19:0039(3)AR - OPM and AFGE Local 32 -- 1985 FLRAdec AR
[ v19 p39 ]
19:0039(3)AR
The decision of the Authority follows:
19 FLRA No. 3
OFFICE OF PERSONNEL MANAGEMENT
Agency
and
AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO, LOCAL 32
Union
Case No. O-AR-457
DECISION
This matter is before the Authority on exceptions to the award of
Arbitrator Joseph M. Sharnoff filed by the Agency under section 7122(a)
of the Federal Service Labor-Management Relations Statute and part 2425
of the Authority's Rules and Regulations.
The grievance in this case concerns the Agency's reassignment of the
grievant from the position of claims examiner, GS-5, to the position of
contact representative, GS-5. The parties submitted to arbitration the
issue of whether the Agency fully met its obligation under Article 7,
Section 13 to "assist employees in trying to improve unacceptable
performance" before taking a reassignment action. The Arbitrator agreed
with the Agency that the grievant had significant deficiencies in her
ability to perform her work on a consistent basis with the requisite
speed and accuracy. The Arbitrator also acknowledged that the grievant
was counseled on her performance, that her work was reviewed with her in
detail with her errors discussed and suggestions for improvement
offered, and that remedial training was provided. The Arbitrator
further noted that these actions proved insufficient because the
grievant remained unable to consistently demonstrate proficiency.
However, in view of the grievant having demonstrated some significant
progress towards proficiency, the Arbitrator questioned whether there
was other remedial training available for her and whether the Agency
properly determined that the grievant was incapable of achieving
satisfactory performance on a consistent basis without considering other
types of remedial training. In these respects, the Arbitrator
determined that further appropriate remedial training would not have
been futile and that accordingly the Agency had not fulfilled its
obligation to the grievant under Article 7, Section 13 of the agreement
before it reassigned her. However, because there was no evidence as to
what additional forms of appropriate remedial training may be available
for the grievant to meet her particular needs consistent with Article 6
of the parties' collective bargaining agreement pertaining to training
and career development; because there was no evidence on what training
funds may be available to provide further remedial training; and
because the parties apparently had not considered such matters, the
Arbitrator as his award directed that the grievant be returned to the
position of claims examiner, GS-5, and that the parties attempt to
determine what other forms of training and necessary funds may be
available to provide appropriate remedial training pursuant to the
parties' agreement and what would be reasonable periods for the grievant
to receive such training and to demonstrate adequate proficiency as a
claims examiner, GS-5. In addition, the Arbitrator retained
jurisdiction to resolve such matters if the parties were unable to reach
agreement.
In its first exception the Agency contends that the award is contrary
to management's right to assign work under section 7106(a)(2)(B) of the
Statute. Specifically, the Agency maintains that the assignment of
training during the duty time of employees constitutes an exercise of
management's right to assign work under section 7106(a)(2)(B) and that
consequently the award by directing that the parties attempt to
determine what appropriate remedial training may be available for the
grievant interferes with that right contrary to the Statute.
In Department of Health and Human Services, Social Security
Administration, Charlotte, North Carolina District and American
Federation of Government Employees, Local 3509, AFL-CIO, 17 FLRA No. 21
(1985), the Authority acknowledged that it has uniformly held that the
plain language of section 7106(a) provides that nothing in the Statute
shall affect the authority of an agency to exercise the rights
enumerated in that section and that therefore no arbitration award may
interpret or enforce a provision of a collective bargaining agreement so
as to improperly deny an agency the authority to exercise its rights
under section 7106(a) of the Statute. Id. at 2. However, the Authority
further acknowledged that it has indicated that because the rights of
management set forth in section 7106(a) are subject to section
7106(b)(2) and (3), /1/ an award that is claimed to interfere with
rights under section 7106(a) that enforces an applicable procedure or
appropriate arrangement which has been negotiated by the parties may not
necessarily be contrary to section 7106(a). Id. Thus, in Internal
Revenue Service, Austin District and National Treasury Employees Union,
NTEU Chapter 52, 9 FLRA 672 (1982), the Authority determined that an
award that simply enforced a properly negotiated appropriate arrangement
under section 7106(b)(3) was not contrary to section 7106(a) of the
Statute. In terms of this case, the Authority similarly finds that the
award has simply enforced a properly negotiated appropriate arrangement
under section 7106(b)(3) of the Statute. As noted, Article 7, Section
13 of the parties' agreement merely provides for management assistance
for improvement of performance to employees adversely affected by the
Agency's exercise of its authority under section 7106(a) to appraise the
job performance of employees. The Authority concludes that this
provision constitutes a properly negotiated appropriate arrangement
because it attends to the immediate needs for remedial assistance and
support for employees whom management has appraised as not adequately
performing the duties of their position, while assuring management's
right to assign employees for performance reasons after a reasonable
opportunity to closely perform has been provided. Indeed, the provision
is closely modeled on the statutory requirements of 5 U.S.C. 4302(b)(6).
