of the requested union
representation interfered with the rights of unit employees at NY
INS and violated § 7116(a)(1) and (8) of the Statute.
With respect to NASA-HQ, the parent organization in the
NASA case, the Authority found that OIG represented "not
only the interests of OIG, but ultimately NASA, HQ and its
subcomponent offices." Id. at 621. The Authority, noting
that the IG Act specifically provides that the IGs report to and
are under the supervision of the head of the agency, found that
NASA HQ was responsible for the statutory violations committed by
its OIG. The Authority went on to state that NASA HQ was
responsible "for the manner in which OIG conducts investigative
interviews pursuant to section 7114(a)(2)(B) fully effectuates the
purposes of the Statute." Id. at 621.
In light of the Authority decision and careful reasoning in
NASA, I conclude DOJ was represented by and responsible for
the manner in which OIG conducted the examinations in the subject
case. Id. at 622. In the subject case the record fails to
establish that DOJ advised OIG of the employees' rights under §
7114(a)(2)(B) of the Statute or that OIG should grant the employees
the right to union representation.(8) Accordingly, I conclude that DOJ was
responsible for the conduct of OIG and, therefore, that DOJ
violated § 7116(a)(1) and (8) of the Statute.
E. NY INS
NY INS, relying upon DOD, DCIS, argues that NY INS
can not be held liable for the acts of the OIG because a component
agency could not have influence on the OIG. The Authority affirmed
the perceptive ALJ who stated that, "although DCIS and DLA are both
part of the DOD, I conclude DCIS is so independent of DLA and in
fact so independent within DOD, that DCIS and its investigators are
not agents or representatives of DLA." Id. at 1163. The
Authority noted that Defense Contract Administration Services
Management Area summoning employees and providing rooms for DCIS
was not sufficient to make it responsible for the DCIS conduct.
The record in the subject case, however, shows more
involvement by the component agency in the OIG investigation. NY
INS was an active participant in the OIG examination and, in fact
played a pivotal role.
NY INS was not a mere bystander, or even a limited
participant, to OIG's examinations of its employees. Thus NY INS
initiated the OIG investigations of the three Detention Officers,
NY INS instructed its employees to attend the OIG examinations, NY
INS would receive the results of these OIG administrative
investigations and decide upon the appropriate administrative
action to be taken against its employees. Most important, if the
employee refused to cooperate with the OIG examination, NY INS
would, at the request of the OIG agent, order the employee to
cooperate in the investigation or be disciplined by NY INS for
failing to follow an order. Thus NY INS was the force that
compelled its own employees to give up their statutory rights and
participate in the OIG examinations.
NY INS did not tell employees that they could invoke their
rights under § 7114(a)(2)(B) of the Statute and NY INS did not tell
their employees that if the OIG did not let the employees exercise
their statutory rights NY INS would not require the employees to
cooperate with the OIG agents.
Accordingly, I conclude that DOD, DCIS is
distinguishable and, in the subject situation, NY INS actively
participated in denying their own employees their statutory rights,
with respect to OIG examinations and that NY INS violated §
7116(a)(1) and (8) of the Statute. Cf. U.S. Department of Labor,
Mine Safety and Health Administration, 35 FLRA 790 (1990)
(holding Mine Safety and Health Administration liable for the
illegal actions of the Department's IG in a case where the IG was
not charged).
Based on the foregoing findings and conclusions, it is
recommended that the Authority issue the following Order:
ORDER
Pursuant to section 2423.29 of the Authority's Rules and
Regulations and section 7118 of the Statute, U.S. Department of
Justice, Washington, D.C.; U.S. Department of Justice, Immigration
and Naturalization Service, New York District, New York City, New
York; and U.S. Department of Justice, Office of the Inspector
General, Washington, D.C., shall:
1. Cease and desist from:
(a) Requiring any bargaining unit employee of the
U.S. Department of Justice, Immigration and Naturalization Service,
New York District, New York City, New York, to take part in any
examination conducted pursuant to section 7114(a)(2)(B) of the
Statute without allowing the American Federation of Government
Employees, Local 1917, AFL-CIO, or any other exclusive collective
bargaining representative of the employee, to participate in such
examination, when such representation has been requested by the
employee.
(b) In any like or related manner, interfering with,
restraining or coercing Immigration and Naturalization Service
employees in their rights assured by the Statute.
2. Take the following affirmative action in order to
effectuate the purposes and policies of the Statute:
(a) U.S. Department of Justice shall order U.S.
Department of Justice, Office of the Inspector General to comply
with the requirements of section 7114(a)(2)(B) of the Statute when
conducting investigatory examinations of employees pursuant to that
section of the Statute.
