Local 1867, American Federation of Government Employees (AFL-CIO) (Union) and United States Air Force Academy (Activity)
[ v02 p684 ]
02:0684(86)AR
The decision of the Authority follows:
2 FLRA No. 86
LOCAL 1867, AMERICAN FEDERATION
OF GOVERNMENT EMPLOYEES (AFL-CIO)
Union
and
UNITED STATES AIR FORCE ACADEMY
Activity
FLRC NO. 78A-156
DECISION ON APPEAL FROM ARBITRATION AWARD
BACKGROUND OF CASE
ACCORDING TO THE ARBITRATOR, THE GRIEVANT WAS EMPLOYED AS A COLLATOR
OPERATOR IN THE ACTIVITY'S PRINTING PLANT. DURING A PERIOD OF
APPROXIMATELY 13 MONTHS, THE POSITION OF OFFSET PRESS BINDERY FOREMAN AT
THE PLANT REMAINED OFFICIALLY VACANT AND THE GRIEVANT CLAIMED THAT
DURING THIS PERIOD OF TIME HE PERFORMED THE DUTIES OF ACTING FOREMAN.
THE GRIEVANT ALLEGED THAT THIS CONSTITUTED A DETAIL IN EXCESS OF 60
DAYS, ENTITLING HIM, UNDER THE PARTIES' NEGOTIATED AGREEMENT, TO A
TEMPORARY PROMOTION TO THE HIGHER GRADED POSITION. THE MATTER
ULTIMATELY WAS SUBMITTED TO ARBITRATION.
THE ARBITRATOR'S AWARD
THE PARTIES STIPULATED THAT THE ISSUE BEFORE THE ARBITRATOR WAS:
IN ACCORDANCE WITH ARTICLE 21, SECTION A, OR ARTICLE 22, SECTION E,
WAS MANAGEMENT
OBLIGATED TO TEMPORARILY PROMOTE GRIEVANT TO A WS-9 FOR THE PERIOD 20
FEBRUARY 1977 THROUGH 18
MARCH 1978 BASED ON THE GRIEVANT'S PERFORMANCE OF THE PRESS BINDERY
FOREMAN'S JOB FOR MORE
THAN 60 WORKDAYS?
AT THE ARBITRATION HEARING, THE ACTIVITY ALLEGED IN PART THAT THE
GRIEVANT DID NOT PERFORM THE HIGHER GRADED DUTIES ON A CONTINUAL BASIS
BUT ACTED ONLY IN THE ABSENCE OF THE PRINTING PLANT MANAGER. THE
ARBITRATOR SUSTAINED THE GRIEVANCE, HOLDING THAT THE ACTIVITY VIOLATED
THE AGREEMENT /1/ BY NOT TEMPORARILY PROMOTING THE GRIEVANT. AS AN
AWARD, HE FOUND THE GRIEVANT ENTITLED TO BACKPAY FOR THE PERIOD AT
ISSUE, LESS 60 DAYS.
AGENCY'S APPEAL
THE AGENCY FILED A PETITION FOR REVIEW OF THE ARBITRATOR'S AWARD WITH
THE FEDERAL LABOR RELATIONS COUNCIL. THIS CASE WAS PENDING BEFORE THE
COUNCIL ON DECEMBER 31, 1978. IN ACCORDANCE WITH SECTION 2400.5 OF THE
TRANSITION RULES OF THE FEDERAL LABOR RELATIONS AUTHORITY (44 FED.REG.
44741) AND SECTION 7135(B) OF THE FEDERAL SERVICE LABOR-MANAGEMENT
RELATIONS STATUTE (92 STAT. 1215), THE RULES OF PROCEDURE OF THE
COUNCIL, 5 C.F.R.PART 2411 (1978), REMAIN OPERATIVE WITH RESPECT TO THE
PRESENT CASE, EXCEPT THAT THE WORD "AUTHORITY" IS SUBSTITUTED, AS
APPROPRIATE, WHEREVER THE WORD "COUNCIL" APPEARS IN SUCH RULES.
PURSUANT TO SECTION 2411.32 OF THE RULES AS SO AMENDED, THE AUTHORITY
ACCEPTED THE AGENCY'S PETITION FOR REVIEW INSOFAR AS IT RELATED TO THE
AGENCY'S EXCEPTION WHICH ALLEGED THAT THE AWARD VIOLATES APPROPRIATE
REGULATION. ALSO PURSUANT TO SECTION 2411.47(F) OF THE AMENDED RULES,
THE AUTHORITY GRANTED THE AGENCY'S REQUEST FOR A STAY OF THE AWARD
PENDING DETERMINATION OF THE APPEAL.