/2/ Furthermore, the Arbitrator's enforcement of this provision by
simply directing the parties to attempt to determine consistent with the
provisions of the parties' agreement pertaining to training and career
development what appropriate remedial training may be available for the
grievant has not been shown to improperly impinge on management
prerogatives in the assignment of training during the duty time of
employees under section 7106(a)(2)(B) of the Statute. For these
reasons, this exception provides no basis for finding the award
deficient.
In its second exception the Agency contends that the award is
contrary to section 7106(a)(1) of the Statute. Specifically, the Agency
claims that the award is deficient as an interference with management's
right to determine its budget because the Arbitrator has directed the
Agency "to find the necessary funds" for the additional training of the
grievant. The Authority finds that the Agency has misapprehended the
Arbitrator's award and that therefore this exception provides no basis
for finding the award deficient. Contrary to the claim of the Agency,
the Arbitrator has only directed in his award that the parties "attempt
to determine what . . . necessary funds are available to provide
appropriate remedial training." Award at 18. Thus, rather than
interfering with management's right to determine its budget, the award
clearly observes extant budgetary limitations on available funding of
training. Consequently, the Agency fails to establish that the award is
contrary to section 7106(a)(1) of the Statute, as alleged.
In its third exception the Agency contends that the award does not
draw its essence from the collective bargaining agreement.
Specifically, the Agency argues that the Arbitrator failed to properly
construe the collective bargaining agreement. The Authority finds that
this exception constitutes nothing more than disagreement with the
Arbitrator's interpretation and application of the collective bargaining
agreement and provides no basis for finding the award deficient. See,
e.g., Federal Correctional Institution, Petersburg, Virginia and
American Federation of Government Employees, Local 2052, Petersburg,
Virginia, 13 FLRA No. 108 (1983).
In its fourth exception the Agency contends that the award is
internally inconsistent and contradictory because the Arbitrator had no
basis for ordering the Agency to consider additional training. The
Authority finds that this exception constitutes nothing more than
disagreement with the Arbitrator's findings of fact and his reasoning
and conclusions and provides no basis for finding the award deficient
under the Statute. See, e.g., General Services Administration and
American Federation of Government Employees, Council 236, 15 FLRA No. 69
(1984).
In its fifth exception the Agency contends that the award is unclear
in its meaning and effect and is too uncertain to be sustained.
However, contrary to the claim of the Agency, the Authority finds that
the Arbitrator clearly, precisely, and unambiguously directed the
parties in accordance with his instructions and the parties' collective
bargaining agreement to make certain determinations and proceed
accordingly. Thus, this exception fails to provide a basis for finding
the award deficient under the Statute. See, e.g., U.S. International
Trade Commission, Washington, D.C. and American Federation of Government
Employees, Local 2211, AFL-CIO, 13 FLRA 440 (1983).
Accordingly, the Agency's exceptions are denied. Issued, Washington,
D.C., July 11, 1985
Henry B. Frazier III, Acting
Chairman
William J. McGinnis, Jr., Member
FEDERAL LABOR RELATIONS AUTHORITY
--------------- FOOTNOTES$ ---------------
/1/ Section 7106(b) of the Statute pertinently provides:
(b) Nothing in this section shall preclude any agency and any
labor organization from negotiating--
. . . .
(2) procedures which management officials of the agency will
observe in exercising any authority under this section; or
(3) appropriate arrangements for employees adversely affected
by the exercise of any authority under this section by such
management officials.
/2/ Pursuant to section 4302(b)(6), an employee must first be given
an opportunity to demonstrate acceptable performance of the duties of
the employee's position before an agency may reassign, reduce-in-grade,
or remove for unacceptable performance.