(b) U.S. Department of Justice, Office of the
Inspector General shall comply with the requirements of section
7114(a)(2)(B) of the Statute when conducting investigatory
examinations of employees pursuant to that section of the
Statute.
(c) U.S. Department of Justice, Immigration and
Naturalization Service will not instruct its employees to cooperate
with the Office of the Inspector General if it fails to comply with
the requirements of section 7114(a)(2)(B) of the Statute when
conducting investigatory examinations of employees pursuant to that
section of the Statute.
(d) Not take disciplinary or other action against
Immigration and Naturalization Service employees Henry H. Dang,
Mike Lixandroiu, Jerry Pollatos, Sebastian Mason, Joseph Young, and
Edgar Rances as a result of any information acquired as a result of
their examinations by agents of the Office of the Inspector General
in November 1994, and January and August 1995, when these employees
requested and were denied representation by American Federation of
Government Employees, Local 1917, AFL-CIO.
(e) Post at the facilities of the New York District
of the Immigration and Naturalization Service where bargaining unit
employees are located, copies of the attached Notices on forms to
be furnished by the Federal Labor Relations Authority. Upon receipt
of such forms, they shall be signed by U.S. Attorney General, by
the Inspector General of the U.S. Department of Justice, and by the
Director of the New York District, U.S. Immigration and
Naturalization Service, as appropriate and shall be posted for 60
consecutive days thereafter, in conspicuous places, including all
bulletin boards and other places where notices to employees are
customarily posted. Reasonable steps shall be taken to insure that
such Notices are not altered, defaced, or covered by any other
material.
(f) Pursuant to section 2423.30 of the Authority's
Rules and Regulations, notify the Regional Director of the Boston
Region, in writing, within 30 days from the date of this Order, as
to what steps have been taken to comply.
Issued, Washington, DC, June 14, 1996
__________________________
SAMUEL A. CHAITOVITZ
Chief Administrative Law Judge
POSTED BY ORDER OF THE
FEDERAL LABOR RELATIONS AUTHORITY
The Federal Labor Relations authority has found that U.S.
Department of Justice, Washington, D.C., violated the Federal
Service Labor-Management Relations Statute and has ordered us to
post and abide by this notice.
We hereby notify our employees that:
WE WILL NOT require any bargaining unit employee of the U.S.
Department of Justice, Immigration and Naturalization Service, New
York District, New York City, New York, to take part in any
examination conducted pursuant to section 7114(a)(2)(B) of the
Statute without allowing the American Federation of Government
Employees, Local 1917, AFL-CIO, or any other exclusive collective
bargaining representative of the employee, to participate in such
examination, when such representation has been requested by the
employee.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce employees in the exercise of the rights assured
them by the Federal Service Labor-Management Relations Statute.
WE WILL comply with the requirements of section 7114(a)(2)(B) of
the Statute when conducting investigatory examinations of employees
pursuant to that section of the Statute.
(Activity)
Date: ________________________ By: ___________________________
(Signature) (Title)
This Notice must remain posted for 60 consecutive days from the
date of posting and must not be altered, defaced or covered by any
other material.
If employees have any questions concerning this Notice or
compliance with any of its provisions, they may communicate
directly with the Regional Director of the Federal Labor Relations
Authority, Boston Region, 99 Summer Street, Suite 1500, Boston,
Massachusetts 02110-1200, and whose telephone number is: (617)
424-5743.
NOTICE TO ALL EMPLOYEES
POSTED BY ORDER OF THE
FEDERAL LABOR RELATIONS AUTHORITY
The Federal Labor Relations authority has found that Immigration
and Naturalization Service, New York District, New York City, New
York, violated the Federal Service Labor-Management Relations
Statute and has ordered us to post and abide by this notice.
We hereby notify our employees that:
WE WILL NOT require any bargaining unit employee of ours to take
part in any examination conducted pursuant to section 7114(a)(2)(B)
of the Statute without allowing the American Federation of
Government Employees, Local 1917, AFL-CIO, or any other exclusive
collective bargaining representative of the employee, to
participate in such examination, when such representation has been
requested by the employee.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce our employees in the exercise of the rights
assured them by the Federal Service Labor-Management Relations
Statute.
WILL NOT instruct our employees to cooperate with the Office of
the Inspector General if it fails to comply with the requirements
of section 7114(a)(2)(B) of the Statute when conducting
investigatory examinations of employees pursuant to that section of
the Statute.
WE WILL take no disciplinary or other action will be taken
against INS employees Henry H. Dang, Mike Lixandroiu, Jerry
Pollatos, Sebastian Mason, Joseph Young, and Edgar Rances as a
result of any information acquired as a result of their
examinations by agents of the Office of the Inspector General in
November 1994, and January and August 1995, when these employees
requested and were denied representation by American Federation of
Government Employees, Local 1917, AFL-CIO.