OPINION
SECTION 2411.37(A) OF THE AMENDED RULES OF PROCEDURE PROVIDES:
(A) AN AWARD OF AN ARBITRATOR SHALL BE MODIFIED, SET ASIDE IN WHOLE
OR IN PART, OR REMANDED
ONLY ON GROUNDS THAT THE AWARD VIOLATES APPLICABLE LAW, APPROPRIATE
REGULATION, OR THE ORDER,
OR OTHER GROUNDS SIMILAR TO THOSE APPLIED BY THE COURTS IN PRIVATE
SECTOR LABOR-MANAGEMENT
RELATIONS.
AS PREVIOUSLY NOTED, THE AUTHORITY ACCEPTED THE AGENCY'S PETITION FOR
REVIEW INSOFAR AS IT RELATED TO THE AGENCY'S EXCEPTION WHICH ALLEGED
THAT THE AWARD VIOLATES APPROPRIATE REGULATION. BECAUSE THIS CASE
INVOLVED A MATTER FOR WHICH THE CIVIL SERVICE COMMISSION WAS RESPONSIBLE
FOR PRESCRIBING REGULATIONS, AND SINCE UNDER SECTION 902(B) OF THE CIVIL
SERVICE REFORM ACT OF 1978 (92 STAT. 1224) THIS APPEAL MUST BE RESOLVED
AS IF THE CIVIL SERVICE REFORM ACT HAD NOT BEEN ENACTED, THE AUTHORITY
REQUESTED FROM THE OFFICE OF PERSONNEL MANAGEMENT (THE SUCCESSOR AGENCY
TO THE CIVIL SERVICE COMMISSION WITH RESPECT TO THE MATTERS INVOLVED
HEREIN) AN INTERPRETATION OF PERTINENT CIVIL SERVICE COMMISSION
REGULATIONS AS THEY PERTAIN TO THE ARBITRATOR'S AWARD IN THIS CASE. THE
RESPONSE OF THE OFFICE OF PERSONNEL MANAGEMENT IS SET FORTH BELOW IN
RELEVANT PART:
IN THIS CASE THE UNION ALLEGED BEFORE THE ARBITRATOR THAT THE
GRIEVANT, A WG-10 POWER
COLLATOR OPERATOR, WAS DETAILED TO A HIGHER GRADE POSITION (OFFSET
PRESS/BINDERY FOREMAN,
WS-9) FOR A PERIOD OF 60 DAYS AND, IN ACCORDANCE WITH THE PARTIES'
NEGOTIATED AGREEMENT, WAS
ENTITLED TO A TEMPORARY PROMOTION COMMENCING WITH THE 61ST DAY. THE
PARTIES' NEGOTIATED
AGREEMENT PROVIDES THAT DETAILS TO HIGHER GRADED POSITIONS WILL NOT
EXCEED SIXTY (60) DAYS,
AND ASSIGNMENT TO HIGHER GRADED POSITIONS FOR PERIODS IN EXCESS OF
SIXTY (60) DAYS WILL BE
ACCOMPLISHED BY TEMPORARY PROMOTION. THE GRIEVANT ALLEGEDLY
PERFORMED THE DUTIES OF FOREMAN
FOR APPROXIMATELY 13 MONTHS. MANAGEMENT ALLEGED IN PERTINENT PART
THAT THE GRIEVANT DID NOT
PERFORM THE HIGHER GRADED FOREMAN DUTIES ON A CONTINUAL BASIS BUT
ACTED ONLY IN THE ABSENCE OF
THE PRINTING PLANT MANAGER. THE ARBITRATOR FOUND THAT THE GRIEVANT
SHOULD HAVE RECEIVED A
TEMPORARY PROMOTION AND, THEREFORE, IS ENTITLED TO BACK PAY FOR THE
PERIOD AT ISSUE LESS THE
60-DAY PERIOD PROVIDED FOR IN THE PARTIES' NEGOTIATED AGREEMENT. WE
HAVE BEEN ASKED WHETHER
THE ARBITRATOR'S AWARD CONFLICTS WITH APPLICABLE REGULATIONS.
WITH REFERENCE TO THE VARIOUS TIME CONSTRAINTS CONCERNING DETAILS AND
TEMPORARY PROMOTIONS, IT HAS BEEN THE POLICY OF THE CIVIL SERVICE
COMMISSION TO DEAL WITH THESE TIME FRAMES IN TERMS OF CONTINUOUS DAYS.
THIS POLICY WAS AFFIRMED BY THE GENERAL ACCOUNTING OFFICE WHEN IT
DECIDED THE MATTER OF WILLIAM G. ATHERTON, B-173783.200, JULY 31, 1978.
(SEE ALSO U.S. CIVIL SERVICE COMMISSION BULLETIN NO. 300-43, GAO
DECISIONS ON CONSECUTIVE DETAILS AND BACKPAY AWARDS, OCTOBER 30, 1978.)
IN PERTINENT PART THE GAO NOTED:
IT IS EVIDENT FROM ALL OF THE ABOVE THAT THE RULE CONCERNING
RETROACTIVE TEMPORARY
PROMOTIONS FOR EXTENDED DETAILS ONLY APPLIES WHEN A GIVEN DETAIL
LASTS MORE THAN 120 DAYS, AS
AN AGENCY MAY DETAIL AN EMPLOYEE FOR A LESSER PERIOD WITHOUT PRIOR
COMMISSION APPROVAL. THE
FACT THAT AN EMPLOYEE MAY HAVE BEEN DETAILED TWO OR MORE TIMES, EACH
DETAIL BEING LESS THAN
120 DAYS BUT ALL OF THE DETAILS TOGETHER AGGREGATING MORE THAN 120
DAYS, DOES NOT ALONE
ENTITLE HIM TO A RETROACTIVE TEMPORARY PROMOTION. EACH DETAIL IS A
SEPARATE PERSONNEL ACTION
AND FOR THE PURPOSE OF APPLYING OUR TURNER-CALDWELL DECISIONS EACH
DETAIL MUST HAVE EXCEEDED
120 DAYS BEFORE A DETERMINATION MAY BE MADE THAT THE EMPLOYEE MUST
RECEIVE A RETROACTIVE
TEMPORARY PROMOTION.
(NOTE: THE GAO'S REFERENCE TO 120 DAYS STEMS FROM CIVIL SERVICE
COMMISSION INSTRUCTIONS WHICH PLACE A 120-DAY LIMITATION ON DETAILS TO
HIGHER GRADED POSITIONS WITHOUT PRIOR CIVIL SERVICE COMMISSION APPROVAL.
TURNER-CALDWELL ESTABLISHED THAT BACKPAY COULD BE AWARDED FOR
RETROACTIVE TEMPORARY PROMOTIONS OF EMPLOYEES DETAILED TO THE HIGHER
GRADED POSITION BEYOND 120 DAYS WITHOUT PRIOR CSC APPROVAL. THESE
ISSUES ARE DISCUSSED AT LENGTH IN CSC BULLETIN NO. 300-40, MAY 25,
1977.)
WHILE THE GAO DECISIONS DEAL IN TERMS OF 120 DAYS AS THE MAXIMUM
ALLOWABLE DETAIL TO A HIGHER GRADED POSITION WITHOUT PRIOR CSC APPROVAL,
IT IS WELL ESTABLISHED THAT AN AGENCY MAY PROPERLY INCLUDE WITHIN A
COLLECTIVE BARGAINING AGREEMENT A COMMITMENT TO TEMPORARILY PROMOTE AN
EMPLOYEE SERVING IN A HIGHER GRADED POSITION BEFORE REACHING THE 120-DAY
CEILING (E.G., AFTER 60 DAYS). IN THIS CASE, THE ARBITRATOR HAS NOTED,
SEE BELOW, THAT THE PARTIES AGREED THAT THE 60 DAYS MUST BE CONTINUOUS.
HOWEVER, OPM REGULATIONS DO NOT REQUIRE THAT A CONTRACTUALLY ARRIVED AT
"TRIGGER" FOR TEMPORARY PROMOTION BE OF ANY SPECIFIC DURATION, NOR THAT
IT MUST BE CONTINUOUS. SUCH A LIMITATION THEN BECOMES A
NONDISCRETIONARY AGENCY POLICY AND MUST BE COMPLIED WITH BY THE AGENCY
WHEN THE STATED CRITERIA HAVE BEEN SATISFIED. THEREFORE, WITH RESPECT
TO THE INSTANT CASE, A FINDING MUST BE MADE THAT THE GRIEVANT SERVED 60
CONTINUOUS DAYS IN THE HIGHER GRADED POSITION BEFORE THE EMPLOYEE WOULD
BE ENTITLED TO A TEMPORARY PROMOTION.