(Activity)
Date: _________________________________ By: ________________________________
(Signature) (Title)
This Notice must remain posted for 60 consecutive days from the
date of posting and must not be altered, defaced or covered by any
other material.
If employees have any questions concerning this Notice or
compliance with any of its provisions, they may communicate
directly with the Regional Director of the Federal Labor Relations
Authority, Boston Region, 99 Summer Street, Suite 1500, Boston,
Massachusetts 02110-1200, and whose telephone number is: (617)
424-5743.
NOTICE TO ALL EMPLOYEES
POSTED BY ORDER OF THE
FEDERAL LABOR RELATIONS AUTHORITY
The Federal Labor Relations authority has found that U.S.
Department of Justice, Office of the Inspector General, Washington,
D.C., violated the Federal Service Labor-Management Relations
Statute and has ordered us to post and abide by this notice.
We hereby notify our employees that:
WE WILL NOT require any bargaining unit employee of the U.S.
Department of Justice, Immigration and Naturalization Service, New
York District, New York City, New York, to take part in any
examination conducted pursuant to section 7114(a)(2)(B) of the
Statute without allowing the American Federation of Government
Employees, Local 1917, AFL-CIO, or any other exclusive collective
bargaining representative of the employee, to participate in such
examination, when such representation has been requested by the
employee.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce our employees in the exercise of the rights
assured them by the Federal Service Labor-Management Relations
Statute.
WE WILL order U.S. DEPARTMENT OF JUSTICE, OFFICE OF THE INSPECTOR GENERAL to comply with the requirements of section 7114(a)(2)(B) of the Statute when conducting investigatory examinations of employees pursuant to that section of the Statute.
WE WILL NOT take disciplinary or other action against INS
employees Henry H. Dang, Mike Lixandroiu, Jerry Pollatos, Sebastian
Mason, Joseph Young, and Edgar Rances as a result of any
information acquired as a result of their examinations by agents of
the Office of the Inspector General in November 1994, and January
and August 1995, when these employees requested and were denied
representation by American Federation of Government Employees,
Local 1917, AFL-CIO.
(Activity)
Date: ________________________________ By: ___________________________________
(Signature) (Title)
This Notice must remain posted for 60 consecutive days from the
date of posting and must not be altered, defaced or covered by any
other material.
If employees have any questions concerning this Notice or
compliance with any of its provisions, they may communicate
directly with the Regional Director of the Federal Labor Relations
Authority, Boston Region, 99 Summer Street, Suite 1500, Boston,
Massachusetts 02110-1200, and whose telephone number is: (617)
424-5743.
1. The Respondents named in each separate charge will be set forth and discussed herein in Discussion and Conclusions of Law.
2. GC of the FLRA filed a Motion to Correct Transcript. No opposition to this Motion has been filed. Accordingly, the Motion, which is attached hereto as Attachment A, is GRANTED, and the requested corrections in the transcript are hereby made.
3. Special Agent Grogan testified that if instructed, he would comply with an Attorney General direction for him to abide by an employee's section 7114(a)(2)(B) rights under the Statute. On further examination Special Agent Grogan testified his answer would be different assuming the Attorney General could not direct the OIG how to conduct an investigation.
4. In November 1993, George Sorota, an Immigration Inspector for NY INS employed at JFKIA and a steward for the Union, was advised that he was the subject of an investigation by OIG. After learning of the investigation, Sorota spoke with Stephen Grogan, a Special Agent employed by OIG, at the office of OIG at JFKIA. Grogan informed Sorota that the source of the complaints that led to the investiga-tion came from management at JFKIA (NY INS), but that he could not be specific in naming the source. Sorota was investigated by OIG about allegations that he was involved in espionage, and being a participant in a group termed the "night riders." The "night riders" were an alleged group of Immigration Inspectors that patrolled the streets on their off duty time actively searching for criminal activity in order to make arrests. Sorota was questioned by OIG on three separate occasions between November 1993 and March 1995.
5. OIG does not maintain an office at the Detention Center, but was using office space from NY INS.
6. Certain of the NY INS employees also requested Union representation of the NY INS supervisor who told the employees of the OIG examination. The NY INS supervisor either denied the request or told the employees to make the request of the OIG agents.
7. The agency in NASA is NASA-HQ.
8. Although OIG's General Counsel may have advised OIG of the status of the law, the record does not establish that anyone from DOJ or OIG instructed the OIG agents to grant INS employees their statutory rights.