IN SUMMARY, THE EXTENT TO WHICH THE ARBITRATOR'S AWARD MAY BE
IMPLEMENTED HINGES ON A SPECIFIC DETERMINATION OF WHEN THE GRIEVANT
PERFORMED THE DUTIES OF THE HIGHER GRADED POSITION. IF THE GRIEVANT
PERFORMED THE DUTIES OF THE HIGHER GRADED POSITION FOR THE ENTIRE
13-MONTH PERIOD THE ARBITRATOR'S AWARD DOES NOT CONFLICT WITH APPLICABLE
RULES AND REGULATIONS. HOWEVER, THE RECORD SUGGESTS THAT THE DUTIES
WERE PERFORMED ON A SPORADIC BASIS:
THE PARTIES HAVE STIPULATED THAT THE ONLY SENSIBLE MEANING OF 60 WORK
DAYS WITHIN THE
GOVERNING CONTRACT PROVISION IS 60 CONTINUOUS DAYS. FROM TESTIMONY
ADDUCED AT THE HEARING IT
IS IMPOSSIBLE FOR THE ARBITRATOR TO SPECIFY WHAT 60-DAY PERIOD WAS
SATISFIED AS IT RELATES TO
THE GRIEVANT SINCE NEITHER SIDE PRODUCED HOURLY SCHEDULES DISCLOSING
WHO WORKED IN WHAT
CAPACITY, AND WHEN. NONETHELESS, THE ARBITRATOR IS SUFFICIENTLY
CONVINCED AND PERSUADED BY
THE UNION'S CASE THAT GRIEVANT DID, IN FACT, ACT AS A SUPERVISOR FOR
A PERIOD IN EXCESS OF 60
DAYS, AND THAT BETWEEN FEBRUARY 20, 1977 AND MARCH 18, 1978 HE WAS
NEITHER TEMPORARILY
PROMOTED NOR PROVIDED WITH COMPENSATION COMMENSURATE WITH HIS ADDED
JOB RESPONSIBILITIES.
THE IMPLICATION OF THE ABOVE IS THAT THE GRIEVANT DID NOT SERVE IN
THE HIGHER LEVEL POSITION FOR THE ENTIRE PERIOD BETWEEN FEBRUARY 20,
1977, AND MARCH 18, 1978. IF THAT IS SO, THE AWARD, AS GRANTED BY THE
ARBITRATOR, IS IN CONFLICT WITH APPLICABLE RULES AND REGULATIONS.
NEVERTHELESS, THE ARBITRATOR DID FIND THAT "THE GRIEVANT DID, IN
FACT, ACT AS A SUPERVISOR FOR A PERIOD IN EXCESS OF 60 DAYS. . . . " AN
AWARD OF BACKPAY WOULD REQUIRE A DETERMINATION OF THE SPECIFIC PERIOD(S)
OF TIME IN WHICH THE GRIEVANT SERVED AT THE HIGHER LEVEL, EXTENDING
BEYOND THE "TRIGGER" OF 60 CONTINUOUS DAYS.
BASED UPON THE FOREGOING INTERPRETATION OF APPLICABLE REGULATIONS BY
THE OFFICE OF PERSONNEL MANAGEMENT, WE FIND THAT THE ARBITRATOR'S AWARD
IN THIS CASE DOES NOT VIOLATE APPROPRIATE REGULATIONS. HOWEVER,
IMPLEMENTATION OF THIS AWARD MUST BE IN ACCORDANCE WITH APPLICABLE LAWS
AND REGULATIONS AND THUS, IN COMPUTING THE AMOUNT OF BACKPAY DUE THE
GRIEVANT, A DETERMINATION MUST BE MADE AS TO THE SPECIFIC PERIOD(S) OF
TIME IN WHICH THE THE GRIEVANT PERFORMED IN THE HIGHER LEVEL POSITION
BEYOND 60 CONTINUOUS DAYS AND THE PAYMENT OF BACKPAY LIMITED TO THAT
PERIOD. /2/
CONCLUSION
FOR THE FOREGOING REASONS, AND PURSUANT TO SECTION 2411.37(B) OF THE
AMENDED RULES OF PROCEDURE, WE SUSTAIN THE AWARD. IMPLEMENTATION OF THE
AWARD MUST BE CONSISTENT WITH THIS DECISION. THE STAY OF THE AWARD IS
HEREBY VACATED. /3/
ISSUED, WASHINGTON, D.C., FEBRUARY 21, 1980
RONALD W. HAUGHTON, CHAIRMAN
HENRY B. FRAZIER III, MEMBER
LEON B. APPLEWHAITE, MEMBER
FEDERAL LABOR RELATIONS AUTHORITY
/1/ ACCORDING TO THE ARBITRATOR, ARTICLE 21, SECTION A OF THE PARTIES
AGREEMENT PROVIDES, IN RELEVANT PART:
SECTION A. DETAILS ARE OFFICIAL PERSONNEL ACTIONS BY WHICH AN
EMPLOYEE RECEIVES CREDIT FOR
EXPERIENCE AND TRAINING WHILE ASSIGNED AWAY FROM HIS/HER OFFICIAL
POSITION, BUT RECEIVES THE
SALARY ATTACHED TO HIS/HER POSITION. DETAILS MAY BE USED TO MEET
SITUATIONS SUCH
AS: IRREGULAR WORKLOADS, CHANGE IN ORGANIZATION, UNANTICIPATED
ABSENCES SUCH AS SICK OR
EMERGENCY LEAVE, PENDING OFFICIAL ASSIGNMENTS, PENDING DESCRIPTION
AND CLASSIFICATION OF NEW
POSITIONS, PENDING SECURITY CLEARANCE, AND FOR CROSS TRAINING TO
POSITIONS OF LIKE GRADE. TO
THE MAXIMUM EXTENT FEASIBLE, DETAILS WILL NOT BE MADE TO LOWER GRADE
DUTIES. DETAILS TO
HIGHER GRADE POSITIONS WILL NOT EXCEED SIXTY (60) DAYS.
ARTICLE 22, SECTION E PROVIDES, IN RELEVANT PART:
ASSIGNMENT TO HIGHER GRADE POSITIONS BY TEMPORARY PROMOTION IN LIEU
OF DETAIL IS REQUIRED
FOR PERIODS IN EXCESS OF SIXTY (60) DAYS. NO TEMPORARY PROMOTION
WILL BE MADE FOR LESS THAN
SIXTY (60) DAYS OR TO EXCEED ONE YEAR. SELECTION FOR TEMPORARY
PROMOTION WILL BE MADE IN
ACCORDANCE WITH THE COMPETITIVE PROVISIONS OF THIS ARTICLE.
/2/ WE NOTE THAT THE ARBITRATOR, AS PART OF HIS AWARD, RETAINED
LIMITED JURISDICTION OVER THE AWARD AS FOLLOWS:
THE PARTIES STIPULATED AT THE HEARING THAT THEY WOULD HAVE 30 DAYS
FROM THE DATE OF THIS
DECISION TO AGREE UPON A SUITABLE BACK PAY SUM, AND SHOULD THEY NOT
BE ABLE TO SO AGREE THE
ARBITRATOR, IN HIS SOLE DISCRETION AND UPON THE REQUEST OF EITHER
PARTY, WILL MAKE A DECISION
CONCERNING THE AMOUNT OF COMPENSATION TO BE AWARDED.
THUS IT WOULD APPEAR THAT SHOULD THE PARTIES BE UNABLE TO AGREE ON
THE BACKPAY DUE THE GRIEVANT IN THIS CASE, EITHER PARTY MAY REQUEST A
DECISION FROM THE ARBITRATOR AS TO THE AMOUNT OF COMPENSATION TO BE
AWARDED. HOWEVER, IN DETERMINING THE AMOUNT OF THAT COMPENSATION THE
ARBITRATOR IS LIKEWISE BOUND BY APPLICABLE LAWS AND REGULATIONS AND MUST
DETERMINE SPECIFIC PERIODS OF TIME IN WHICH THE GRIEVANT PERFORMED IN
THE HIGHER LEVEL POSITION BEYOND 60 CONTINUOUS DAYS.
/3/ IN CONFORMITY WITH SECTION 902(B) OF THE CIVIL SERVICE REFORM ACT
OF 1978 (92 STAT. 1224), THE INSTANT CASE WAS DECIDED SOLELY ON THE
BASIS OF E.O. 11491, AS AMENDED, AND AS IF THE NEW FEDERAL SERVICE
LABOR-MANAGEMENT RELATIONS STATUTE (92 STAT. 1191) HAD NOT BEEN ENACTED.
THE DECISION DOES NOT PREJUDGE IN ANY MANNER EITHER THE MEANING OR
APPLICATION OF RELATED PROVISIONS OF THE NEW STATUTE OR THE RESULT WHICH
WOULD BE REACHED BY THE AUTHORITY IF THE CASE HAD ARISEN UNDER THE
STATUTE RATHER THAN THE ORDER.